You are here:   

1999 Administrative Orders Issued (Securities)

Signed copies of  Petitions for Order and Orders associated with the following persons or entities are available in the PDF format.

Use the appropriate link below to view the Petition for Order.

The Order (or Orders) associated with that Petition can be accessed by using the links (red rectangles) within the Petition

For Orders issued on or after November 25, 1998, the Waiver associated with an Order can be accessed by using the links (green rectangles) within the Orders.

  • Adobe PDF Document Henry A Otten (PDF: 40 KB / 1 page)
    Order Issued: December 23, 1999

  • Adobe PDF Document Yes Entertainment Network, Inc. (PDF: 147 KB / 3 pages)
    Orders Issued: December 22, 1999
    Yes Entertainment Network, Inc., Yes Entertainment, Llc, Marketline,Ronald T. Mulhall, Eugene M. Carriere, Ronald Plomgren, Alan B. Baiocchi, Danny Brooks

  • Adobe PDF Document Pacific Air Transport, Inc. (PDF: 58 KB / 2 pages)
    Orders Issued: December 22, 1999
    Pacific Air Transport, Inc., Robert B. Hirsch, and Michael R. Weinberg

  • Adobe PDF Document Sprawlnet.Com, Inc. f/k/a Public Communication Services, Inc. (PDF: 84 KB / 2 pages)
    Orders Issued: December 22, 1999
    Sprawlnet.Com, Inc. f/k/a Public Communication Services, Inc., Alfredo Susi Aka Alfred Susi Aka Fred Susi, Aka Fred Sanders, Allen Fialkoff, Mario Presman, Fanita Stone Presman, and Steve Randazzo

  • Adobe PDF Document Electric Choice Investments, Inc. (PDF: 157 KB / 3 pages)
    Orders Issued: December 9, 1999
    Electric Choice Investments, Inc., San Diego Power & Light LLP, L.A. Power & Light LLP, Courant Consulting, Air Communications Management, Donald D. LaBarre, Samuel Dworkin, Milton Franklin, Alan Friezer, Martin Davis, and Michael Hollander

  • Adobe PDF Document Alpha Telecom, Inc aka ATC, Inc.  (PDF: 98 KB / 2 pages)
    Orders Issued: November 24, 1999
    Alpha Telecom, Inc aka ATC, Inc., Life Planning Group, Inc., Florida Underwriting Co., Paul S. Rubera, and Dennis L. Baugher
  • Adobe PDF Document Lloyd's Financial Services  (PDF: 62 KB / 2 pages)
    Orders Issued: November 17, 1999
    Lloyd's Financial Services and Lloyd J Wilson
  • Adobe PDF Document Alliance Trust  (PDF: 105 KB / 2 pages)
    Orders Issued: November 8, 1999
    Alliance Trust, Chemical Trust, U.S. Guarantee Corp., Clifton Wilkinson, Lewey L. Cato III, Alvin A. Tang, and O. J. Peavey
  • Adobe PDF Document  Seleta J Nelson LLC (PDF: 34 KB / 1 page)
    Orders Issued: September 22, 1999
    Seleta J Nelson LLC and Seleta J Nelson
  • Adobe PDF Document  Caffe Diva Group, Ltd.  (PDF: 51 KB / 1 page)
    Orders Issued: September 16, 1999
    Caffe Diva Group, Ltd., Ronald A. Davis, and Belinda Davis
  • Adobe PDF Document  Aqcess Technologies, Inc. (PDF: 98 KB / 2 pages)
    Orders Issued: August 25, 1999
    Aqcess Technologies, Inc., Jon-Eric Prichard, Thomas R Patton, Lenny Vainberg, Thomas R. Sanford, Phillip Lang, and David A. Phillips
  • Adobe PDF Document  Pro One Janitorial, Inc. (PDF: 220 KB / 4 pages)
    Order Issued: August 13, 1999
    Pro One Janitorial, Inc., Thomas M. Verboncouer, and Jean C. Verboncouer

  • Adobe PDF Document  Sebastian International Enterprises, Inc. (PDF: 76 KB / 2 pages)
    Orders Issued: August 4, 1999
    Sebastian International Enterprises, Inc., Ferd B. Sebastian III, Jan L. Sebastian, and Darrell J. Guilbeaux.
  • Adobe PDF Document  SafeRate Financial Services (PDF: 153 KB / 4 pages)
    Orders Issued: August 3, 1999
    SafeRate Financial Services a/k/a Miller & Associates a/k/a Capital Branch Processing Services, Inc., Alice M. Miller, Seth Miller, and Lou Ramirez Consolidated Capital LLC and Bob Ryan
  • Adobe PDF Document  CLE Diamond Mining Limited Partners (PDF: 107 KB / 2 pages)
    Orders Issued: July 28, 1999
    CLE Diamond Mining Limited Partners, Douglas E. Brooks, Joseph G. Bunyan, Kim Y. Bunyan, Charles L. Ellington, Errol Lambert, Gail F. Peoples, and Traci L. Funderburg
  • Adobe PDF Document  Tri-National Development Corporation (PDF: 137 KB / 3 pages)
    Orders Issued: July 28, 1999
    Tri-National Development Corporation, Johnson, Richards & Company, Inc., World Investors Credit Union, LC., Michael A. Sunstein, Jason A. Sunstein, Paul Goss, Gilbert R. Fuentes, Shane Kennedy, Jerry Parker, M.D., Jay Pasternak, Robert Rosen, M.D., Ted Takacs, Arthur Lilly, Richard Fabulich, and R. Eugene Herbert
  • Adobe PDF Document  St. Paul Film Foundation (PDF: 81 KB / 2 pages)
    Orders Issued: July 19, 1999
    Waivers Issued: July 29, 1999

    St. Paul Film Foundation, St. Clare Film Fund Capital Corporation, OnisimProductions, Stephen A. Jones, and Natalie Betancor-Leon
  • Adobe PDF Document  Satellite Recovery Network, Inc. (PDF: 51 KB / 1 page)
    Orders Issued:  June 18, 1999
    Satellite Recovery Network, Inc., Eric J. Aronson, and Jeremy M. Carman
  • Adobe PDF Document  World Vision Entertainment, Inc. (PDF: 63 KB / 2 pages)
    Orders Issued:  June 16, 1999
    World Vision Entertainment, Inc., Alfred Michael Jaillett, and Jamie Piromalli
  • Adobe PDF Document  International Capital Management, Inc. (PDF: 115 KB / 3 pages)
    Orders Issued:  May 20, 1999
    International Capital Management, Inc., John Schembari, Nelson Schembari, Lawrence T. Tripoli, Jared L. D'Argenio, Steven M. Leppert and Robyn Sachs
  • Adobe PDF Document  Zuban Productions, Inc. (PDF: 101 KB / 2 pages)
    Orders Issued:  May 13, 1999
    Zuban Productions, Inc., Film Three, LP, Film 3, Ruben Preuss, Mark Robert Lane, Bill Evans, and Bruce Robinson
  • Adobe PDF Document  The Basket Connection Inc (PDF: 81 KB / 2 pages)
    Orders Issued:  May 13, 1999
    The Basket Connection Inc. and Joanne Winthrop
  • Adobe PDF Document  Seleta J. Nelson LLC (PDF: 115 KB / 2 pages)
    Orders Issued:  May 13, 1999
    Seleta J. Nelson and Seleta J. Nelson LLC a/k/a SJN LLC
  • Adobe PDF Document  Royal Palm Investments, Ltd. (PDF: 97 KB / 2 pages)
    Orders Issued:  May 11, 1999
    Royal Palm Investments, Ltd., Roland I. Greenspan, and Christopher L. Miano
  • Adobe PDF Document  AAA-Auction.Com, Inc. (PDF: 143 KB / 3 pages)
    Orders Issued:  April 14, 1999
    AAA-Auction.Com, Inc., Cosco Capital, Inc., Kenneth R. Weare, Clay Lambert, Geoffrey R. Gordon, Allen L. Irwin, Steven Costin, Larry Hearn, Michael A. Hart, and Marty Cohen
  • Adobe PDF Document  Interactive Technologies Corporation, Inc. (PDF: 176 KB / 3 pages)
    Orders Issued:  April 9, 1999
    Interactive Technologies Corporation, Inc., Airtech International Corporation, Airtech International Group, Inc., John Edwin Potter, Cengiz Jan Comu a/k/a C. J. Comu, Paul Williams, Douglas S. Keane, Scott W. Pollock, Scott McCleskey, and Wallace C. Finch a/k/a Wally Finch
  • Adobe PDF Document  Wireless Depot of Boston, LLP d/b/a Wireless Depot (PDF: 138 KB / 3 pages)
    Orders Issued:  April 8, 1999
    Wireless Depot of Boston, LLP d/b/a Wireless Depot, Nationwide Wireless Communications, Inc., Uni-Call Communications, Inc., Sara Jane "Sally" Peck, Warren H Blanck, William A Gale and Ed Buehler