WI Securities Filings for April 20, 2009 through May 01, 2009

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 20-APR-09 and 01-MAY-09


REPORT ITEMS 0

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 20-APR-09 and 01-MAY-09

VERLO MATTRESS FACTORY STORES LLC
File No: 556293 File Code: 71 Date Recvd: 27-APR-09 Status 1: R
Examiner: City: FORT ATKINSON State: WI

REPORT ITEMS 1

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 20-APR-09 and 01-MAY-09

DIREXION FUNDS DIREXION COMMODITY TRENDS STRATEGY FUND
INSTITUTIONAL CLASS
File No: 556411 File Code: 3 Date Recvd: 01-MAY-09 Status 1: Z
Examiner: City: MILWAUKEE


DIREXION FUNDS DIREXION FINANCIAL TRENDS STRATEGY FUND
INSTITUTIONAL CLASS
File No: 556412 File Code: 3 Date Recvd: 01-MAY-09 Status 1: Z
Examiner: City: MILWAUKEE


LKCM FUNDS LKCM BALANCED FUND
File No: 556344 File Code: 3 Date Recvd: 29-APR-09 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 3

Takeover Filings made with DFI's Securities Division between 20-APR-09 and 01-MAY-09


REPORT ITEMS 0



Last Updated: June 27, 2015