Securities Filings for January 16, 2006 through January 27, 2006

Exemption Filings Made with DFI's Securities Division between 16-JAN-06 and 27-JAN-06

OIL2 FRED COLBY PROSPECT LP
File No: 500975 File Code: 7 Date Recvd: 23-JAN-06 Status 1: F
Examiner: City: IRVING State: TX Country: USA


ST JOSEPH MI CITY OF HOSPITAL FINANCIAL AUTHORITY LAKELAND
HOSPITALS AT NILES & ST JOSEPH OBLIGATED GROUP
File No: 500974 File Code: 17 Date Recvd: 23-JAN-06 Status 1: F
Examiner: RES City: ST JOSEPH State: MI Country: USA


REMOC DEVELOPMENT LLC
File No: 500937 File Code: 7 Date Recvd: 20-JAN-06 Status 1: F
Examiner: City: MADISON State: WI Country: USA


SIMTEK CORP
File No: 500936 File Code: 7 Date Recvd: 20-JAN-06 Status 1: F
Examiner: City: COLORADO SPRINGS State: CO Country: USA


GUILD INC
File No: 500869 File Code: 7 Date Recvd: 19-JAN-06 Status 1: F
Examiner: City: MADISON State: WI Country: USA


MUUS INDEPENDENCE FUND LP
File No: 500870 File Code: 7 Date Recvd: 19-JAN-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BNY PARTNERS LONG SHORT EQUITY HEDGE FUND LLC
File No: 500745 File Code: 7 Date Recvd: 18-JAN-06 Status 1: F
Examiner: City: JERICHO State: NY Country: USA


BRIDGE DUNDEE LLC
File No: 500744 File Code: 7 Date Recvd: 18-JAN-06 Status 1: F
Examiner: City: HIGHLAND PARK State: IL Country: USA


FINANCIAL NETWORK INVESTMENT CORP
File No: 500746 File Code: 7 Date Recvd: 18-JAN-06 Status 1: F
Examiner: City: EL SUGUNDA State: CA Country: USA


ING FINANCIAL PARTNERS INC
File No: 500743 File Code: 7 Date Recvd: 18-JAN-06 Status 1: F
Examiner: City: DES MOINES State: IA Country: USA


NEW ENGLAND LIFE INSURANCE CO
File No: 500814 File Code: 7 Date Recvd: 18-JAN-06 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


TELECOMM SALES NETWORK INC
File No: 500742 File Code: 7 Date Recvd: 18-JAN-06 Status 1: F
Examiner: City: MOORESVILLE State: NC Country: USA


ALLIANCE BANCSHARES CA
File No: 500696 File Code: 7 Date Recvd: 17-JAN-06 Status 1: F
Examiner: City: CULVER CITY State: CA Country: USA


ARTHUR STREET FUND 3 LP
File No: 500692 File Code: 7 Date Recvd: 17-JAN-06 Status 1: F
Examiner: City: PLAINSBORO State: NJ Country: USA


COOKSON GROUP US STOCK PURCHASE PLANN 2004
File No: 500690 File Code: 8 Date Recvd: 17-JAN-06 Status 1: G
Examiner: RES City: State: Country: USA


HAMPDEN AGENCIES LTD
File No: 500695 File Code: 7 Date Recvd: 17-JAN-06 Status 1: F
Examiner: City: LONDON EC3M 7AB State: Country: ENGLAND


LAZARD EUROPEAN DISCOVERY LP
File No: 500693 File Code: 7 Date Recvd: 17-JAN-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NELSON ENERGY PARTNERS 2005 B LP
File No: 500691 File Code: 7 Date Recvd: 17-JAN-06 Status 1: F
Examiner: City: LAKE STEVENS State: WA Country: USA


NY LIFE INSURANCE CO
File No: 500694 File Code: 7 Date Recvd: 17-JAN-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PIKE 2006 LTD
File No: 500697 File Code: 7 Date Recvd: 17-JAN-06 Status 1: F
Examiner: City: EAST DUNDEE State: IL Country: USA

REPORT ITEMS 20

Franchise Filings Made with DFI's Securities Division between 16-JAN-06 and 27-JAN-06

SRG FRANCHISE CORP
File No: 500995 File Code: 71 Date Recvd: 24-JAN-06 Status 1: R
Examiner: City: IRVINE State: CA Country: USA


AMERIVEIN PARTNERS INC
File No: 500882 File Code: 71 Date Recvd: 19-JAN-06 Status 1: R
Examiner: City: AURORA State: IL Country: USA

REPORT ITEMS 2

Registration Filings Made with DFI's Securities Division between 16-JAN-06 and 27-JAN-06

BALLARD OPPORTUNITY FUND GROUP INC BALLARD INTERNATIONAL
EQUITY FUND
File No: 500981 File Code: 3 Date Recvd: 23-JAN-06 Status 1: Z
Examiner: City: FOSTER CITY State: CA Country: USA


FT 1117 JAPAN PORTFOLIO SERIES 4
File No: 500972 File Code: 5 Date Recvd: 23-JAN-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA


MEDICALCV INC
File No: 500971 File Code: 1 Date Recvd: 23-JAN-06 Status 1: P
Examiner: City: INVER GROVE HEIGHTS State: MN Country: USA


POTOMAC FUNDS EVOLUTION LARGE CAP FUND INVESTOR CLASS
File No: 500983 File Code: 3 Date Recvd: 23-JAN-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


POTOMAC FUNDS EVOLUTION SMALL CAP FUND INVESTOR CLASS
File No: 500984 File Code: 3 Date Recvd: 23-JAN-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


POTOMAC FUNDS EVOLUTION TOTAL RETURN FUND INVESTOR CLASS
File No: 500982 File Code: 3 Date Recvd: 23-JAN-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 3
File No: 500973 File Code: 5 Date Recvd: 23-JAN-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2006 1
File No: 500930 File Code: 5 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1100 PREFERRED INCOME PORTFOLIO SERIES 20
File No: 500928 File Code: 5 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1101 PREFERRED TAX ADVANTAGED DVIDEND PORTFOLIO SERIES 3
File No: 500929 File Code: 5 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HARBOR FUND HARBOR SMALL CO GROWTH FUND INSTITUTIONAL CLASS
File No: 500931 File Code: 3 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


HARBOR FUND HARBOR SMALL CO GROWTH FUND INVESTOR CLASS
File No: 500932 File Code: 3 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


HARBOR FUND HARBOR SMALL CO GROWTH FUND RETIREMENT CLASS
File No: 500933 File Code: 3 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


HENDERSON GLOBAL FUNDS HENDERSON JAPAN ASIA FOCUS FUND CLASS
A
File No: 500934 File Code: 3 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON JAPAN ASIA FOCUS FUND CLASS
C
File No: 500935 File Code: 3 Date Recvd: 20-JAN-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


AMERICAN MOLD GUARD INC
File No: 500739 File Code: 1 Date Recvd: 18-JAN-06 Status 1: P
Examiner: City: SAN JUAN CAPISTRANO State: CA Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA LARGE CAP ENHANCED CORE
FUND CLASS R
File No: 500865 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA LARGE CAP VALUE FUND CLASS
R
File No: 500866 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA LIFEGOAL BALANCED GROWTH
PORTFOLIO CLASS R
File No: 500860 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA LIFEGOAL GROWTH PORTFOLIO
CLASS R
File No: 500859 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA
COLUMBIA FUNDS SERIES TR COLUMBIA LIFEGOAL INCOME & GROWTH
PORTFOLIO CLASS R
File No: 500861 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA MARSICO 21ST CENTRUY FUND
CLASS R
File No: 500864 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA MARSICO GROWTH FUND CLASS
R
File No: 500863 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA MARSICO INTERNATIONAL
OPPORTUNITIES FUND CLASS R
File No: 500862 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA MID CAP VALUE FUND CLASS R
File No: 500867 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA MULTI ADVISOR
INTERNATIONAL EQUITY FUND CLASS R
File No: 500858 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA SMALL CAP VALUE FUND 2
CLASS R
File No: 500868 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: CHARLOTTE State: NC Country: USA


POTOMAC FUNDS POTOMAC DEVELOPED MARKETS PLUS FUND INVESTOR
CLASS
File No: 500740 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


POTOMAC FUNDS POTOMAC DEVELOPED MARKETS SHORT FUND INVESTOR
CLASS
File No: 500741 File Code: 3 Date Recvd: 18-JAN-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


WATERSIDE CAPITAL CORP
File No: 500956 File Code: 1 Date Recvd: 18-JAN-06 Status 1: P
Examiner: City: NORFOLK State: VA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 272
DIVERSIFIED DIVIDEND & INCOME PORTFOLIO SERIES 2
File No: 500687 File Code: 5 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 272 EQUITY
DIVIDEND INCOME PORTFOLIO 2 YEAR SERIES 14
File No: 500686 File Code: 5 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 272 EQUITY
DIVIDEND INCOME PORTFOLIO 5 YEAR SERIES 15
File No: 500685 File Code: 5 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 276 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 5
File No: 500688 File Code: 5 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 277 MULTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 6
File No: 500689 File Code: 5 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS MASTER INCOME PORTFOLIO SERIES 6
File No: 500684 File Code: 5 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EATON VANCE INSTITUTIONAL SENIOR FLOATING RATE FUND
File No: 500702 File Code: 1 Date Recvd: 17-JAN-06 Status 1: P
Examiner: City: BOSTON State: MA Country: USA


GARTMORE MUTUAL FUNDS GARTMORE SMALL CAP FUND INSTITUTIONAL
File No: 500738 File Code: 3 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


NNN APARTMENT REIT INC
File No: 500682 File Code: 1 Date Recvd: 17-JAN-06 Status 1: P
Examiner: City: SANTA ANA State: CA Country: USA


QUANTITATIVE GROUP FO FUNDS QUANT EMERGING MRKETS FUND
INSTITUIONAL SHARES
File No: 500681 File Code: 3 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: LINCOLN State: MA Country: USA


QUANTITATIVE GROUP FO FUNDS QUANT FOREIGN VALUE FUND
INSTITUIONAL SHARES
File No: 500680 File Code: 3 Date Recvd: 17-JAN-06 Status 1: Z
Examiner: City: LINCOLN State: MA Country: USA

REPORT ITEMS 41



Last Updated: June 27, 2015