Securities Filings for June 29, 2009 through July 10, 2009

Exemption Filings Made with DFI's Securities Division between 29-JUN-09 and 10-JUL-09

CORAM DEO ACADEMY INC
File No: 561438 File Code: 10 Date Recvd: 10-JUL-09 Status 1: P
Examiner: City: FLOWER MOUND State: TX Country: USA


GRESHAM HEDGED STRATEGIES OFFSHORD TLD
File No: 561379 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HEDGEFORUM PAULSON ADVANTAGE PLUS LTD
File No: 561380 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN ISL


HEDGEFORUM PAULSON RECOVERY LTD
File No: 561383 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN ISL


HEDGEFORUM RENAISSANCE FUTURES LLC
File No: 561381 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


HEDGEFORUM SMSF LLC
File No: 561382 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SHOOT IT LLC
File No: 561385 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


AVIATION FACILITIES CO INC
File No: 561348 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: MCLEAN State: VA Country: USA


OXBOW ENERGY PARTNERS LP
File No: 561347 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: FAIRFIELD State: IA Country: USA


RESTAURANT TECHNOLOGIES INC
File No: 561361 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: EAGON State: MN Country: USA


RESTAURANT TECHNOLOGIES INC CLASS Z
File No: 561349 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: EAGAN State: MN Country: USA


AZTEC OIL & GAS INC
File No: 561301 File Code: 7 Date Recvd: 07-JUL-09 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


BAYLAKE CORP
File No: 561302 File Code: 7 Date Recvd: 07-JUL-09 Status 1: F
Examiner: City: STURGEON BAY State: WI Country: USA


OZDPII PRIVATE INVESTORS LLC
File No: 560816 File Code: 7 Date Recvd: 03-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


STRATEGIC WEALTH & INCOME FUND LLC
File No: 560815 File Code: 7 Date Recvd: 03-JUL-09 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


DIMPLEDOUGH INC
File No: 560789 File Code: 7 Date Recvd: 01-JUL-09 Status 1: F
Examiner: City: INDEPENDENCE State: OH Country: USA


NETWORK FOUNDATION TECHNOLOGIES LLC
File No: 560790 File Code: 7 Date Recvd: 01-JUL-09 Status 1: F
Examiner: City: RUSTON State: LA Country: USA


PINION HILLS COMMUNITY CHURCH
File No: 560788 File Code: 10 Date Recvd: 01-JUL-09 Status 1: P
Examiner: City: FARMINGTON State: NM Country: USA


HEDGEFORUM PAULSON ADVANTAGE LLC
File No: 560715 File Code: 7 Date Recvd: 30-JUN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


WHITESIDE INCOME FUND LLC
File No: 560711 File Code: 7 Date Recvd: 30-JUN-09 Status 1: F
Examiner: City: ASHEVILLE State: NC Country: USA


HEDGEFORUM ARTHA EMERGING MARKETS LLC
File No: 560680 File Code: 7 Date Recvd: 29-JUN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


LEMKO CORP
File No: 560681 File Code: 7 Date Recvd: 29-JUN-09 Status 1: F
Examiner: City: SCHAUMBURG State: IL Country: USA


WHITE CAP PROSPECT LLC
File No: 560710 File Code: 7 Date Recvd: 29-JUN-09 Status 1: F
Examiner: City: APPLETON State: WI Country: USA

REPORT ITEMS 23

Franchise Filings Made with DFI's Securities Division between 29-JUN-09 and 10-JUL-09

CB TAX FRANCHISE SYSTEMS LP
File No: 561397 File Code: 71 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: HOUSTON State: TX Country: USA


DECORATING DEN SYSTEMS INC
File No: 561400 File Code: 71 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: EASTON State: MD Country: USA


MASSAGE HEIGHTS CORPORATE LLC
File No: 561399 File Code: 71 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: SAN ANTONIO State: TX Country: USA


DA VI NAILS INTERANTIONAL LLC
File No: 561360 File Code: 71 Date Recvd: 08-JUL-09 Status 1: R
Examiner: City: WEST VALLEY CITY State: UT Country: USA


HANDYPRO INTERNATIONAL LLC
File No: 561475 File Code: 71 Date Recvd: 08-JUL-09 Status 1: R
Examiner: City: WARREN State: MI Country: USA


JANI KING FRANCHISING INC
File No: 561358 File Code: 71 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: ADDISON State: TX Country: USA


PEOPLES ORGANIC COFFEE FRANCHISING CO LLC
File No: 561359 File Code: 71 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: ST PETERSBURG State: FL Country: USA


AZ PRO DELIVERY FRANCHISING INC
File No: 561398 File Code: 71 Date Recvd: 03-JUL-09 Status 1: R
Examiner: City: SAGINAW State: MI Country: USA


BIG MIKES SUPER SUBS FRANCHISING SYSTEMS INC
File No: 560830 File Code: 71 Date Recvd: 03-JUL-09 Status 1: R
Examiner: City: MADISON State: WI Country: USA


NOBLE ROMANS INC
File No: 560829 File Code: 71 Date Recvd: 03-JUL-09 Status 1: R
Examiner: City: INDIANAPOLIS State: IN Country: USA


GET A GRIP FRANCHISING LLC
File No: 560831 File Code: 71 Date Recvd: 01-JUL-09 Status 1: R
Examiner: City: ALBUQUERQUE State: NM Country: USA


SPARKLE INTERNATIONAL INC
File No: 560805 File Code: 71 Date Recvd: 01-JUL-09 Status 1: R
Examiner: City: BEFORD HEIGHTS State: OH Country: USA


PAYLESS CAR SALES INC
File No: 560770 File Code: 71 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: ST PETERSBURG State: FL Country: USA


1 800 GOT JUNK LLC
File No: 560689 File Code: 71 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: VANCOUVER V6E 2E9 State: BC Country: CANADA


COMFORCARE HEALTH CARE HOLDINGS INC
File No: 560695 File Code: 71 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: BLOOMFIELD HILLS State: MI Country: USA


F19 FRANCHISINH LLC
File No: 560690 File Code: 71 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: TEMECULA State: CA Country: USA


NITELITES FRANCHISE SYSTEMS INC
File No: 560691 File Code: 71 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: FRANKLIN State: OH Country: USA

REPORT ITEMS 17

Registration Filings Made with DFI's Securities Division between 29-JUN-09 and 10-JUL-09

ATLAS RESOURCES PUBLIC 18 2009 C LP
File No: 561469 File Code: 1 Date Recvd: 10-JUL-09 Status 1: Z
Examiner: City: MOON TOWNSHIP State: PA Country: USA


SEI INSTITUTIONAL INVESTMENTS TR LARGE CAP FUND
File No: 561447 File Code: 3 Date Recvd: 10-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R1
File No: 561436 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


LAUDUS TR LAUDUS GROWTH INVESTORS US LARGE CAP GROWTH FUND
File No: 561378 File Code: 3 Date Recvd: 09-JUL-09 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LEGG MASON PARTNERS INCOME TR LMP CORPORATE BOND FUND CLASS
P SHARES
File No: 561437 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


RYDEX SERIES FUNDS US GOVERNMENT MONEY MARKET FUND INVESTOR2
CLASS SHARES
File No: 561429 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: ROCKVILLE State: MD Country:


SELIGMAN MUNICIPAL FUND SERIES INC NY MUNICIPAL SERIES CLASS
A
File No: 561433 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL FUND SERIES INC NY MUNICIPAL SERIES CLASS
C
File No: 561430 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL HIGH YIELD SERIES
CLASS A
File No: 561432 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL HIGH YIELD SERIES
CLASS C
File No: 561434 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL QUALITY SERIES
CLASS A
File No: 561435 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL QUALITY SERIES
CLASS C
File No: 561431 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


CULLMAN BANCORP INC
File No: 561356 File Code: 1 Date Recvd: 08-JUL-09 Status 1: I
Examiner: City: CULLMAN State: AL Country: USA


EATON VANCE GROWTH TR EATON VANCE ATLANTA CAPITAL SMID CAP
FUND CLASS R SHARES
File No: 561375 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


EATON VANCE MUTUAL FUNDS TR EATON VANCE STRATEGIC INCOME
FUND CLASS R SHARES
File No: 561374 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE LARGE CAP
GROWTH FUND CLASS R SHARES
File No: 561377 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE SMALL CAP FUND
CLASS R SHARES
File No: 561376 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


FT 2075 GLOBAL EQUITY INCOME CLOSED END PORTFOLIO SERIES 5
File No: 561345 File Code: 5 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2078 DIVERSIFIED EQUITY STRATEGIC ALLOCATION PORT 3Q 09
TERM 10 13 10
File No: 561346 File Code: 5 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


2077 LARGE CAP PORTFOLIO SERIES 19
File No: 561298 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


AQR FUNDS AQR INTERNATIONAL MOMENTUM FUND CLASS L SHARES
File No: 561342 File Code: 3 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: GREENWICH State: CT Country:


AQR FUNDS AQR MOMENTUM FUND CLASS L SHARES
File No: 561343 File Code: 3 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: GREENWICH State: CT Country:


AQR FUNDS AQR SMALL CAP MOMENTUM FUND CLASS L SHARES
File No: 561344 File Code: 3 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: GREENWICH State: CT Country:


FT 2076 PHARMACUETICAL SELECT PORTFOLIO SERIES 30
File No: 561294 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2077 INTERNATIONAL PORTFOLIO SERIES 19
File No: 561297 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2077 SMID CAP PORTFOLIO SERIES 2
File No: 561296 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2105 CORPORATE INVESTMENT GRADE PORTFOLIO INTERMEDIATE 5
YEAR SERIES 11
File No: 561295 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL WATER PORTFOLIO SERIES 5
File No: 561300 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NAVELLIER GROWTH PORTFOLIO SERIES 7
File No: 561299 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 806 INVESTMENT GRADE
MUNICIPAL TR INTERMEDIATE SERIES 3
File No: 561279 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 808 INSURED MUNICIPALS
INCOME TR SERIES 574
File No: 561280 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 809 INVESTORS QUALITY TX
EX TR SERIES 115
File No: 561281 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 810 QUALITY MUNICIPALS
INCOME TR 9TH LTD MATURITY SERIES
File No: 561282 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 894 VAN KAMPEN PRECIOUS METALS &
MINING PORTFOLIO 2009 3
File No: 561283 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 COHEN & STEERS REIT INCOME
PORTFOLIO 2009 3
File No: 561284 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 DIVERSIFIED HEALTHCARE
PORTFOLIO SERIES 48
File No: 561285 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 ENERGY PORTFOLIO SERIES 31
File No: 561286 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 FINANCIAL INSTITUTIONS
PORTFOLIO SERIES 43
File No: 561287 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 UTILITY INCOME PORTFOLIO
SERIES 28
File No: 561288 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 897 SELECT S&P GREATER CHINA PICKS
PORTFOLIO SERIES 15
File No: 561289 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 899 VAN KAMPEN PREFERRED
OPPORTUNITY PORTFOLIO SERIES 7
File No: 561290 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 901 VAN KAMPEN EMERGING MARKETS
PORTFOLIO 2009 3
File No: 561291 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 186 INTERMEDIATE
CORPORATE INVESTMENT GRADE TR SERIES 45
File No: 561292 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 187 LONG TERM
CORPORATE INVESTMENT GRADE TR SERIES 57
File No: 561293 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2 YR
SERIES 8
File No: 561275 File Code: 5 Date Recvd: 06-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CA Country: USA


FRANKLIN TAX FREE TR FRANKLIN DOUBLE TAX FREE INCOME FUND
ADVISOR CLASS
File No: 561364 File Code: 3 Date Recvd: 06-JUL-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


GLOBAL SHIPPING PORTFOLIO SERIES 5
File No: 561276 File Code: 5 Date Recvd: 06-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 596
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 9
File No: 560814 File Code: 5 Date Recvd: 03-JUL-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 596 STRATEGIC
INCOME PORTFOLIO SERIES 34
File No: 560813 File Code: 5 Date Recvd: 03-JUL-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


JPMORGAN TR 1 JPMORGAN PRIME MONEY MARKET FUND INVESTOR
SHARES
File No: 560796 File Code: 3 Date Recvd: 02-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN PRIME MONEY MARKET FUND SERVICE
SHARES
File No: 560795 File Code: 3 Date Recvd: 02-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN US GOVERNMENT MONEY MARKET FUND
INVESTOR SHRS
File No: 560798 File Code: 3 Date Recvd: 02-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN US TREASURY MONEY MARKET FUND SERVICE
SHARES
File No: 560797 File Code: 3 Date Recvd: 02-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN US TREASURY SECURITIES MONEY MARKET
FUND SERVICE SHARES
File No: 560799 File Code: 3 Date Recvd: 02-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


SEI INSTITUTIONAL MANAGED TR REAL RETURN FUND CLASS A SHARES
File No: 561274 File Code: 3 Date Recvd: 02-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


SEI INSTITUTIONAL MANAGED TR US FIXED INCOME FUND CLASS A
SHARES
File No: 561273 File Code: 3 Date Recvd: 02-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FORUM FUNDS BROWN ADVISORY INTERMEDIATE INCOME FUND
INSTITUTIONAL SHARES
File No: 560794 File Code: 3 Date Recvd: 01-JUL-09 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


ROCHDALE INVESTMENT TR ROCHDALE FIXED INCOME OPPORTUNITIES
PORTFOLIO
File No: 560786 File Code: 3 Date Recvd: 01-JUL-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


SCOUT FUNDS SCOUT TRENDSTAR SMALL CAP FUND
File No: 560787 File Code: 3 Date Recvd: 01-JUL-09 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2000 FUND
File No: 561089 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2005 FUND
File No: 561091 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2010 FUND
File No: 561090 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2015 FUND
File No: 561092 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2020 FUND
File No: 561093 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2025 FUND
File No: 561098 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2030 FUND
File No: 561096 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2035 FUND
File No: 561094 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2040 FUND
File No: 561095 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2045 FUND
File No: 561097 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K 2050 FUND
File No: 561099 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


FIDELITY ABERDEEN STREET TR FIDELITY FREEDOM K INCOME FUND
File No: 561088 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


JANUS INVESTMENT FUND INTECH RISK MANAGED GROWTH FUND CLASS
T SHARES
File No: 561140 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND INTECH RISK MANAGED INTERNATIONAL FUND
CLASS T SHARES
File No: 561146 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND INTECH RISK MANAGED VALUE FUND CLASS T
SHARES
File No: 561141 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS 40 FUND CLASS T SHARES
File No: 561143 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL LIFE SCIENCES FUND CLASS
A SHARES
File No: 561112 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL LIFE SCIENCES FUND CLASS
C SHARES
File No: 561124 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL LIFE SCIENCES FUND CLASS
I SHARES
File No: 561114 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL LIFE SCIENCES FUND CLASS
S SHARES
File No: 561130 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL OPPORTUNITIES FUND CLASS
A SHARES
File No: 561119 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL OPPORTUNITIES FUND CLASS
C SHARES
File No: 561121 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL OPPORTUNITIES FUND CLASS
I SHARES
File No: 561123 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL OPPORTUNITIES FUND CLASS
S SHARES
File No: 561125 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL REAL ESTATE FUND CLASS T
SHARES
File No: 561147 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL RESEARCH FUND CLASS A
SHARES
File No: 561127 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL RESEARCH FUND CLASS C
SHARES
File No: 561129 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL RESEARCH FUND CLASS I
SHARES
File No: 561131 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL RESEARCH FUND CLASS S
SHARES
File No: 561133 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL TECHNOLOGY FUND CLASS A
SHARES
File No: 561116 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL TECHNOLOGY FUND CLASS C
SHARES
File No: 561126 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL TECHNOLOGY FUND CLASS I
SHARES
File No: 561100 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GLOBAL TECHNOLOGY FUND CLASS S
SHARES
File No: 561134 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS GOVERNMENT MONEY MARKET FUND
CLASS J SHARES
File No: 561139 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS INTERNATIONAL 40 FUND CLASS T
SHARES
File No: 561138 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS INTERNATIONAL EQUITY FUND CLASS
T SHARES
File No: 561145 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS LONG SHORT FUND CLASS T SHARES
File No: 561144 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS MODULAR PORTFOLIO CONSTRUCTION
FUND CLASS T SHARES
File No: 561137 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS MONEY MARKET FUND CLASS J SHARES
File No: 561142 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS RESEARCH FUND CLASS A SHARES
File No: 561103 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS RESEARCH FUND CLASS C SHARES
File No: 561104 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS RESEARCH FUND CLASS I SHARES
File No: 561106 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS RESEARCH FUND CLASS S SHARES
File No: 561108 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SHORT TERM BOND FUND CLASS A
SHARES
File No: 561101 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SHORT TERM BOND FUND CLASS C
SHARES
File No: 561102 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SHORT TERM BOND FUND CLASS I
SHARES
File No: 561115 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SHORT TERM BOND FUND CLASS S
SHARES
File No: 561117 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO CONSERVATIVE
CLASS A SHARES
File No: 561107 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO CONSERVATIVE
CLASS C SHARES
File No: 561128 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO CONSERVATIVE
CLASS I SHARES
File No: 561105 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO CONSERVATIVE
CLASS S SHARES
File No: 561120 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO GROWTH CLASS A
SHARES
File No: 561135 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO GROWTH CLASS C
SHARES
File No: 561132 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO GROWTH CLASS I
SHARES
File No: 561113 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO GROWTH CLASS S
SHARES
File No: 561118 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO MODERATE CLASS A
SHARES
File No: 561111 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO MODERATE CLASS C
SHARES
File No: 561110 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO MODERATE CLASS I
SHARES
File No: 561109 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND JANUS SMART PORTFOLIO MODERATE CLASS S
SHARES
File No: 561122 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


JANUS INVESTMENT FUND PERKINS LARGE CAP VALUE FUND CLASS T
SHARES
File No: 561136 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: DENVER State: CO Country:


MTB GROUP OF FUNDS MTB MANAGED ALLOCATION FUND MODERATE
GROWTH CLASS A SHARES
File No: 561087 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: PITTSBURGH State: PA Country:


NUVEEN INVESTMENT TR 2 NUVEEN WINSLOW LARGE CAP GROWTH FUND
CLASS A SHARES
File No: 561085 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: CHICAGO State: IL Country:


NUVEEN INVESTMENT TR 2 NUVEEN WINSLOW LARGE CAP GROWTH FUND
CLASS R3 SHARES
File No: 561086 File Code: 3 Date Recvd: 30-JUN-09 Status 1: R
Examiner: City: CHICAGO State: IL Country:


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 597
INTERNATIONAL SELECT DIVIDEND STRATEGY SERIES 4
File No: 560678 File Code: 5 Date Recvd: 29-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 597 S&P
DEFENSIVE EQUITY STRATEGY SERIES 6
File No: 560679 File Code: 5 Date Recvd: 29-JUN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PIMCO FUNDS PIMCO EMERGING MARKETS & INFRASTRUCTURE BOND
FUND INSTITUTIONAL CLASS
File No: 560708 File Code: 3 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


PIMCO FUNDS PIMCO MUNIGO FUND CLASS A
File No: 560704 File Code: 3 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


PIMCO FUNDS PIMCO MUNIGO FUND CLASS C
File No: 560707 File Code: 3 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


PIMCO FUNDS PIMCO MUNIGO FUND CLASS D
File No: 560705 File Code: 3 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


PIMCO FUNDS PIMCO MUNIGO FUND INSTITUTIONAL CLASS
File No: 560706 File Code: 3 Date Recvd: 29-JUN-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


WORLD FUNDS INC REMS REAL ESTATE VALUE OPPORTUNITY FUND
File No: 560682 File Code: 3 Date Recvd: 29-JUN-09 Status 1: Z
Examiner: City: RICHMOND State: VA Country: USA

REPORT ITEMS 130



Last Updated: June 27, 2015