Securities Filings for June 01, 2009 through June 12, 2009

Exemption Filings Made with DFI's Securities Division between 01-JUN-09 and 12-JUN-09

EPV SOLAR INC
File No: 559786 File Code: 7 Date Recvd: 12-JUN-09 Status 1: F
Examiner: City: ROBBINSVILLE State: NJ Country: USA


MEDICAL SAFETY SOLUTIONS INC
File No: 559784 File Code: 7 Date Recvd: 12-JUN-09 Status 1: F
Examiner: City: LEXINTON State: OH Country: USA

NOBLE ROYALTY ACCESS FUND 3 LP
File No: 559785 File Code: 7 Date Recvd: 12-JUN-09 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


BLACKSTONE REAL ESTATE CMBS FUND LP
File No: 559736 File Code: 7 Date Recvd: 10-JUN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


HAMECK OIL CO LTD
File No: 559735 File Code: 7 Date Recvd: 10-JUN-09 Status 1: F
Examiner: City: BOERNE State: TX Country: USA


WORLD MONITOR TR 3 SERIES J
File No: 559734 File Code: 7 Date Recvd: 10-JUN-09 Status 1: F
Examiner: City: RYE BROOK State: NY Country: USA


2009 OPPORTUNITY FUND 2 BR 1 LP
File No: 558187 File Code: 7 Date Recvd: 08-JUN-09 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


JAVALUTION COFFEE CO
File No: 558188 File Code: 7 Date Recvd: 08-JUN-09 Status 1: F
Examiner: City: FORT LAUDERDALE State: FL Country: USA


MEDICAL CONNECTIONS HOLDINGS INC
File No: 558186 File Code: 7 Date Recvd: 08-JUN-09 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


TEXLARK EXPLORATION CO INC COLETTO CREEK 2 WELL PROGRAM
File No: 558189 File Code: 7 Date Recvd: 08-JUN-09 Status 1: F
Examiner: City: PLANO State: TX Country: USA


1ST STATE BANCORP INC
File No: 558190 File Code: 7 Date Recvd: 05-JUN-09 Status 1: F
Examiner: City: LAHARPE State: IL Country: USA


IMMANUEL EVANGELICAL LUTHERAN CHURCH
File No: 558191 File Code: 14 Date Recvd: 05-JUN-09 Status 1: P
Examiner: City: GREENVILLE State: WI Country: USA


CERTIFY DATA SYSTEMS INC
File No: 558173 File Code: 7 Date Recvd: 04-JUN-09 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


CYPRESS INCOME FUND 9 LLC
File No: 558171 File Code: 7 Date Recvd: 04-JUN-09 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


SAGENT HOLDING CO
File No: 558172 File Code: 7 Date Recvd: 04-JUN-09 Status 1: F
Examiner: City: SCHAUMBURG State: IL Country: USA


SAMEDAY SECURITY INC
File No: 558169 File Code: 7 Date Recvd: 04-JUN-09 Status 1: F
Examiner: City: LAS CRUCES State: NM Country: USA


SONTERRA GROUP
File No: 558170 File Code: 7 Date Recvd: 04-JUN-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


MERRILLVILLE 1031 VENTURE LLC
File No: 558091 File Code: 7 Date Recvd: 03-JUN-09 Status 1: F
Examiner: City: OAK BROOK State: IL Country: USA


VICTORIA SECRET 3 D PROSPECT
File No: 558101 File Code: 7 Date Recvd: 03-JUN-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


FORESTER OFFSHORE LTD
File No: 557936 File Code: 7 Date Recvd: 01-JUN-09 Status 1: F
Examiner: City: GRAND CAYMAN KY1-1205 State: Country: CAYMAN IS


IBG LLC
File No: 557935 File Code: 7 Date Recvd: 01-JUN-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA

REPORT ITEMS 21

Franchise Filings Made with DFI's Securities Division between 01-JUN-09 and 12-JUN-09

GRAINS OF MT FRANCHISING INC
File No: 559762 File Code: 71 Date Recvd: 11-JUN-09 Status 1: R
Examiner: City: AURORA State: CO Country: USA


COMPOUND PROFIT CORP
File No: 559741 File Code: 71 Date Recvd: 10-JUN-09 Status 1: R
Examiner: City: MCKINNEY State: TX Country: USA


WHISKEY CREEK FRANCHISE SYSTEMS LLC
File No: 558442 File Code: 71 Date Recvd: 09-JUN-09 Status 1: R
Examiner: City: KEARNEY State: NE Country: USA


SONESTA FRANCHISE CORP
File No: 558216 File Code: 71 Date Recvd: 08-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


TUTORING CENTER FRANCHISE CORP
File No: 558215 File Code: 71 Date Recvd: 08-JUN-09 Status 1: R
Examiner: City: LONG BEACH State: CA Country: USA


FOOT SOLUTIONS INC
File No: 558212 File Code: 71 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: MARIETTA State: GA Country: USA


PENNINGTON GOLF DESIGN FRANCHISE INC
File No: 558211 File Code: 71 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


X GROUP INC
File No: 558217 File Code: 71 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: MENDOTA HEIGHTS State: MN Country: USA


FROZEN ROPES BASEBALL CO LLC
File No: 558214 File Code: 71 Date Recvd: 04-JUN-09 Status 1: R
Examiner: City: CHESTER State: NY Country: USA


SYLVAN LEARNING INC
File No: 558213 File Code: 71 Date Recvd: 04-JUN-09 Status 1: R
Examiner: City: BALTIMORE State: MD Country: USA


ALL STAR FRANCHISING LLC
File No: 558119 File Code: 71 Date Recvd: 01-JUN-09 Status 1: R
Examiner: City: ANN ARBOR State: MI Country: USA


GOLDS GYM FRANCHISING LLC
File No: 558118 File Code: 71 Date Recvd: 01-JUN-09 Status 1: R
Examiner: City: IRVING State: TX Country: USA


SEARS HOME APPLIANCE SHOWROOMS LLC
File No: 558117 File Code: 71 Date Recvd: 01-JUN-09 Status 1: R
Examiner: City: HOFFMAN ESTATES State: IL Country: USA


SYNLAWN LLC
File No: 558116 File Code: 71 Date Recvd: 01-JUN-09 Status 1: R
Examiner: City: DALTON State: GA Country: USA

REPORT ITEMS 14

Registration Filings Made with DFI's Securities Division between 01-JUN-09 and 12-JUN-09

1ST TR COMBINED SERIES 288 TX EX MUNICIPAL INCOME TR SERIES
245
File No: 559778 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 599 CLAYMORE
GUGGENHEIM INTERMEDITATE INVESTMENT GRADE CORPORATE TR SERIE
File No: 559775 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2051 GLOBAL RECOVERY PORTFOLIO
File No: 559781 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2052 DIVIDEND STENGTH PORTFOLIO SERIES 2
File No: 559779 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2053 INVESTMENT GRADE SELECT CLOWED END SERIES 12
File No: 559776 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2054 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 17
File No: 559783 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2055 GLOBAL AGRICULTURE PORTFOLIO SERIES 9
File No: 559780 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2056 TAX ADVANTAGED MUNICIPAL CLOSED END PORTFOLIO SERIES
5
File No: 559777 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2066 GLOBAL COMMONDITIES PORTFOLIO SERIES 8
File No: 559782 File Code: 5 Date Recvd: 12-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CM REIT INC
File No: 559759 File Code: 1 Date Recvd: 11-JUN-09 Status 1: P
Examiner: City: HENDERSON State: NV Country: USA


TD ASSET MANAGEMENT USA FUNDS INC TDAM INSTITUTIONAL US
GOVERNMENT FUND INSTITUTIONAL CLASS
File No: 559774 File Code: 3 Date Recvd: 10-JUN-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


PERONI GROWTH PORTFOLIO SUMMER 2009 SERIES
File No: 558435 File Code: 5 Date Recvd: 09-JUN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX SECURITIES TR NATIONAL TR 457
File No: 558436 File Code: 5 Date Recvd: 09-JUN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 593 DELTA
GLOBAL HARD ASSETS PORTFOLIO SERIES 2
File No: 558183 File Code: 5 Date Recvd: 08-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 593 DELTA
GLOBAL INTERNATIONAL INFRSTRUCTURE PORTFOLIO SERIES 3
File No: 558184 File Code: 5 Date Recvd: 08-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 594 RENEWABLE
& ALTERNATIVE ENERGY PORTFOLIO SERIES 10
File No: 558185 File Code: 5 Date Recvd: 08-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 590 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 20
File No: 558181 File Code: 5 Date Recvd: 05-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 590 STRATEGIC
INCOME PORTFOLIO SERIES 33
File No: 558182 File Code: 5 Date Recvd: 05-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HIGHMARK FUNDS HIGHMARK EQUITY INCOME FUND FIDUCIARY SHARES
File No: 559725 File Code: 3 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country:


HIGHMARK FUNDS HIGHMARK GENEVA GROWTH FUND FIDUCIARY SHARES
File No: 559722 File Code: 3 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country:


HIGHMARK FUNDS HIGHMARK GENEVA SMALL CAP GROWTH FUND
FIDUCIARY SHARES
File No: 559723 File Code: 3 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country:


HIGHMARK FUNDS HIGHMARK GENEVA SMALL CAP GROWTH FUND CLASS A
SHARES
File No: 559720 File Code: 3 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country:


HIGHMARK FUNDS HIGHMARK GENEVA SMALL CAP GROWTH FUND CLASS C
SHARES
File No: 559721 File Code: 3 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country:


HIGHMARK FUNDS HIGHMARK NYSE ARCA TECH 100 INDEX FUND
FIDUCIARY SHARES
File No: 559724 File Code: 3 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country:


HIGHMARK FUNDS HIGHMARK WI TX EX FUND FIDUCIARY SHARES
File No: 559726 File Code: 3 Date Recvd: 05-JUN-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country:


FT 2038 ETF GROWTH & INCOME JUNE 09
File No: 558146 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2043 BALANCED INCOME PORTFOLIO SERIES 20
File No: 558148 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2044 EQUITY ADVANTAGE CLOSED END PORTFOLIO SERIES 7
File No: 558145 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2045 INSURED MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO
SERIES 3
File No: 558149 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2061 CORPROATE INVESTMENT GRADE PORTFOLIO SHORT TERM
SERIES 10
File No: 558147 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 797 INSURED MUNICIPALS
INCOME TR SERIES 572
File No: 558153 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 798 INVESTMENT GRADE
MUNICIPAL TR SERIES 94
File No: 558154 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 799 INVESTORS QUALITY TX
EX TR SERIES 113
File No: 558155 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 800 QUALITY MUNICIPALS
INCOME TR 7TH LTD MATURITY SERIES
File No: 558156 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 DOW JONES SELECT DIVIDEND
INDEX STRATEGY PORTFOLIO 2009 3
File No: 558159 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 EAFE GROWTH SELECT 20
PORTFOLIO 2009 3
File No: 558165 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 EAFE SELECT 20 PORTFOLIO 2009
3
File No: 558158 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 GLOBAL 45 DIVIDEND STRATEGY
PORTFOLIO 2009 3
File No: 558163 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 MULTI STRATEGY SERIES EAFE
EDVY 2009 3
File No: 558164 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 SELECT 10 INDUSTRIAL PORTFOLIO
2009 4
File No: 558166 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 SELECT 5 INDUSTRIAL PORTFOLIO
2009 3
File No: 558160 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 SELECT S&P CORE PORTFOLIO
2009 3
File No: 558162 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 882 SELECT S&P INDUSTRIAL
PORTFOLIO 2009 3
File No: 558161 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 885 S&P GLOBAL PICKS PORTFOLIO
2009 3
File No: 558168 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 885 S&P POWERPICKS PORTFOLIO 2009
3
File No: 558167 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 887 S&P DIVIDEND GROWTH
OPPORTUNITIES TR SERIES 17
File No: 558157 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 180 VAN KAMPEN
BLACKROCK CORPORATE OPPORTUNITY TR SERIES 4
File No: 558150 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 181 LONG TERM
CORPROATE INVESTMENT GRADE TR SERIES 55
File No: 558151 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 182 INTERMEDIATE
CORPROATE INVESTMENT GRADE TR SERIES 43
File No: 558152 File Code: 5 Date Recvd: 04-JUN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPORATE TR STRATEGIC SERIES 3
File No: 558090 File Code: 5 Date Recvd: 03-JUN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


ATEL 14 LLC
File No: 558089 File Code: 1 Date Recvd: 03-JUN-09 Status 1: P
Examiner: City: SAN FRANCISCO State: CA Country: USA


ING EQUITY TR ING INDEX PLUS LARGECAP EQUITY FUND 9 CLASS A
File No: 558420 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country:


ING EQUITY TR ING INDEX PLUS LARGECAP EQUITY FUND 9 CLASS B
File No: 558421 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country:


ING EQUITY TR ING INDEX PLUS LARGECAP EQUITY FUND 9 CLASS C
File No: 558422 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country:


MANAGERS AMG FUNDS GW&K MUNICIPAL BOND FUND INSTITUTIONAL
CLASS
File No: 558084 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


MANAGERS AMG FUNDS GW&K MUNICIPAL BOND FUND INVESTOR CLASS
File No: 558083 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


MANAGERS AMG FUNDS GW&K MUNICIPAL BOND FUND SERVICE CLASS
File No: 558085 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


MANAGERS AMG FUNDS RENAISSANCE LARGE CAP GROWTH FUND
INSTITUTIONAL CLASS
File No: 558086 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


MANAGERS AMG FUNDS RENAISSANCE LARGE CAP GROWTH FUND
INVESTOR CLASS
File No: 558088 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


MANAGERS AMG FUNDS RENAISSANCE LARGE CAP GROWTH FUND SERVICE
CLASS
File No: 558087 File Code: 3 Date Recvd: 03-JUN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


AIM COUNSELOR SERIES TR AIM CORE PLUS BOND FUND
INSTITUTIONAL CLASS SHARES
File No: 558135 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM COUNSELOR SERIES TR AIM CORE PLUS BOND FUND CLASS A
SHARES
File No: 558133 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM COUNSELOR SERIES TR AIM CORE PLUS BOND FUND CLASS B
SHARES
File No: 558134 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM COUNSELOR SERIES TR AIM CORE PLUS BOND FUND CLASS C
SHARES
File No: 558137 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM COUNSELOR SERIES TR AIM CORE PLUS BOND FUND CLASS R
SHARES
File No: 558136 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM COUNSELOR SERIES TR AIM CORE PLUS BOND FUND CLASS Y
SHARES
File No: 558138 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM INVESTMENT FUNDS AIM BALANCED RISK ALLOCATION FUND
INSTITUTIONAL CLASS SHARES
File No: 558141 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM INVESTMENT FUNDS AIM BALANCED RISK ALLOCATION FUND CLASS
A SHARES
File No: 558139 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM INVESTMENT FUNDS AIM BALANCED RISK ALLOCATION FUND CLASS
B SHARES
File No: 558140 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM INVESTMENT FUNDS AIM BALANCED RISK ALLOCATION FUND CLASS
C SHARES
File No: 558143 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM INVESTMENT FUNDS AIM BALANCED RISK ALLOCATION FUND CLASS
R SHARES
File No: 558142 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


AIM INVESTMENT FUNDS AIM BALANCED RISK ALLOCATION FUND CLASS
Y SHARES
File No: 558144 File Code: 3 Date Recvd: 02-JUN-09 Status 1: R
Examiner: City: HOUSTON State: TX Country:


SMART TR DIVERSIFIED DIVIDEND DR 2009 SERIES C
File No: 558077 File Code: 5 Date Recvd: 02-JUN-09 Status 1: Z
Examiner: City: PARSIPPANY State: NJ Country: USA


SMART TR ENHANCED VALUE TR 2009 SERIES B
File No: 558076 File Code: 5 Date Recvd: 02-JUN-09 Status 1: Z
Examiner: City: PARSIPPANY State: NJ Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 589 MULTIPLE
ASSET PORTFOLIO 2 YEAR SERIES 31
File No: 557933 File Code: 5 Date Recvd: 01-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2039 DEFENSIVE EQUITY PORTFOLIO SERIES 7
File No: 557934 File Code: 5 Date Recvd: 01-JUN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HOTCHKIS & WILEY FUNDS HIGH YIELD FUND CLASS A
File No: 557932 File Code: 3 Date Recvd: 01-JUN-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


HOTCHKIS & WILEY FUNDS HIGH YIELD FUND CLASS I
File No: 557931 File Code: 3 Date Recvd: 01-JUN-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA

REPORT ITEMS 78



Last Updated: June 27, 2015