Securities Filings for August 24, 2009 through September 04, 2009

Exemption Filings Made with DFI's Securities Division between 24-AUG-09 and 04-SEP-09

MURVIN & MEIER OIL CO
File No: 563985 File Code: 7 Date Recvd: 03-SEP-09 Status 1: F
Examiner: City: BARRINGTON State: IL Country: USA


ST LOUIS EQUITY FUND 2009 LLC
File No: 563984 File Code: 7 Date Recvd: 03-SEP-09 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


AG CAPITAL RECOVERY PARTNERS 7 LP
File No: 563899 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ATT CATHETER TECHNOLOGIES LLC
File No: 563900 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: LAFAYETTE State: IN Country: USA


BLUEROCK SPECIAL OPPORTUNITY & INCOME FUND LLC
File No: 563903 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PIGHTPATH TECHNOLOGIES INC
File No: 563901 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: ORLANDO State: FL Country: USA


TWIGTEK LLC
File No: 563902 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: NEW HAVEN State: CT Country: USA


PROMENTIS PHARMACEUTICALS INC
File No: 563887 File Code: 7 Date Recvd: 01-SEP-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


AG ASIA REALTY FUND LP
File No: 563807 File Code: 7 Date Recvd: 31-AUG-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NORTH STAR MINING CORP
File No: 563808 File Code: 7 Date Recvd: 31-AUG-09 Status 1: F
Examiner: City: VAL D'OR QC J9P 2H1 State: Country: CANADA


BALATION POWER INC
File No: 563673 File Code: 7 Date Recvd: 28-AUG-09 Status 1: F
Examiner: City: LANGLEY BC V3A 3W2 State: Country: CANADA


COUNTY BANCORP INC
File No: 563674 File Code: 7 Date Recvd: 28-AUG-09 Status 1: F
Examiner: City: MANITOWOC State: WI Country: USA


MURVIN & MEIER OIL CO
File No: 563675 File Code: 7 Date Recvd: 28-AUG-09 Status 1: F
Examiner: City: BARRINGTON State: IL Country: USA


TUSCALOOSA OIL PARTNERS LP
File No: 563676 File Code: 7 Date Recvd: 28-AUG-09 Status 1: F
Examiner: City: FAIRFIELD State: IA Country: USA


THOMPSON MORGAN BATON ROUGE 1 DST
File No: 563597 File Code: 7 Date Recvd: 27-AUG-09 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


FLOTEK INDUSTRIES INC
File No: 563589 File Code: 7 Date Recvd: 26-AUG-09 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


IRONGATE EQUITIES LLC
File No: 563587 File Code: 7 Date Recvd: 26-AUG-09 Status 1: F
Examiner: City: GENEVA State: IL Country: USA


TRI SITHMUS GROUP INC
File No: 563588 File Code: 7 Date Recvd: 26-AUG-09 Status 1: F
Examiner: City: BEVERLY HILLS State: CA Country: USA


HISAW PARTNERS LP
File No: 563055 File Code: 7 Date Recvd: 25-AUG-09 Status 1: F
Examiner: City: TULSA State: OK Country: USA


FEDERATED CLOVER VALUE GROUP TR
File No: 563049 File Code: 7 Date Recvd: 24-AUG-09 Status 1: F
Examiner: City: ROCHESTER State: NY Country: USA

REPORT ITEMS 20

Franchise Filings Made with DFI's Securities Division between 24-AUG-09 and 04-SEP-09

MATTRESS VENTURE LLC
File No: 563909 File Code: 71 Date Recvd: 02-SEP-09 Status 1: R
Examiner: City: HOUSTON State: TX Country: USA


ERC FRANCHISING LLC
File No: 563822 File Code: 71 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA


ERC FRANCHISING LLC
File No: 563823 File Code: 71 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA


ADVANTACLEAN SYSTEMS INC
File No: 563690 File Code: 71 Date Recvd: 27-AUG-09 Status 1: R
Examiner: City: HUNTERSVILLE State: NC Country: USA


ATHLETIC REVOLUTION INTERNATIONAL LLC
File No: 563603 File Code: 71 Date Recvd: 26-AUG-09 Status 1: R
Examiner: City: ELIZABETHTOWN State: KY Country: USA


ARC CO LLC
File No: 563068 File Code: 71 Date Recvd: 24-AUG-09 Status 1: R
Examiner: City: APPLETON State: WI Country: USA


DESIGNED COOKIES INC
File No: 563064 File Code: 71 Date Recvd: 24-AUG-09 Status 1: R
Examiner: City: PLANO State: TX Country: USA


M CO INC
File No: 563066 File Code: 71 Date Recvd: 24-AUG-09 Status 1: R
Examiner: City: REXBURG State: ID Country: USA


RETROFITNESS LLC
File No: 563065 File Code: 71 Date Recvd: 24-AUG-09 Status 1: R
Examiner: City: COLTS NECK State: NJ Country: USA

REPORT ITEMS 9

Registration Filings Made with DFI's Securities Division between 24-AUG-09 and 04-SEP-09

CLAYMORE SECURITIES DEVINED PORTFOLIOS SERIES 626 CLAYMORE
GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORPORATE TR SERIES
File No: 563886 File Code: 5 Date Recvd: 01-SEP-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ALGER FUNDS 2 ALGER DYNAMIC OPPORTUNITIES FUND CLASS A
SHARES
File No: 563982 File Code: 3 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 615 FLAHERTY &
CRUMRINE PREFERRED PORTFOLIO SERIES 19
File No: 563802 File Code: 5 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2127 BALANCED INCOME PORTFOLIO SERIES 21
File No: 563801 File Code: 5 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2145 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES 6
File No: 563811 File Code: 5 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: WHEATON State: IL Country: USA


FT 2146 PREFERRED INCOME PORTFOLIO SERIES 31
File No: 563812 File Code: 5 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: WHEATON State: IL Country: USA


HEALTH CARE OPPORTUNITIES PORTFOLIO SERIES 3
File No: 563804 File Code: 5 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MONTEAGLE FUNDS MONTEAGLE INFORMED INVESTOR GROWTH FUND
File No: 563803 File Code: 3 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: WILLOW GROVE State: PA Country: USA


PROFESSIONAL MANAGED PORTFOLIOS AKRE FOCUS FUND
INSTITUTIONAL CLASS
File No: 563806 File Code: 3 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONAL MANAGED PORTFOLIOS AKRE FOCUS FUND RETAIL CLASS
File No: 563805 File Code: 3 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


DE GROUP FOUNDATION FUNDS DE FOUNDATION EQUITY FUND
INSTITUTIONAL CLASS
File No: 563972 File Code: 3 Date Recvd: 28-AUG-09 Status 1: R
Examiner: City: PHILADELPHIA State: PA Country:


DE GROUP FOUNDATION FUNDS DE FOUNDATION EQUITY FUND CLASS A
File No: 563971 File Code: 3 Date Recvd: 28-AUG-09 Status 1: R
Examiner: City: PHILADELPHIA State: PA Country:


DE GROUP FOUNDATION FUNDS DE FOUNDATION EQUITY FUND CLASS C
File No: 563973 File Code: 3 Date Recvd: 28-AUG-09 Status 1: R
Examiner: City: PHILADELPHIA State: PA Country:


DE GROUP FOUNDATION FUNDS DE FOUNDATION EQUITY FUND CLASS R
File No: 563974 File Code: 3 Date Recvd: 28-AUG-09 Status 1: R
Examiner: City: PHILADELPHIA State: PA Country:


FT 2089 INCOME ALLOCATION CLOSED END SEPT 09
File No: 563666 File Code: 5 Date Recvd: 28-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2090 DOW TARGET 10 SEPT 09 TERM 9 30 10
File No: 563670 File Code: 5 Date Recvd: 28-AUG-09 Status 1: R
Examiner: City: WHEATON State: IL Country: USA


FT 2090 DOW TARGET DVD SEPT 09 TERM 11 30 10
File No: 563671 File Code: 5 Date Recvd: 28-AUG-09 Status 1: R
Examiner: City: WHEATON State: IL Country: USA


FT 2090 TARGET FOCUS 4 SEPT 09 TERM 11 30 10
File No: 563668 File Code: 5 Date Recvd: 28-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2090 TARGET TRIAD SEPT 09 TERM 11 30 10
File No: 563667 File Code: 5 Date Recvd: 28-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2090 TARGET VIP SEPT 09 TERM 11 30 10
File No: 563669 File Code: 5 Date Recvd: 28-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2126 EFT GRWOTH & INCOME SEPT 09
File No: 563664 File Code: 5 Date Recvd: 28-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2142 MULTI SECTOR OPPORTUNITY PORTFOLIO SERIES
File No: 563665 File Code: 5 Date Recvd: 28-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


ONLY BELIEVE MINITRIES INC
File No: 563672 File Code: 2 Date Recvd: 28-AUG-09 Status 1: P
Examiner: City: BOTKINS State: OH Country: USA


SENIOR VARIABLE RATE & INCOME CLOSED END PORTFOLIO SERIES 14
File No: 563663 File Code: 5 Date Recvd: 28-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


3RD AVENUE TR 3RD AVENUE FOCUSED CREDIT FUND INSTITUTIONAL
CLASS
File No: 563878 File Code: 3 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


3RD AVENUE TR 3RD AVENUE FOCUSED CREDIT FUND INVESTOR CLASS
File No: 563879 File Code: 3 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


FT 2100 CORE HOLDINGS GROWTH TR 2009 FALL SERIES
File No: 563591 File Code: 5 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


UNIFIED SERIES TR TOREADOR LARGE CAP FUND INSTITUTIONAL
CLASS
File No: 563885 File Code: 3 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country:


VAN KAMPEN UNIT TR MUNICIPAL SERIES 827 INSURED MUNICIPALS
INCOME TR SERIES 579
File No: 563595 File Code: 5 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 828 INSURED MUNICIPALS
INCOME TR SERIES 580
File No: 563594 File Code: 5 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 908 CONSERVATIVE INCOME ALLOCATION
PORTFOLIO SERIE 1
File No: 563596 File Code: 5 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 200 BUILD AMERICA
BONDS INCOME TR SERIES 76
File No: 563593 File Code: 5 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 201 BUILD AMERICA
BONDS INCOME TR SERIES 7
File No: 563592 File Code: 5 Date Recvd: 27-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


BOARD OF CHURCH EXTESNION OF DISIPLES OF CHRIST INC
File No: 563586 File Code: 2 Date Recvd: 26-AUG-09 Status 1: P
Examiner: City: INDIANAPOLIS State: IN Country: USA


LEGG MASON CHARLES STREET TR INC GLOBAL OPPORTUNITIES BOND
FUND CLASS A
File No: 563661 File Code: 3 Date Recvd: 26-AUG-09 Status 1: R
Examiner: City: BALTIMORE State: MD Country:


LEGG MASON CHARLES STREET TR INC GLOBAL OPPORTUNITIES BOND
FUND CLASS C
File No: 563662 File Code: 3 Date Recvd: 26-AUG-09 Status 1: R
Examiner: City: BALTIMORE State: MD Country:


TR FOR PROFESSIONAL MANGERS PMC DIVERSIFIED EQUITY FUND
File No: 563584 File Code: 3 Date Recvd: 26-AUG-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


UNITED CHURCH OF CHRIST CRNERSTONE FUND INC
File No: 563585 File Code: 2 Date Recvd: 26-AUG-09 Status 1: P
Examiner: City: CLEVELAND State: OH Country: USA


AMERICAN BAPTIST EXTENSION CORP
File No: 563054 File Code: 2 Date Recvd: 25-AUG-09 Status 1: P
Examiner: City: KING OF PRUSSIA State: PA Country: USA


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS DIVERSIFIED
LARGE CAP FUND CLASS A
File No: 563638 File Code: 3 Date Recvd: 25-AUG-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS DIVERSIFIED
LARGE CAP FUND CLASS C
File No: 563639 File Code: 3 Date Recvd: 25-AUG-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS DIVERSIFIED
LARGE CAP FUND CLASS I
File No: 563640 File Code: 3 Date Recvd: 25-AUG-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 618 CLAYMORE
GUGGENHEIM INTERMTERMEDIATE INVESTMENT GRADE CORPORATE TR SE
File No: 563046 File Code: 5 Date Recvd: 24-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FRANKLIN STRATEGIC SERIES FRANKLIN BIOTECHNOLOGY DISCOVERY
FUND ADVISOR CLASS
File No: 563047 File Code: 3 Date Recvd: 24-AUG-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


KBS LEGACY APARTMENT COMMUNITY REIT INC
File No: 563057 File Code: 1 Date Recvd: 24-AUG-09 Status 1: P
Examiner: City: NEWPORT BEACH State: CA Country: USA

REPORT ITEMS 45



Last Updated: June 27, 2015