Securities Filings for January 15, 2007 through January 26, 2007

Exemption Filings Made with DFI's Securities Division between 15-JAN-07 and 26-JAN-07

CASTLE ROYALTIES LLC
File No: 512868 File Code: 7 Date Recvd: 26-JAN-07 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


NORTHERN TR PRIVATE EQUITY FUND QP 3 LP
File No: 512867 File Code: 7 Date Recvd: 26-JAN-07 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA

WALTON SUNLAND ACRES LLC
File No: 512866 File Code: 7 Date Recvd: 26-JAN-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


FAB TECH ACQUSITION LLC
File No: 512709 File Code: 7 Date Recvd: 25-JAN-07 Status 1: F
Examiner: City: COLCHESTER State: VT Country: USA


ODYSSEY CAPITAL PARTNERS LP
File No: 512710 File Code: 7 Date Recvd: 25-JAN-07 Status 1: F
Examiner: City: BLOOMINGDALE State: IL Country: USA


EL DORADO TRILLIUM LLC
File No: 512694 File Code: 7 Date Recvd: 24-JAN-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


HATERAS DIVERSIFIED STRATEGIES OFFSHORE FUND LTD
File No: 512695 File Code: 7 Date Recvd: 24-JAN-07 Status 1: F
Examiner: City: RALEIGH State: NC Country: USA


M&I MULTI STRATEGY FUND LP
File No: 512693 File Code: 7 Date Recvd: 24-JAN-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


US GAS & ELECTRIC INC
File No: 512696 File Code: 8 Date Recvd: 24-JAN-07 Status 1: P
Examiner: City: NORTH MIAMI BEACH State: FL Country: USA


HBK OFFSHORE FUND LTD
File No: 512687 File Code: 7 Date Recvd: 23-JAN-07 Status 1: F
Examiner: City: CURACAO State: Country: NETH ANTIL


LIFE SAFETY LLC
File No: 512873 File Code: 7 Date Recvd: 23-JAN-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


PA ECONOMIC DEVELOPMENT FINANCING AUTHORITY UNITED WATER PA
PROJECT
File No: 512688 File Code: 17 Date Recvd: 23-JAN-07 Status 1: F
Examiner: RES City: State: PA Country: USA


ENVIROUTILITE INC
File No: 512529 File Code: 7 Date Recvd: 22-JAN-07 Status 1: F
Examiner: City: SHORT HILLS State: NJ Country: USA


STRIKER PETROLEUM LLC
File No: 512530 File Code: 7 Date Recvd: 22-JAN-07 Status 1: F
Examiner: City: GRAPEVINE State: TX Country: USA


WOMANSWALLSTREET INC
File No: 512528 File Code: 7 Date Recvd: 22-JAN-07 Status 1: F
Examiner: City: ALLSO VIEJO State: CA Country: USA


NNN COLLATERALIZED SENIOR NOTES LLC
File No: 512511 File Code: 7 Date Recvd: 19-JAN-07 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA


SECUREPIPE INC
File No: 512512 File Code: 7 Date Recvd: 19-JAN-07 Status 1: F
Examiner: City: MADISON State: WI Country: USA


CRADLE COVE PATNERS 2 LP
File No: 512492 File Code: 7 Date Recvd: 18-JAN-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


OCULUS INNOVATIVE SCIENCES INC
File No: 512513 File Code: 7 Date Recvd: 18-JAN-07 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA


CITIZENS BANCORP INC
File No: 512436 File Code: 18 Date Recvd: 17-JAN-07 Status 1: F
Examiner: RES City: CADOTT State: WI Country: USA


4Q LP
File No: 512419 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


A&O LIFE FUND LLC
File No: 512414 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ADVANCED EQUITIES ALIEN SERIES 1 INVESTMENTS LLC
File No: 512411 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ARTIS TECHNOLOGY POARTNERS LTD
File No: 512421 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: GRAND CAYMAN State: Country: CAYMAN IS


BIOCARE DIRECT INC
File No: 512415 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


DAUGHERTY PETROLEUM INC
File No: 512412 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


FAR WEST WATER & SEWER INC
File No: 512417 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: YUMA State: AZ Country: USA


FINANCIAL NETWORK INVESTMENT CORP
File No: 512418 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: EL SEGUNDO State: CA Country: USA


ING FINANCIAL PARTNERS INC
File No: 512422 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: DES MOINES State: IA Country: USA


MB2 LLC
File No: 512413 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


PLATINUM ENERGY PARTNERS 2006 C LP
File No: 512416 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: GETZVILLE State: NY Country: USA


RADARFIND CORP
File No: 512420 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: RESEARCH TRIANGLE PARK State: NC Country: USA


WAVELAND DRILLING PARTNERS 2006 B LP
File No: 512408 File Code: 7 Date Recvd: 16-JAN-07 Status 1: F
Examiner: City: IRVINE State: CA Country: USA

REPORT ITEMS 33

Franchise Filings Made with DFI's Securities Division between 15-JAN-07 and 26-JAN-07

HILTON INNS INC
File No: 512903 File Code: 71 Date Recvd: 18-JAN-07 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA

REPORT ITEMS 1

Registration Filings Made with DFI's Securities Division between 15-JAN-07 and 26-JAN-07

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 363 DELTA
GLOBAL CANADAIN ENERGY TR SERIES 7
File No: 512865 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 DOW TARGET DIVIDEND PORTFOLIO FEBRUARY 2007 SERIES
File No: 512859 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 TARGET DOUBLE PLAY PORTFOLIO FEBRUARY 2007 SERIES
File No: 512860 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 TARGET FOCUS 4 PORTFOLIO FEBRUARY 2007 SERIES
File No: 512861 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 TARGET VIP PORTFOLIO FEBRUARY 2007 SERIES
File No: 512863 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 VALUE LINE TARGET 25 PORTFOLIO FEBRUARY 2007 SERIES
File No: 512864 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1333 DOW TARGET 10 PORTFOLIO FEBRUARY 2007 SERIES
File No: 512862 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ADVISORONE FUNDS DUNHAM APPRECIATION & INCOME FUND CLASS A
File No: 512708 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM CORPROATE GOVERNMENT BOND FUND CLASS
A
File No: 512707 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM EMERGING MARKETS STOCK FUND CLASS A
File No: 512706 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM HIGH YIELD INCOME FUND CLASS A
File No: 512698 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM INTERNATIONAL STOCK FUND CLASS A
File No: 512705 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM LARGE CAP GROWTH FUND CLASS A
File No: 512704 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM LARGE CAP VALUE FUND CLASS A
File No: 512703 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM REAL ESTATE STOCK FUND CLASS A
File No: 512702 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM SHORT TERM BOND FUND CLASS A
File No: 512701 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM SMALL CAP GROWTH FUND CLASS A
File No: 512700 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM SMALL CAP VALUE FUND CLASS A
File No: 512699 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


FT 1310 PREFERRED INCOME PORTFOLIO SERIES 21
File No: 512711 File Code: 5 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


BALANCED PORTFOLIO SERIES 1
File No: 512689 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1336 MUNICIPAL CLOSED END PORTFOLIO SERIES 21
File No: 512690 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 520
File No: 512692 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 11
File No: 512691 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ACCESS CAITAL STRATEGIES COMMUNITY INVESTMENT FUND INC
File No: 512520 File Code: 1 Date Recvd: 22-JAN-07 Status 1: P
Examiner: City: MILWAUKEE State: WI Country: USA


ALLIANZ FUNDS ALLIANZ OCC TARGET FUND INSTITUTIONAL CLASS
File No: 512686 File Code: 3 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 360 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 6
File No: 512521 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2007 1
File No: 512526 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1312 JAPAN PORTFOLIO SERIES 5
File No: 512525 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1317 STRATEGIC BANK & THIRFT OPPORTUNITY PORTFOLIO
File No: 512522 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1325 VALUE ARCHITECTS GLOBAL CORE PORTFOLIO SERIES 2007
File No: 512523 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1333 GLOBAL INCOME CLOSED END PORTFOLIO SERIES 5
File No: 512524 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 361 PREFERRED
SECURITIES PORTFOLIO SERIES 10
File No: 512508 File Code: 5 Date Recvd: 19-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EQUITY FOCUS TR BLUE CHIP STOCK 2007 SERIES A PREMIER
AMERICAN PORTFOLIO
File No: 512506 File Code: 5 Date Recvd: 19-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR S&P COMPETITIVE ADVANTAGE PORTFOLIO 2007
SERIES A
File No: 512507 File Code: 5 Date Recvd: 19-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1323 CANADIAN ENERGY & INCOME SELECT PORTFOLIO SERIES 4
File No: 512510 File Code: 5 Date Recvd: 19-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL ENVIRONMENTAL SUSTAINABILITY PORTFOLIO SERIES 1
File No: 512509 File Code: 5 Date Recvd: 19-JAN-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


EVERGREEN EQUITY TR EVERGREEN SMALL MID GROWTH FUND CLASS A
File No: 512498 File Code: 3 Date Recvd: 18-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FT 1316 RESEARCH EQUITY PORTFOLIO SERIES 3
File No: 512494 File Code: 5 Date Recvd: 18-JAN-07 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1322 WUNDERLICH SECURITIES WEST COAST COMMUNITY BANK
PORTFOLIO
File No: 512493 File Code: 5 Date Recvd: 18-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


THORNBURG INVESTMENT TR THORNBURG INTERNATIONAL GROWTH FUND
CLASS A
File No: 512490 File Code: 3 Date Recvd: 18-JAN-07 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG INTERNATIONAL GROWTH FUND
CLASS C
File No: 512491 File Code: 3 Date Recvd: 18-JAN-07 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG INTERNATIONAL GROWTH FUND
CLASS I
File No: 512489 File Code: 3 Date Recvd: 18-JAN-07 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG CORE GROWTH FUND CLASS R4
File No: 512432 File Code: 3 Date Recvd: 17-JAN-07 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG INTERNATIONAL VALUE FUND
CLASS R4
File No: 512433 File Code: 3 Date Recvd: 17-JAN-07 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG INVESTMENT INCOME BUILDER
FUND CLASS R5
File No: 512431 File Code: 3 Date Recvd: 17-JAN-07 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG VALUE FUND CLASS R4
File No: 512434 File Code: 3 Date Recvd: 17-JAN-07 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


ACCESSOR FUNDS INC US GOVERNMENT MONEY FUND INSTITUTIONAL
CLASS
File No: 512406 File Code: 3 Date Recvd: 16-JAN-07 Status 1: R
Examiner: City: SEATTLE State: WA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 359 BNY BRAZIL
RUSSIA INDIA & CHINA BRIC PORTFOLIO SERIES 2
File No: 512400 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 362 CLOSED END
NATIONAL MUNICIPAL PORTFOLIO SERIES 9
File No: 512405 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS GLOBAL REAL ESTATE PORTFOLIO 2007 1
File No: 512399 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


DENT DEMOGRAPHICS PORTFOLIO SERIES 8
File No: 512410 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1308 STRATEGIC DIVIDEND PORTFOLIO SERIES 3
File No: 512404 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1318 INDEX OF ECONOMIC FREEDOM PORTFOLIO 2007 SERIES
File No: 512401 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1319 MORGAN KEEGAN 2007 SELECT IDEAS PORTFOLIO
File No: 512403 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1332 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 2
File No: 512402 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR LADDERED SERIES 20
File No: 512409 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 9
File No: 512397 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PREFERRED SECURITIES PORTFOLIO SERIES 14
File No: 512398 File Code: 5 Date Recvd: 16-JAN-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


PRESBYTERIAN CHURCH USA INVESTMENT & LOAN PROGRAM INC
File No: 512442 File Code: 2 Date Recvd: 16-JAN-07 Status 1: P
Examiner: City: LOUISVILLE State: KY Country: USA

REPORT ITEMS 59



Last Updated: June 27, 2015