Securities Filings for May 18, 2009 through May 29, 2009

Exemption Filings Made with DFI's Securities Division between 18-MAY-09 and 29-MAY-09

BRODER BROS CO
File No: 557823 File Code: 7 Date Recvd: 29-MAY-09 Status 1: F
Examiner: City: TREVOSE State: PA Country: USA


MEWBOURNE ENERGY PARTNERS 09 A LP
File No: 557822 File Code: 7 Date Recvd: 29-MAY-09 Status 1: F
Examiner: City: TYLER State: TX Country: USA

CORAM DEO ACADEMY INC
File No: 557809 File Code: 8 Date Recvd: 28-MAY-09 Status 1: P
Examiner: City: FLOWER MOUND State: TX Country: USA


TANGO NETWORKS INC
File No: 557806 File Code: 7 Date Recvd: 28-MAY-09 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


FEINSTEIN FAYE B
File No: 557794 File Code: 55 Date Recvd: 27-MAY-09 Status 1: P
Examiner: City: State: Country: USA


KEMPHARM INC
File No: 557793 File Code: 7 Date Recvd: 27-MAY-09 Status 1: F
Examiner: City: NORTH LIBERTY State: IA Country: USA


MAN AHL DIVERSIFIED 1 LP
File No: 557791 File Code: 7 Date Recvd: 27-MAY-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


RICI LINKED PAM ADVISORS FUND LLC
File No: 557790 File Code: 7 Date Recvd: 27-MAY-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


WAVELAND RESOURCE PARTNERS 1 LP
File No: 557792 File Code: 7 Date Recvd: 27-MAY-09 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


IMAGO SCIENTIFIC INSTRUMENTS CORP
File No: 557675 File Code: 7 Date Recvd: 26-MAY-09 Status 1: F
Examiner: City: MADISON State: WI Country: USA


MURVIN & MEIER OIL CO
File No: 557674 File Code: 7 Date Recvd: 26-MAY-09 Status 1: F
Examiner: City: BARRINGTON State: IL Country: USA


MEDICAL CONNECTIONS HOLDINGS INC
File No: 557645 File Code: 7 Date Recvd: 22-MAY-09 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


TA 11 LP
File No: 557644 File Code: 7 Date Recvd: 22-MAY-09 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


ARDEN INSTITUTIONAL ADVISERS 2 MS FEEDER LP
File No: 557602 File Code: 7 Date Recvd: 20-MAY-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


OCEANIC EXPLORATION CO
File No: 557601 File Code: 8 Date Recvd: 20-MAY-09 Status 1: G
Examiner: RES City: ENGLEWOOD State: CO Country: USA


TA SUBORDINATED DEBT FUND 3 LP
File No: 557600 File Code: 7 Date Recvd: 20-MAY-09 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


BRANSON AIRPORT LLC
File No: 557535 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: ROWAYON State: CT Country: USA


BRANSON LAND LLC
File No: 557534 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: ROWAYON State: CT Country: USA


CERES FARMS LLC
File No: 557536 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: HINGHAM State: MA Country: USA


MACFARLAN CAPITAL PARTNERS FUND 3 LP
File No: 557532 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


NYPPEX HOLDINGS LLC
File No: 557537 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


WHITE OAKS WEALTH ADVISORS CONSERVATIVE GROWTH FUND LLC
File No: 557533 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


AMBER READY INC
File No: 557467 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: ROCKAWAY State: NJ Country: USA


COMMUNITY NATIONAL BANCORP
File No: 557603 File Code: 8 Date Recvd: 18-MAY-09 Status 1: G
Examiner: RES City: WATERLOO State: IA Country: USA


EL PASO MURCHISON OR INVETORS LLC
File No: 557463 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ENPRECIS INC
File No: 557465 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: MERCER ISLAND State: WA Country: USA


FALCON RIDGE GROWTH FUND LP
File No: 557459 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


G&D RESOURCES INC
File No: 557464 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


PREFERRED INCOME PARTNERS 4 LLC
File No: 557462 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


TERYL RESOURCES CORP
File No: 557461 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: RICHMOND BC V7A 5E0 State: Country: CANADA


UNIVERSAL ROBOTICS INC
File No: 557460 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: NASHVILLE State: TN Country: USA

REPORT ITEMS 31

Franchise Filings Made with DFI's Securities Division between 18-MAY-09 and 29-MAY-09

1ST WATCH FRANCHISE DEVELOPMENT CO
File No: 557851 File Code: 71 Date Recvd: 29-MAY-09 Status 1: R
Examiner: City: BRADENTON State: FL Country: USA


CAREERS FRANCHISING INC
File No: 557857 File Code: 71 Date Recvd: 29-MAY-09 Status 1: R
Examiner: City: BOCA RATON State: FL Country: USA


HARDEES FOOD SYSTEMS INC
File No: 557847 File Code: 71 Date Recvd: 29-MAY-09 Status 1: R
Examiner: City: ST LOUIS State: MO Country: USA


HARDEES FOOD SYSTEMS INC
File No: 557848 File Code: 71 Date Recvd: 29-MAY-09 Status 1: R
Examiner: City: ST LOUIS State: MO Country: USA


HARDEES FOOD SYSTEMS INC
File No: 557849 File Code: 71 Date Recvd: 29-MAY-09 Status 1: R
Examiner: City: ST LOUIS State: MO Country: USA


PQACIFIC PRIDE SERVIES LLC
File No: 557850 File Code: 71 Date Recvd: 29-MAY-09 Status 1: R
Examiner: City: SALME State: OR Country: USA


3D GAMES FRANCHISE LLC
File No: 557842 File Code: 71 Date Recvd: 28-MAY-09 Status 1: R
Examiner: City: KATY State: TX Country: USA


HARDEES FOOD SYSTEMS INC
File No: 557845 File Code: 71 Date Recvd: 28-MAY-09 Status 1: R
Examiner: City: ST LOUIS State: MO Country: USA


KILWINS CHOCOLATES FRANCHISE INC
File No: 557843 File Code: 71 Date Recvd: 28-MAY-09 Status 1: R
Examiner: City: PETOSKEY State: MI Country: USA


SIR GROUT FRANCHISING LLC
File No: 557841 File Code: 71 Date Recvd: 28-MAY-09 Status 1: R
Examiner: City: ALPHARETTE State: GA Country: USA


SMART CHOICE FRANCHISE CORP
File No: 557846 File Code: 71 Date Recvd: 28-MAY-09 Status 1: R
Examiner: City: GREENSBORO State: NC Country: USA


SPICE & TEA EXCHANGE FRANCHSING LLC
File No: 557844 File Code: 71 Date Recvd: 28-MAY-09 Status 1: R
Examiner: City: ST AUGUSTINE State: FL Country: USA


BROADWAY STATION RESTAURANTS INC
File No: 557812 File Code: 71 Date Recvd: 27-MAY-09 Status 1: R
Examiner: City: WOODBURY State: MN Country: USA


VS BARBERSHOP FRANCHISE LLC
File No: 557811 File Code: 71 Date Recvd: 27-MAY-09 Status 1: R
Examiner: City: PHOENIX State: AZ Country: USA


WINGSTOP RESTAURANTS INC
File No: 557814 File Code: 71 Date Recvd: 27-MAY-09 Status 1: R
Examiner: City: RICHARDSON State: TX Country: USA


ACG PIZZA PARTNERS LLC
File No: 557813 File Code: 71 Date Recvd: 26-MAY-09 Status 1: R
Examiner: City: MARIETTA State: GA Country: USA


AMERICAN RUNNING CO
File No: 557694 File Code: 71 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: DUNEDIN State: FL Country: USA


GREASE MONKEY FRANCHISING LLC
File No: 557695 File Code: 71 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: GREENWOOD VILLAGE State: CO Country: USA


KARCHER CARL ENTERPRISES INC
File No: 557697 File Code: 71 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: CARPINTERIA State: CA Country: USA


KARCHER CARL ENTERPRISES INC
File No: 557698 File Code: 71 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: CARPINTERIA State: CA Country: USA


WOW CAFE & WINGERY FRANCHISING ACCOUNT LLC
File No: 557696 File Code: 71 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: COVINGTON State: LA Country: USA


KRISPY KREME DOUGHNUT CORP
File No: 557634 File Code: 71 Date Recvd: 21-MAY-09 Status 1: R
Examiner: City: WINSTON SALEM State: NC Country: USA


MEGADANCE USA CORP
File No: 557635 File Code: 71 Date Recvd: 21-MAY-09 Status 1: R
Examiner: City: LONGMEADOW State: MA Country: USA


CURRENT SAFE CORP
File No: 557636 File Code: 71 Date Recvd: 20-MAY-09 Status 1: R
Examiner: City: PITTSBURGH State: PA Country: USA


SYLVAN LEASING INC
File No: 557546 File Code: 71 Date Recvd: 19-MAY-09 Status 1: R
Examiner: City: BALTIMORE State: MD Country: USA


INCHES A WEIGH NORTH AMERICA INC
File No: 557545 File Code: 71 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: BIRMINGHAM State: AL Country: USA

REPORT ITEMS 26

Registration Filings Made with DFI's Securities Division between 18-MAY-09 and 29-MAY-09

FT 2040 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES
17
File No: 557816 File Code: 5 Date Recvd: 29-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2042 UTILITIES SELECT PORTFOLIO SERIES 9
File No: 557819 File Code: 5 Date Recvd: 29-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2063 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES 5
File No: 557820 File Code: 5 Date Recvd: 29-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2064 PREFERRED INCOME PORTFOLIO SERIES 30
File No: 557818 File Code: 5 Date Recvd: 29-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2065 ALTERNATIVE ENERGY PORTFOLIO SERIES 10
File No: 557817 File Code: 5 Date Recvd: 29-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


PROFESSIONALLY MANAGED PORTFOLIO FUNDX TACTICAL TOTAL RETURN
File No: 557821 File Code: 3 Date Recvd: 29-MAY-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


FORESTER FUNDS FORESTER DISCOVERY FUND
File No: 557805 File Code: 3 Date Recvd: 28-MAY-09 Status 1: R
Examiner: City: LIBERTYVILLE State: IL Country: USA


INDUSTRIAL INCOME TR INC
File No: 557810 File Code: 1 Date Recvd: 28-MAY-09 Status 1: P
Examiner: City: DENVER State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 595 CLAYMORE
GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORPORAT TR SHARES
File No: 557784 File Code: 5 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2029 INCOME ALLOCATION CLOSED END JUNE 09
File No: 557785 File Code: 5 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2030 DOW TARGET 10 JUNE 09 TERM 6 30 10
File No: 557786 File Code: 5 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2030 TARGET FOCUS 4 JUNE 09 TERM 8 31 10
File No: 557789 File Code: 5 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2030 TARGET TRIAD JUNE 09 TERM 8 31 10
File No: 557788 File Code: 5 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2030 TARGET VIP JUNE 09 TERM 8 31 10
File No: 557787 File Code: 5 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


PRICE T ROWE LAGE CAP CORE FUND INC
File No: 557783 File Code: 3 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE LAGE CAP CORE FUND INC PTRLCCF ADVISOR CLASS
File No: 557782 File Code: 3 Date Recvd: 27-MAY-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 582 ZACKS
INCOME ADVANTAGE STRATEGY SERIES 5
File No: 557673 File Code: 5 Date Recvd: 26-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


BHR INSTITUTIONAL FUNDS DYNAMIC CONTRARIAN ADVANTAGE FUND
CLASS I SHARES
File No: 557779 File Code: 3 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: BERWYN State: PA Country:


BHR INSTITUTIONAL FUNDS DYNAMIC DISCOVERY FUND CLASS I
SHARES
File No: 557778 File Code: 3 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: BERWYN State: PA Country:


BHR INSTITUTIONAL FUNDS DYNAMIC GOLD & PRECIOUS METALS FUND
CLASS I SHARES
File No: 557777 File Code: 3 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: BERWYN State: PA Country:


BHR INSTITUTIONAL FUNDS DYNAMIC INFRASTRUCTURE FUND CLASS I
SHARES
File No: 557780 File Code: 3 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: BERWYN State: PA Country:


BHR INSTITUTIONAL FUNDS DYNAMIC US GROWTH FUND CLASS I
SHARES
File No: 557781 File Code: 3 Date Recvd: 22-MAY-09 Status 1: R
Examiner: City: BERWYN State: PA Country:


VAN KAMPEN UNIT TR MUNICIPAL SERIES 794 INVESTMENT GRADE
MUNICIPAL TR INTERMEDIATE SERIES 2
File No: 557640 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 892 MORGAN STANLEY 30 FOR 2013
PORTFOLIO
File No: 557643 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 175 VARIABLE &
FIXED RATE SHORT TERM CORPORATE TR SERIES 1
File No: 557642 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 179 BUILD AMERICA
BONDS INCOME TR SERIES 1
File No: 557641 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPORATE TR STRATGIC SERIES 2
File No: 557609 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INSURED TX EX MUNICIPAL PORTFOLIO LONG TERM SERIES 4
File No: 557612 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 18
File No: 557611 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TACTICAL INCOME CLOSED END PORTFOLIO SERIES 9
File No: 557610 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


AMERICAN 1ST ABSOLUTE RETURN PORTFOLIO SERIES 1
File No: 557607 File Code: 5 Date Recvd: 20-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 2060 REIT GROWTH & INCOME PLUS 5 YEAR SERIES
File No: 557599 File Code: 5 Date Recvd: 20-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HARTFORD MUTUAL FUNDS INC HARGORD MIDCAP FUND CLASS R3
File No: 557530 File Code: 5 Date Recvd: 19-MAY-09 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARGORD MIDCAP FUND CLASS R4
File No: 557531 File Code: 3 Date Recvd: 19-MAY-09 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARGORD MIDCAP FUND CLASS R5
File No: 557529 File Code: 3 Date Recvd: 19-MAY-09 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


PAYDEN & RYGEL INVESTMENT GROUP PAYDEN KRAVITZ CASH BALANCE
PLAN FUND RETIREMENT CLASS
File No: 557528 File Code: 3 Date Recvd: 19-MAY-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


PIMCO FUNDS PIMCO DEVELOPING LOCAL MARKETS FUND
ADMINISTRATIVE CLASS
File No: 557709 File Code: 3 Date Recvd: 19-MAY-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 568 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 16
File No: 557469 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 581 CLOSED END
NATIONAL MUNICIPAL PORTFOLIO SERIES 15
File No: 557448 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2023 ENERGY SELECT PORTFOLIO SERIES 30
File No: 557456 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2023 HEALTH CARE SELECT PORTFOLIO SERIES 12
File No: 557457 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2023 WATER UTILITY & INFRASTRURE SELECT PORTFOLIO SERIES
12
File No: 557458 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2024 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 13
File No: 557453 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2026 MEGA CAP PORTFOLIO SERIES 9
File No: 557454 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2028 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 17
File No: 557452 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2034 DIVIDEND INCOME TR SERIES 7
File No: 557455 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA

FT 2035 REIT VALUE TR SERIES 3
File No: 557451 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


NATURAL RESOURCES PORTFOLIO SERIES 3
File No: 557450 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 2
File No: 557449 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


WT MUTUAL FUND WILMINGTON PRIME MONEY MARKET FUND SERVICE
SHARES
File No: 557489 File Code: 3 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: WILMINGTON State: DE Country:


WT MUTUAL FUND WILMINGTON TX EX MONEY MARKET FUND CLASS W
SHARES
File No: 557488 File Code: 3 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: WILMINGTON State: DE Country:


WT MUTUAL FUND WILMINGTON US GOVERNMENT MONEY MARKET FUND
SERVICE SHARES
File No: 557490 File Code: 3 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: WILMINGTON State: DE Country:

REPORT ITEMS 52



Last Updated: June 27, 2015