Securities Filings for November 20, 2006 through December 01, 2006

Exemption Filings Made with DFI's Securities Division 20-NOV-06 - 01-DEC-06

GLOBALSCAPE INC
File No: 511056 File Code: 7 Date Recvd: 01-DEC-06 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SOFT SWITCHING TECHNOLOGIES CORP
File No: 511055 File Code: 7 Date Recvd: 01-DEC-06 Status 1: F
Examiner: City: MIDDLETON State: WI Country: USA


THINGAP CORP
File No: 511058 File Code: 7 Date Recvd: 01-DEC-06 Status 1: F
Examiner: City: VENTURA State: CA Country: USA


TRITON 323 LLC
File No: 511057 File Code: 7 Date Recvd: 01-DEC-06 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


VERGENCE ENTERTAINMENT LLC
File No: 511054 File Code: 7 Date Recvd: 01-DEC-06 Status 1: F
Examiner: City: GLENDALE State: CA Country: USA


CAMPBELL ALLIANCE GROUP INC
File No: 510929 File Code: 7 Date Recvd: 30-NOV-06 Status 1: F
Examiner: City: MORRISVILLE State: NC Country: USA


TRISTATE CAPITAL HOLDINGS INC
File No: 510928 File Code: 7 Date Recvd: 30-NOV-06 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


INFOBIONICS INC
File No: 510878 File Code: 7 Date Recvd: 29-NOV-06 Status 1: F
Examiner: City: ST PAUL State: MN Country: USA


LEGAL RESEARCH CENER INC
File No: 510879 File Code: 8 Date Recvd: 29-NOV-06 Status 1: P
Examiner: City: MINNEAPOLIS State: MN Country: USA


NEWPORT ASIA JAPAN FUND LP
File No: 510881 File Code: 7 Date Recvd: 29-NOV-06 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD
File No: 510880 File Code: 7 Date Recvd: 29-NOV-06 Status 1: F
Examiner: City: NEWPORT BEACH State: CA Country: USA


ARI RANCHO CONEJO 1 & 2 LLC
File No: 510735 File Code: 7 Date Recvd: 28-NOV-06 Status 1: F
Examiner: City: SAN CLEMENTE State: CA Country: USA


BADGER PLAZA LLC
File No: 510736 File Code: 7 Date Recvd: 28-NOV-06 Status 1: F
Examiner: City: BALTIMORE State: MD Country: USA


BRAZOS VALLEY DRILLING PROGRAM 2006 2
File No: 510734 File Code: 7 Date Recvd: 28-NOV-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


AEI 2006 VENTURE INVESTMENTS 3 LLC
File No: 510594 File Code: 7 Date Recvd: 27-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


VETRAZZO LLC
File No: 510593 File Code: 7 Date Recvd: 27-NOV-06 Status 1: F
Examiner: City: RICHMOND State: CA Country: USA


DBSI 2006 SECURED NOTES CORP
File No: 510595 File Code: 7 Date Recvd: 24-NOV-06 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


UINTAH ENERGY INVESTORS 2005 1 LP
File No: 510596 File Code: 7 Date Recvd: 24-NOV-06 Status 1: F
Examiner: City: ORARCHE State: OK Country: USA


BA DIVERSIFIED REAL ESTATE FUND LP
File No: 510416 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CORE BROOKFIELD LAKES LLC
File No: 510408 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: NEWPORT BEACH State: CA Country: USA


CYNERGY MIDAS 1 JOINT VENTURE
File No: 510407 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ENVIRONMENTAL CARBON CREDIT POOL LLC
File No: 510406 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: STATE COLLEGE State: PA Country: USA


IA STATE OF
File No: 510411 File Code: 17 Date Recvd: 22-NOV-06 Status 1: F
Examiner: RES City: State: IA Country: USA


NANODYNAMICS ENERGY INC
File No: 510409 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: BUFFALO State: NY Country: USA


ORONOCO MN CITY OF WEDUM SHOREWOOD CAMPUS PROJECT
File No: 510412 File Code: 17 Date Recvd: 22-NOV-06 Status 1: F
Examiner: RES City: ORONOCO State: MN Country: USA


PANDA ETHANOL INC
File No: 510415 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


WILINSON 1031 LLC
File No: 510410 File Code: 7 Date Recvd: 22-NOV-06 Status 1: F
Examiner: City: YAKIMA State: WA Country: USA


ASCIO PHARMACEUTICALS LLC
File No: 510315 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: ALPHARETTA State: GA Country: USA


CUBIC WAFER INC
File No: 510318 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: AUSTIN State: TX Country: USA


GOLDENTREE OFFSHORE FUND LTD
File No: 510317 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: GRAND CAYMAN State: Country: BWI


INTERNATIONAL STEM CELL CORP
File No: 510316 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: PACIFIC PALISADES State: CA Country: USA


LAFAYETTE BIO AG LLC
File No: 510313 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: PLATTEVILLE State: WI Country: USA


ODYSSEY PROPERTIES 3 LLC
File No: 510314 File Code: 7 Date Recvd: 21-NOV-06 Status 1: F
Examiner: City: LAKELAND State: FL Country: USA


DIVIDEND CAPITAL TOTAL REALTY OPERATING PORTNERSHIP LP
File No: 510205 File Code: 7 Date Recvd: 20-NOV-06 Status 1: F
Examiner: City: DENVER State: CO Country: USA


IL FINANCE AUTHORITY RIVERSIDE HEALTH SYSTEM
File No: 510737 File Code: 17 Date Recvd: 20-NOV-06 Status 1: F
Examiner: RES City: State: IL Country: USA


OMNILINK SYSTEMS INC
File No: 510204 File Code: 7 Date Recvd: 20-NOV-06 Status 1: F
Examiner: City: ALPHARETTA State: GA Country: USA


PACIFIC BUSINESS BANCORP
File No: 510211 File Code: 7 Date Recvd: 20-NOV-06 Status 1: F
Examiner: City: IRVINE State: CA Country: USA

REPORT ITEMS 37

Franchise Filings Made with DFI's Securities Division 20-NOV-06 - 01-DEC-06

COLLISION ON WHEELS INTERNATIONAL LLC
File No: 510947 File Code: 71 Date Recvd: 30-NOV-06 Status 1: R
Examiner: City: WARREN State: MI Country: USA


PREMIER RENTAL PURCHASE INC
File No: 510902 File Code: 71 Date Recvd: 29-NOV-06 Status 1: R
Examiner: City: WILLIAMSBURG State: VA Country: USA


JEI SELF LEARNING SYSTEMS INC
File No: 510901 File Code: 71 Date Recvd: 28-NOV-06 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


F3 FRANCHISORS INC
File No: 510900 File Code: 71 Date Recvd: 27-NOV-06 Status 1: R
Examiner: City: HOLLYWOOD State: FL Country: USA


IDEAL IMAGE DEVELOPMENT CORP
File No: 510903 File Code: 71 Date Recvd: 22-NOV-06 Status 1: R
Examiner: City: TAMPA State: FL Country: USA


MURRAY ARTHUR INTERNATIONAL INC
File No: 510745 File Code: 71 Date Recvd: 21-NOV-06 Status 1: R
Examiner: City: CORAL GABLES State: FL Country: USA


BUFFALO WINGS & RINGS LLC
File No: 510744 File Code: 71 Date Recvd: 20-NOV-06 Status 1: R
Examiner: City: MILFORD State: OH Country: USA


ENVIRONIX INC
File No: 510747 File Code: 71 Date Recvd: 20-NOV-06 Status 1: R
Examiner: City: LYNWOOD State: WA Country: USA


PRICELESS RENT A CAR LLC
File No: 510746 File Code: 71 Date Recvd: 20-NOV-06 Status 1: R
Examiner: City: LAUREL State: MD Country: USA


SHOWHOMES FRANCHISE CORP
File No: 510748 File Code: 71 Date Recvd: 20-NOV-06 Status 1: R
Examiner: City: NASHVILLE State: TN Country: USA

REPORT ITEMS 10

Registration Filings Made with DFI's Securities Division 20-NOV-06 - 01-DEC-06

FT 1303 MORGAN KEEGAN GROWTH & INCOME PORTFOLIO SERIES 3
File No: 511053 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD ADVISERS FUND CLASS R3
File No: 511046 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD ADVISERS FUND CLASS R4
File No: 511045 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD ADVISERS FUND CLASS R5
File No: 511044 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD AGGRESSIVE GROWTH
ALLOCATION FUND CLASS R3
File No: 510969 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD AGGRESSIVE GROWTH
ALLOCATION FUND CLASS R4
File No: 510970 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD AGGRESSIVE GROWTH
ALLOCATION FUND CLASS R5
File No: 510971 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD BALANCED ALLOCATION FUND
CLASS R3
File No: 510975 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD BALANCED ALLOCATION FUND
CLASS R4
File No: 510976 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD BALANCED ALLOCATION FUND
CLASS R5
File No: 510977 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD CAPITAL APPRECIATION FUND
CLASS R3
File No: 511021 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD CAPITAL APPRECIATION FUND
CLASS R4
File No: 511020 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD CAPITAL APPRECIATION FUND
CLASS R5
File No: 511022 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD CONSERVATIVE ALLOCATION
FUND CLASS R3
File No: 510987 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD CONSERVATIVE ALLOCATION
FUND CLASS R4
File No: 510988 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD CONSERVATIVE ALLOCATION
FUND CLASS R5
File No: 510989 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD DISCIPLINED EQUITY FUND
CLASS R3
File No: 511016 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD DISCIPLINED EQUITY FUND
CLASS R4
File No: 511015 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD DIVIDEND & GROWTH FUND
CLASS R3
File No: 511028 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD DIVIDEND & GROWTH FUND
CLASS R4
File No: 511027 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD DIVIDEND & GROWTH FUND
CLASS R5
File No: 511026 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD EQUITY INCOME FUND CLASS
R3
File No: 510994 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD EQUITY INCOME FUND CLASS
R4
File No: 510993 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD EQUITY INCOME FUND CLASS
R5
File No: 510995 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD FLOATING RATE FUND CLASS
R3
File No: 510981 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD FLOATING RATE FUND CLASS
R4
File No: 510983 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD FLOATING RATE FUND CLASS
R5
File No: 510982 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GLOBAL HEALTH FUND CLASS
R3
File No: 511007 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GLOBAL HEALTH FUND CLASS
R4
File No: 511006 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GLOBAL HEALTH FUND CLASS
R5
File No: 511005 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GLOBAL LEADERS FUND CLASS
R3
File No: 511002 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GLOBAL LEADERS FUND CLASS
R4
File No: 511004 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GLOBAL LEADERS FUND CLASS
R5
File No: 511003 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH ALLOCATION FUND
CLASS R3
File No: 510972 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH ALLOCATION FUND
CLASS R4
File No: 510973 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH ALLOCATION FUND
CLASS R5
File No: 510974 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH FUND CLASS R3
File No: 511047 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH FUND CLASS R4
File No: 511048 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH FUND CLASS R5
File No: 511049 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH OPPORTUNITIES FUND
CLASS R3
File No: 511031 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH OPPORTUNITIES FUND
CLASS R4
File No: 511030 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH OPPORTUNITIES FUND
CLASS R5
File No: 511029 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD HIGH YIELD FUND CLASS R3
File No: 510998 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD HIGH YIELD FUND CLASS R4
File No: 510997 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD HIGH YIELD FUND CLASS R5
File No: 510996 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INCOME ALLOCATION FUND
CLASS R3
File No: 510984 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INCOME ALLOCATION FUND
CLASS R4
File No: 510985 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INCOME ALLOCATION FUND
CLASS R5
File No: 510986 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INFLATION PLUS FUND CLASS
R3
File No: 510990 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INFLATION PLUS FUND CLASS
R4
File No: 510991 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INFLATION PLUS FUND CLASS
R5
File No: 510992 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL
OPPORTUNITIES FUND CLASS R3
File No: 510961 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL
OPPORTUNITIES FUND CLASS R4
File No: 510962 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL
OPPORTUNITIES FUND CLASS R5
File No: 510960 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL CAPITAL
APPRECIATION 2 FUND CLASS R3
File No: 510966 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL CAPITAL
APPRECIATION 2 FUND CLASS R4
File No: 510967 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL CAPITAL
APPRECIATION 2 FUND CLASS R5
File No: 510968 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL CAPITAL
APPRECIATION FUND CLASS R3
File No: 510965 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL CAPITAL
APPRECIATION FUND CLASS R4
File No: 510963 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL CAPITAL
APPRECIATION FUND CLASS R5
File No: 510964 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD MONEY MARKET FUND CLASS
R3
File No: 511013 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD MONEY MARKET FUND CLASS
R4
File No: 511012 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD MONEY MARKET FUND CLASS
R5
File No: 511011 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD MONEY MARKET FUND CLASS
R5
File No: 511014 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD RETIREMENT INCOME FUND
CLASS R3
File No: 510980 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD RETIREMENT INCOME FUND
CLASS R4
File No: 510979 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD RETIREMENT INCOME FUND
CLASS R5
File No: 510978 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD SMALL CO FUND CLASS R3
File No: 511034 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD SMALL CO FUND CLASS R4
File No: 511033 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD SMALL CO FUND CLASS R5
File No: 511032 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD SMALLCAP GROWTH FUND
CLASS R3
File No: 511023 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD SMALLCAP GROWTH FUND
CLASS R4
File No: 511024 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD SMALLCAP GROWTH FUND
CLASS R5
File No: 511025 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD STOCK FUND CLASS R3
File No: 511052 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD STOCK FUND CLASS R4
File No: 511051 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD STOCK FUND CLASS R5
File No: 511050 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2010
FUND CLASS R3
File No: 511040 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2010
FUND CLASS R4
File No: 511039 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2010
FUND CLASS R5
File No: 511038 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2020
FUND CLASS R3
File No: 511043 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2020
FUND CLASS R4
File No: 511041 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2020
FUND CLASS R5
File No: 511042 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2030
FUND CLASS R3
File No: 511037 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2030
FUND CLASS R4
File No: 511036 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TARGET RETIREMENT 2030
FUND CLASS R5
File No: 511035 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TOTAL RETIREMENT BOND
FUND CLASS R3
File No: 511010 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TOTAL RETIREMENT BOND
FUND CLASS R4
File No: 511009 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD TOTAL RETIREMENT BOND
FUND CLASS R5
File No: 511008 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD VALUE FUND CLASS R3
File No: 510999 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD VALUE FUND CLASS R4
File No: 511000 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD VALUE FUND CLASS R5
File No: 511001 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD VALUE OPPORTUNITIES FUND
CLASS R3
File No: 511017 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD VALUE OPPORTUNITIES FUND
CLASS R4
File No: 511018 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD VALUE OPPORTUNITIES FUND
CLASS R5
File No: 511019 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


VANGUARD WORLD FUNDS VANGUARD INTERNATIONAL GROWTH FUND
SIGNAL SHARES
File No: 511060 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD WORLD FUNDS VANGUARD US GROWTH FUND SIGNAL SHARES
File No: 511059 File Code: 3 Date Recvd: 01-DEC-06 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 347 DELTA
GLOBAL REAL ESTATE TR SERIES 2
File No: 510927 File Code: 5 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 348 PERONI
GROTH PORTFOLIO WINTER 2007 SERIES
File No: 510926 File Code: 5 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 353 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 7
File No: 510925 File Code: 5 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GRAYBAR ELECTRIC CO INC
File No: 510931 File Code: 1 Date Recvd: 30-NOV-06 Status 1: P
Examiner: City: ST LOUIS State: MO Country: USA


MARISCO INVESTMENT FUND MARISCO FLEXIBLE CAPITAL FUND
File No: 510924 File Code: 3 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


PRICE T ROWE INTERNATIONAL FUNDS INC PTR OVERSEAS STOCK FUND
File No: 510918 File Code: 3 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PRTR 2050 FUND
File No: 510919 File Code: 3 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PRTR 2050 FUND ADVISOR
CLASS
File No: 510921 File Code: 3 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PRTR 2050 FUND R CLASS
File No: 510920 File Code: 3 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PRTR 2055 FUND
File No: 510922 File Code: 3 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS COUNTERPOINT SELECT FUND
File No: 510923 File Code: 3 Date Recvd: 30-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CENTRAL EQUITY TR DIVERSIFIED INCOME SERIES 25
File No: 510872 File Code: 5 Date Recvd: 29-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FORUM FUNDS FLAG INVESTORS EQUITY OPPORTUNITY FUND
INSTITUTIONAL SHARES
File No: 510875 File Code: 3 Date Recvd: 29-NOV-06 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS FLAG INVESTORS EQUITY OPPORTUNITY FUND A SHARES
File No: 510874 File Code: 3 Date Recvd: 29-NOV-06 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS FLAG INVESTORS INCOME OPPORTUNITY FUND
INSTITUTIONAL SHARES
File No: 510876 File Code: 3 Date Recvd: 29-NOV-06 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS FLAG INVESTORS INCOME OPPORTUNITY FUND A SHARES
File No: 510877 File Code: 3 Date Recvd: 29-NOV-06 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FT 1289 COVERED CALL CLOSED END PORTFOLIO SERIES 6
File No: 510873 File Code: 5 Date Recvd: 29-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DOMINI ADVISOR TR DOMINI EUROPACIFIC SOCIAL EQUITY PORTFOLIO
File No: 510866 File Code: 3 Date Recvd: 28-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DOMINI ADVISOR TR DOMINI PACASIA SOCIAL EQUITY PORTFOLIO
File No: 510865 File Code: 3 Date Recvd: 28-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DOMINI SOCIAL INVESTMENT TR DOMINI EUROPACIFIC SOCIAL EQUITY
FUND
File No: 510863 File Code: 3 Date Recvd: 28-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DOMINI SOCIAL INVESTMENT TR DOMINI PACASIA SOCIAL EQUITY
FUND
File No: 510864 File Code: 3 Date Recvd: 28-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


PRUDENTIAL INVESTMENT PORTFOLIOS INC MEEISONDRYDEN
CONSERVATIVE ALLOCATION FUND CLASS R
File No: 510867 File Code: 3 Date Recvd: 28-NOV-06 Status 1: Z
Examiner: City: NEWARK State: NJ Country: USA


PRUDENTIAL INVESTMENT PORTFOLIOS INC MEEISONDRYDEN GROWTH
ALLOCATION FUND CLASS R
File No: 510869 File Code: 3 Date Recvd: 28-NOV-06 Status 1: Z
Examiner: City: NEWARK State: NJ Country: USA


PRUDENTIAL INVESTMENT PORTFOLIOS INC MEEISONDRYDEN MODERATE
ALLOCATION FUND CLASS R
File No: 510868 File Code: 3 Date Recvd: 28-NOV-06 Status 1: Z
Examiner: City: NEWARK State: NJ Country: USA
FT 1285 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES
3
File No: 510590 File Code: 5 Date Recvd: 27-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1286 HIGH YIELD INCOME CLOSED END PORTFOLIO SERIES 18
File No: 510592 File Code: 5 Date Recvd: 27-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1288 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 12
File No: 510591 File Code: 5 Date Recvd: 27-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR 105TH LTD MATURITY SERIES
File No: 510588 File Code: 5 Date Recvd: 27-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MID CAP STRATEGY PORTFOLIO 2007 1
File No: 510587 File Code: 5 Date Recvd: 27-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SMID STRATEGY PORTFOLIO 2007 1
File No: 510589 File Code: 5 Date Recvd: 27-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 349 STRATEGIC
INCOME PORTFOLIO SERIES 7
File No: 510470 File Code: 5 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1227 DOW TARGET 10 PORTFOLIO DECEMBER 2006 SERIES
File No: 510465 File Code: 5 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1227 DOW TARGET DIVIDEND PORTFOLIO DECEMBER 2006 SERIES
File No: 510466 File Code: 5 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1227 TARGET DOUBLE PLAY PORTFOLIO DECEMBER 2006 SERIES
File No: 510464 File Code: 5 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1227 TARGET FOCUS 4 PORTFOLIO DECEMBER 2006 SERIES
File No: 510467 File Code: 5 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1227 TARGET VIP PORTFOLIO DECEMBER 2006 SERIES
File No: 510468 File Code: 5 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1227 VALUE LINE TARGET 25 PORTFOLIO DECEMBER 2006 SERIES
File No: 510469 File Code: 5 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


OFI TREMONT CORE STRATEGIES HEDGE FUND
File No: 510937 File Code: 1 Date Recvd: 24-NOV-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


OFI TREMONT MARKET NEUTRAL HEDGE FUND
File No: 510936 File Code: 1 Date Recvd: 24-NOV-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING CHINA FUND CLASS A
File No: 510471 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING CHINA FUND CLASS B
File No: 510472 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING CHINA FUND CLASS C
File No: 510473 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING CHINA FUND CLASS N
File No: 510474 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING CHINA FUND CLASS Y
File No: 510475 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING JAPAN FUND CLASS A
File No: 510476 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING JAPAN FUND CLASS B
File No: 510477 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING JAPAN FUND CLASS C
File No: 510478 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING JAPAN FUND CLASS N
File No: 510479 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER BARING JAPAN FUND CLASS Y
File No: 510480 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TREMONT MARKET NEUTRAL FUND LLC
File No: 510934 File Code: 1 Date Recvd: 24-NOV-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER TREMONT OPPORTUNITY FUND LLC
File No: 510935 File Code: 1 Date Recvd: 24-NOV-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


PRINCIPAL INVESTORS FUND INC BOND & MORTGAGE SEC FUND CLASS
C
File No: 510571 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC CA INSURED INTERMEDIATE
MUNICIPAL FUND CLASS A
File No: 510556 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC CA INSURED INTERMEDIATE
MUNICIPAL FUND CLASS B
File No: 510557 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC CA INSURED INTERMEDIATE
MUNICIPAL FUND CLASS C
File No: 510558 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC CA MUNICIPAL FUND CLASS A
File No: 510553 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC CA MUNICIPAL FUND CLASS B
File No: 510554 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC CA MUNICIPAL FUND CLASS C
File No: 510555 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
CLASS C
File No: 510562 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
CLASS C
File No: 510574 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC EQUITY INCOME FUND I CLASS A
File No: 510544 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC EQUITY INCOME FUND I CLASS B
File No: 510545 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC EQUITY INCOME FUND I CLASS C
File No: 510546 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC GOVERNMENT & HIGH QUALITY BOND
FUND CLASS C
File No: 510575 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH YIELD FUND 2 CLASS A
File No: 510550 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH YIELD FUND 2 CLASS B
File No: 510551 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH YIELD FUND 2 CLASS C
File No: 510552 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INCOME FUND CLASS A
File No: 510547 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INCOME FUND CLASS B
File No: 510548 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INCOME FUND CLASS C
File No: 510549 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INFLATION PROTECTION FUND CLASS
C
File No: 510572 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL EMERGING MARKETS
FUND CLASS C
File No: 510573 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP S&P VALUE INDEX FUND
CLASS C
File No: 510565 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP VALUE FUND CLASS C
File No: 510570 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND CLASS C
File No: 510566 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP STOCK FUND CLASS A
File No: 510518 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP STOCK FUND CLASS B
File No: 510519 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP STOCK FUND CLASS C
File No: 510520 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MONEY MARKET FUND CLASS C
File No: 510567 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MORTGAGE SECURITIES FUND CLASS
A
File No: 510515 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MORTGAGE SECURITIES FUND CLASS
B
File No: 510516 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MORTGAGE SECURITIES FUND CLASS
C
File No: 510517 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLAND FUND
CLASS C
File No: 510531 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLAND FUND 1
CLASS C
File No: 510530 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND
CLASS C
File No: 510529 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA
PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 1
CLASS C
File No: 510527 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 2
CLASS C
File No: 510528 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND
CLASS C
File No: 510532 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
CLASS C
File No: 510534 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 1
CLASS C
File No: 510536 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND
CLASS C
File No: 510535 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 2
CLASS C
File No: 510533 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND CLASS
C
File No: 510561 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
CLASS C
File No: 510539 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
CLASS C
File No: 510540 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
CLASS C
File No: 510541 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
CLASS C
File No: 510542 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
CLASS C
File No: 510543 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND CLASS C
File No: 510559 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC REAL ESTATE SECURITIES FUND
CLASS C
File No: 510568 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM BALANCED PORTFOLIO
ADVISORS PREFERRED CLASS
File No: 510506 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM BALANCED PORTFOLIO
CLASS A
File No: 510508 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM BALANCED PORTFOLIO
CLASS B
File No: 510509 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM BALANCED PORTFOLIO
CLASS C
File No: 510510 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM BALANCED PORTFOLIO
CLASS J
File No: 510511 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM BALANCED PORTFOLIO
PREFERRED CLASS
File No: 510507 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO ADVISORS PREFERRED CLASS
File No: 510505 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO CLASS A
File No: 510501 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO CLASS B
File No: 510502 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO CLASS C
File No: 510503 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO CLASS J
File No: 510500 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO PREFERRED CLASS
File No: 510504 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO ADVISORS PREFERRED CLASS
File No: 510495 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO CLASS A
File No: 510496 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO CLASS B
File No: 510497 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO CLASS C
File No: 510498 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO CLASS J
File No: 510499 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO PREFERRED CLASS
File No: 510494 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
ADVISORS PREFERRED CLASS
File No: 510489 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
CLASS A
File No: 510490 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
CLASS B
File No: 510491 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
CLASS C
File No: 510492 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
CLASS J
File No: 510493 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
PREFERRED CLASS
File No: 510488 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH PORTFOLIO
ADVISORS PREFERRED CLASS
File No: 510482 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH PORTFOLIO
CLASS A
File No: 510484 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH PORTFOLIO
CLASS B
File No: 510485 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH PORTFOLIO
CLASS C
File No: 510486 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH PORTFOLIO
CLASS J
File No: 510487 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH PORTFOLIO
PREFERRED CLASS
File No: 510483 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM BOND FUND CLASS C
File No: 510563 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM INCOME FUND CLASS A
File No: 510537 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM INCOME FUND CLASS C
File No: 510538 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP BLEND FUND CLASS C
File No: 510569 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND CLASS A
File No: 510524 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND CLASS B
File No: 510525 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND CLASS C
File No: 510526 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP VALUE FUND CLASS C
File No: 510564 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC TX EX BOND FUND I FUND CLASS A
File No: 510521 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC TX EX BOND FUND I FUND CLASS B
File No: 510522 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC TX EX BOND FUND I FUND CLASS C
File No: 510523 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND CLASS C
File No: 510560 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC WEST COAST EQUITY FUND CLASS A
File No: 510512 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC WEST COAST EQUITY FUND CLASS B
File No: 510513 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC WEST COAST EQUITY FUND CLASS C
File No: 510514 File Code: 3 Date Recvd: 24-NOV-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 65
File No: 510405 File Code: 5 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


TOUCHSTONE FUNDS GROUP TR DIVERSIFIED SMALL CAP VALUE FUND
CLASS A
File No: 510577 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR DIVERSIFIED SMALL CAP VALUE FUND
CLASS C
File No: 510576 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR DIVERSIFIED VALUE FUND CLASS C
File No: 510584 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR FAMILY HERITAGE FUND CLASS C
File No: 510583 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR HEALTH CARE & BIOTECHNOLOGY FUND
CLASS C
File No: 510582 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR INTERNATIONAL EQUITY FUND CLASS C
File No: 510586 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR SMALL CAP FUND CLASS C
File No: 510585 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR STRATEGIC VALUE & HIGH INCOME FUND
CLASS A
File No: 510579 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR STRATEGIC VALUE & HIGH INCOME FUND
CLASS C
File No: 510578 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR VALUE OPPORTUNITIES FUND CLASS A
File No: 510581 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR VALUE OPPORTUNITIES FUND CLASS C
File No: 510580 File Code: 3 Date Recvd: 22-NOV-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


ARADIGM CORP
File No: 510312 File Code: 1 Date Recvd: 21-NOV-06 Status 1: P
Examiner: City: HAYWARD State: CA Country: USA


RESERVE FUND US GOVERNMENT FUND INSTITUTIONAL CLASS
File No: 510396 File Code: 3 Date Recvd: 21-NOV-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1277 DIVERSIFIED INCOME & GROWTH PORTFOLIO WINTER 2006
SERIES
File No: 510203 File Code: 5 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INDUSTRY LEADERS FUND CLASS I
File No: 510749 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: SUMMIT State: NJ Country: USA


INDUSTRY LEADERS FUND CLASS L
File No: 510750 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: SUMMIT State: NJ Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND CLASS A
File No: 510200 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND CLASS C
File No: 510198 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND R CLASS
File No: 510199 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INTERNATIONAL REALTY FUND SELECT
CLASS
File No: 510201 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN MICRO CAP FUND SELECT CLASS
File No: 510202 File Code: 3 Date Recvd: 20-NOV-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA

REPORT ITEMS 263



Last Updated: June 27, 2015