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Securities Filings for November 06, 2006 through November 17, 2006

Exemption Filings Made with DFI's Securities Division between 06-NOV-06 and 17-NOV-06

CROWN HARRISON 1 JOINT VENTURE
File No: 510121 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: CARROLLTON State: TX Country: USA


LAEROC EDGE FUND LP
File No: 510120 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: HERMOSA BEACH State: CA Country: USA

SHALE ROYALTIES 2 INC
File No: 510118 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SOUP KITCHEN INTERNATIONAL INC
File No: 510119 File Code: 7 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


UNIVERSITY OF KS HOSPITAL AUTHORITY KU HEALTH SYSTEM
File No: 510117 File Code: 17 Date Recvd: 17-NOV-06 Status 1: F
Examiner: City: State: KS Country: USA


ARTISAN SPECIAL EQUITY FUND LP
File No: 510059 File Code: 7 Date Recvd: 16-NOV-06 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


ROCKETPLANE KISTLER INC
File No: 509998 File Code: 7 Date Recvd: 16-NOV-06 Status 1: F
Examiner: City: OAKLAHOMA CITY State: OK Country: USA


TRITON 323 LLC
File No: 510058 File Code: 7 Date Recvd: 16-NOV-06 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


BLUE ROCK CAPITAL FUND LP
File No: 509915 File Code: 7 Date Recvd: 15-NOV-06 Status 1: F
Examiner: City: WAYZATA State: MN Country: USA


EXPLORATION CAPITAL PARTNERS 2006 LP
File No: 509913 File Code: 7 Date Recvd: 15-NOV-06 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


IMH SECURED LOAN FUND LLC
File No: 509914 File Code: 7 Date Recvd: 15-NOV-06 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


ADVANCED EQUITIES EASTERN INVESTMENTS 4 LLC
File No: 509736 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


DOUBLE DEUCE JOINT VENTURE
File No: 509737 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: HURST State: TX Country: USA


ICG COMMERCE HOLDINGS INC
File No: 509740 File Code: 18 Date Recvd: 14-NOV-06 Status 1: F
Examiner: RES City: KING OF PRUSSIA State: PA Country: USA


INFINITE Z INC
File No: 509738 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: SANTA CRUZ State: CA Country: USA


PROTECTIVE SOIRTS EQUIPMENT INC
File No: 509739 File Code: 7 Date Recvd: 14-NOV-06 Status 1: F
Examiner: City: EDINBORO State: PA Country: USA


ST LOUIS EQUITY FUND 2006 LLC
File No: 509707 File Code: 7 Date Recvd: 13-NOV-06 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


ARCITERRA REAL ESTATE INVESTMENT TR INC
File No: 509644 File Code: 7 Date Recvd: 10-NOV-06 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


DBSI CARROLLTON EALT LLC
File No: 509643 File Code: 7 Date Recvd: 10-NOV-06 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


MURVIN & MEIER OIL CO 2006 8 DRILLING PROGRAM
File No: 509645 File Code: 7 Date Recvd: 10-NOV-06 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


NO DEBT REAL ESTATE INVESTMENT FUND 2 LLC
File No: 509706 File Code: 7 Date Recvd: 10-NOV-06 Status 1: F
Examiner: City: DENVER State: CO Country: USA


COMMONWEALTH BANKSHARES INC
File No: 509508 File Code: 7 Date Recvd: 09-NOV-06 Status 1: F
Examiner: City: NORFOLK State: VA Country: USA


ECF VALUE FUND INTERNATIONAL LTD
File No: 509486 File Code: 7 Date Recvd: 08-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509488 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509489 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509490 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509491 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509492 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


PORTFOLIO ADVISORS PRIVATE EQUITY FUND 4 OFFSHORE LP
File No: 509485 File Code: 7 Date Recvd: 08-NOV-06 Status 1: F
Examiner: City: SOUTH DARIEN State: CT Country: USA


SANDALWOOD DEBT FUND B LP
File No: 509487 File Code: 7 Date Recvd: 08-NOV-06 Status 1: F
Examiner: City: ROSELAND State: NJ Country: USA


CUTANEA LIFE SCIENCES INC
File No: 509447 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: MALVERN State: PA Country: USA


GLENVIEW 1031 LLC
File No: 509446 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: OAK BROOK State: IL Country: USA


IL FINANCE AUTHORITY RIVERSIDE HEALTH SYSTEM
File No: 509444 File Code: 17 Date Recvd: 07-NOV-06 Status 1: F
Examiner: RSE City: SPRINGFIELD State: IL Country: USA


INTERACTIVE BROKERS GROUP LLC
File No: 509442 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


MEDICAL PROVIDER FINANCIAL CORP 4
File No: 509445 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


PREVENTION MEDS INC
File No: 509443 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: LEBANON State: NJ Country: USA


ANDERSON CRUMP PROSPECT 1
File No: 509402 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


BRUISER ON BROADWAY LP
File No: 509397 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CITIGROUP REAL ESTATE PARTNERS 2 INSTITUTIONAL LP
File No: 509403 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


FREEMAN ASSOC SMALL MID CAP FUND LP
File No: 509399 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


IMAGO SCIENTIFIC INSTRUMENTS CORP
File No: 509400 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: MADISON State: WI Country: USA


SYCAMORE 2007 LTD
File No: 509406 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: EAST DUNDEE State: IL Country: USA


UST PRIVATE FUND SOLUTIONS LLC
File No: 509398 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


WA CATHEDRAL
File No: 509404 File Code: 8 Date Recvd: 06-NOV-06 Status 1: P
Examiner: City: REDMOND State: WA Country: USA


WEXFORD DIVERSIFIED FUTURES FUND I LLC
File No: 509401 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


WEXFORD PRINCIPAL PROTECTED FUND 1 LLC
File No: 509410 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA

REPORT ITEMS 46

Franchise Filings Made with DFI's Securities Division between 06-NOV-06 and 17-NOV-06

MMI BUSINESS BROKERS LLC
File No: 509996 File Code: 71 Date Recvd: 13-NOV-06 Status 1: R
Examiner: City: INDEPENDENCE State: OH Country: USA


ACFN FRANCHISED INC
File No: 509932 File Code: 71 Date Recvd: 10-NOV-06 Status 1: R
Examiner: City: SAN JOSE State: CA Country: USA


MEAL MAKERS FRANCHISING LLC
File No: 509933 File Code: 71 Date Recvd: 10-NOV-06 Status 1: R
Examiner: City: ST PETERS State: MO Country: USA


SUPER LUBE FRANCHISE LLC
File No: 509496 File Code: 71 Date Recvd: 06-NOV-06 Status 1: R
Examiner: City: TALLAHASSEE State: FL Country: USA

REPORT ITEMS 4

Registration Filings Made with DFI's Securities Division between 06-NOV-06 and 17-NOV-06

CANADIAN ENERGY & INCOME PORTFOLIO SERIES 1
File No: 510107 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


DEVELOPING TECHNOLOGIES PORTFOLIO 2007 1
File No: 510098 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


DOW JONES SELECT MICROCAP ENHANCED INDEX STRATEGY PORTFOLIO
2007 1
File No: 510099 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


FT 1278 REIT GROWTH & INCOME SELECT PORTFOLIO SERIES 12
File No: 510104 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1279 SELECT BALANCED INCOME PORTFOLIO 2006 SERIES
File No: 510105 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1284 BALANCED INCOME PORTFOLIO SERIES 11
File No: 510103 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1302 GLOBAL MARKETS PORTFOLIO SERIES
File No: 510102 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS A
File No: 510116 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS B
File No: 510114 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS C
File No: 510115 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD LARGECAP GROWTH FUND
CLASS Y
File No: 510113 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL EQUITY INCOME FUND
CLASS A
File No: 510110 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL EQUITY INCOME FUND
CLASS C
File No: 510109 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL OPPORTUNITIES FUND
CLASS A
File No: 510111 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON GLOBAL OPPORTUNITIES FUND
CLASS C
File No: 510112 File Code: 3 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 518
File No: 510101 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


INVESTMENT GRADE TR SERIES 26
File No: 510100 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


ROCKY MOUNTAIN CHRISTIAN CHURCH
File No: 510096 File Code: 2 Date Recvd: 17-NOV-06 Status 1: P
Examiner: City: LONGMONT State: CO Country: USA


SCORE ALL EQUITY PORTFOLIO SERIES 1
File No: 510106 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


SMALL CAP STRATEGY PORTFOLIO 2007 1
File No: 510097 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: OARKBROOK TERRACE State: IL Country: USA


STRATEGIC UTILITY & COMMUNICATIONS PORTFOLIO SERIES 3
File No: 510108 File Code: 5 Date Recvd: 17-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND A CLASS
File No: 510090 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND B CLASS
File No: 510091 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND B CLASS
File No: 510093 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND C CLASS
File No: 510092 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND INSTITUTIONAL CLASS
File No: 510089 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY
INTERNATIONAL CORE EQUITY FUND INVESTOR CLASS
File No: 510088 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND A CLASS
File No: 510080 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND B CLASS
File No: 510077 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND B CLASS
File No: 510079 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND C CLASS
File No: 510078 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND INSTITUTIONAL CLASS
File No: 510085 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY CORE PLUS
FUND INVESTOR CLASS
File No: 510094 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND A CLASS
File No: 510083 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND B CLASS
File No: 510084 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND C CLASS
File No: 510087 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND INSTITUTIONAL CLASS
File No: 510082 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND INVESTOR CLASS
File No: 510081 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


AMERICAN CENTURY INVESTMENT TR AMERICAN CENTURY SHORT
DURATION FUND R CLASS
File No: 510086 File Code: 3 Date Recvd: 16-NOV-06 Status 1: Z
Examiner: City: KANSAS CITY State: MO Country: USA


ING MUTUAL FUNDS ING DIVERSIFIED INTERNATIONAL FUND CLASS R
File No: 510055 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: SCOTTSDALE State: AZ Country: USA


LEGG MASON PARTNERS SERIES FUND INC LMP SMALL CAP GROWTH
FUND 1 CLASS F1
File No: 510056 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS SERIES FUND INC LMP SMALL CAP GROWTH
FUND 1 CLASS R
File No: 510057 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


PHOENIX SERIES FUND PHOENIX CAPITAL GROWTH FUND CLASS C
File No: 509912 File Code: 3 Date Recvd: 15-NOV-06 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA


REDEEMED CHRISTIAN CHURCH OF GOD HEAVENS GLORIOUS EMBASSY
INC
File No: 509911 File Code: 2 Date Recvd: 15-NOV-06 Status 1: P
Examiner: City: DALLAS State: TX Country: USA


LEUTHOLD FUNDS INC LEUTHOLD UNDERVALUED & UNLOVED FUND
File No: 509735 File Code: 3 Date Recvd: 14-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 343 LGA
ENVIRONMENTAL LEADERSHIP TR SERIES 1
File No: 509705 File Code: 5 Date Recvd: 13-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 342
INTERNATIONAL EQUITY DIVIDEND INCOME PORTFOLIO SERIES 4
File No: 509641 File Code: 5 Date Recvd: 10-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 346 DELTA
GLOBAL CANADAIN ENERGY TR SERIES 5
File No: 509640 File Code: 5 Date Recvd: 10-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1282 GREATER CHINA PORTFOLIO SERIES 9
File No: 509642 File Code: 5 Date Recvd: 10-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


RIVER VALLEY ENERGY LLC
File No: 509704 File Code: 2 Date Recvd: 10-NOV-06 Status 1: P
Examiner: City: BEAVER DAM State: WI Country: USA


COLE CREDIT PROPERTY TR 2 INC
File No: 509507 File Code: 1 Date Recvd: 09-NOV-06 Status 1: P
Examiner: City: PHOENIX State: AZ Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND
INSTITUTIONAL CLASS
File No: 509634 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND CLASS A
File No: 509631 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND CLASS C
File No: 509632 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND CLASS S
File No: 509633 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND
INSTITUTIONAL CLASS
File No: 509635 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND CLASS A
File No: 509636 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND CLASS C
File No: 509637 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND CLASS S
File No: 509638 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


COHEN & STEERS REIT INCOME PORTFOLIO 2006 4
File No: 509480 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 37
File No: 509479 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENERGY PORTFOLIO SERIES 20
File No: 509481 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 32
File No: 509482 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 8
File No: 509483 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STRATEGIC CORE PORTFOLIO SERIES 4
File No: 509484 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NICHOLAS APPLEGATE INSTITUTIONAL FUNDS EMERGING MARKETS FUND
CLASS I
File No: 509478 File Code: 3 Date Recvd: 07-NOV-06 Status 1: Z
Examiner: City: SAN DIEGO State: CA Country: USA


ARGUS TURNAROUND STRATEGY PORTFOLIO 2006B
File No: 509390 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 341 CLOSED END
COVERED CALL & INCOME PORTFOLIO SERIES 4
File No: 509391 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 341 CLOSED END
SENIOR LOAN & INCOME PORTFOLIO SERIES 6
File No: 509392 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 344 ROBECO
INTERNATIONAL SMALL CAP EQUITY PORTFOLIO SERIES 1
File No: 509393 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1252 TARANTULA PORTFOLIO SERIES 6
File No: 509395 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1280 CANADIAN ENERGY & INCOME SELECT PORTFOLIO SERIES 3
File No: 509394 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SMART TR ENHANCED VALUE TR 2006 SERIES C
File No: 509396 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: PARSIPPANY State: NJ Country: USA


UTILITY INCOME PORTFOLIO SERIES 21
File No: 509389 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

REPORT ITEMS 74



Last Updated: June 27, 2015