WI Securities Filings for September 14, 2009 through September 25, 2009

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 14-SEP-09 and 25-SEP-09

SPAULDING CLINICAL RESERACH LLC
File No: 564754 File Code: 7 Date Recvd: 25-SEP-09 Status 1: F
Examiner: City: WEST BEND

REPORT ITEMS 1

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 14-SEP-09 and 25-SEP-09


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 14-SEP-09 and 25-SEP-09

MARSHALL FUNDS INC MARSHALL ULTRA SHORT TAX FREE FUND
INSTITUTIONAL CLASS
File No: 564482 File Code: 3 Date Recvd: 15-SEP-09 Status 1: Z
Examiner: City: MILWAUKEE


MARSHALL FUNDS INC MARSHALL ULTRA SHORT TAX FREE FUND
INVESTOR CLASS
File No: 564483 File Code: 3 Date Recvd: 15-SEP-09 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 2

Takeover Filings made with DFI's Securities Division between 14-SEP-09 and 25-SEP-09


REPORT ITEMS 0



Last Updated: June 27, 2015