Securities Filings for January 22, 2007 through February 02, 2007

Exemption Filings Made with DFI's Securities Division between 22-JAN-07 and 02-FEB-07

DISTRESSTED OPPORTUNITIES FUND LLC
File No: 513246 File Code: 7 Date Recvd: 02-FEB-07 Status 1: F
Examiner: City: INDIANAPOLIS State: IN Country: USA


CAPITAL GROWTH SYSTEMS INC
File No: 513151 File Code: 7 Date Recvd: 31-JAN-07 Status 1: F
Examiner: City: SCHAUMBURG State: IL Country: USA

GALLEON DIVERSIFIED FUND LTD
File No: 513150 File Code: 7 Date Recvd: 31-JAN-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PLATINUM BANCORP INC
File No: 513145 File Code: 7 Date Recvd: 31-JAN-07 Status 1: F
Examiner: City: OAKDALE State: MN Country: USA


FGG DEVELOPMENT FUND 2 LLC
File No: 513038 File Code: 7 Date Recvd: 30-JAN-07 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


FORTORIA ETHANOL LLC
File No: 513036 File Code: 7 Date Recvd: 30-JAN-07 Status 1: F
Examiner: City: SOUIX FALLS State: SD Country: USA


WORTH CAPITAL FUNDS INC
File No: 513037 File Code: 7 Date Recvd: 30-JAN-07 Status 1: F
Examiner: City: MARIETTA State: GA Country: USA


ARGYLE ENERGY 2006 YEAR END DRILLING PROGRAM LP
File No: 512981 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


CENTERFIELD CAPITAL PARTNERS 2 LP
File No: 512982 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: INDIANAPOLIS State: IN Country: USA


DBSI RIVERSIDE MEDICAL LLC
File No: 512983 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: MERIDAIN State: ID Country: USA


DCA DIVERSIFIED ALTERNATIVES PORTFOLIO LLC
File No: 512980 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: NORCROSS State: GA Country: USA


OCULUS INNOVATIVE SCIENCES INC
File No: 512979 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA


CASTLE ROYALTIES LLC
File No: 512868 File Code: 7 Date Recvd: 26-JAN-07 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


NORTHERN TR PRIVATE EQUITY FUND QP 3 LP
File No: 512867 File Code: 7 Date Recvd: 26-JAN-07 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


WALTON SUNLAND ACRES LLC
File No: 512866 File Code: 7 Date Recvd: 26-JAN-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


FAB TECH ACQUSITION LLC
File No: 512709 File Code: 7 Date Recvd: 25-JAN-07 Status 1: F
Examiner: City: COLCHESTER State: VT Country: USA


ODYSSEY CAPITAL PARTNERS LP
File No: 512710 File Code: 7 Date Recvd: 25-JAN-07 Status 1: F
Examiner: City: BLOOMINGDALE State: IL Country: USA


EL DORADO TRILLIUM LLC
File No: 512694 File Code: 7 Date Recvd: 24-JAN-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


HATERAS DIVERSIFIED STRATEGIES OFFSHORE FUND LTD
File No: 512695 File Code: 7 Date Recvd: 24-JAN-07 Status 1: F
Examiner: City: RALEIGH State: NC Country: USA


M&I MULTI STRATEGY FUND LP
File No: 512693 File Code: 7 Date Recvd: 24-JAN-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


US GAS & ELECTRIC INC
File No: 512696 File Code: 8 Date Recvd: 24-JAN-07 Status 1: P
Examiner: City: NORTH MIAMI BEACH State: FL Country: USA


HBK OFFSHORE FUND LTD
File No: 512687 File Code: 7 Date Recvd: 23-JAN-07 Status 1: F
Examiner: City: CURACAO State: Country: NETH ANTIL


LIFE SAFETY LLC
File No: 512873 File Code: 7 Date Recvd: 23-JAN-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


PA ECONOMIC DEVELOPMENT FINANCING AUTHORITY UNITED WATER PA
PROJECT
File No: 512688 File Code: 17 Date Recvd: 23-JAN-07 Status 1: F
Examiner: RES City: State: PA Country: USA


ENVIROUTILITE INC
File No: 512529 File Code: 7 Date Recvd: 22-JAN-07 Status 1: F
Examiner: City: SHORT HILLS State: NJ Country: USA


STRIKER PETROLEUM LLC
File No: 512530 File Code: 7 Date Recvd: 22-JAN-07 Status 1: F
Examiner: City: GRAPEVINE State: TX Country: USA


WOMANSWALLSTREET INC
File No: 512528 File Code: 7 Date Recvd: 22-JAN-07 Status 1: F
Examiner: City: ALLSO VIEJO State: CA Country: USA

REPORT ITEMS 27

Franchise Filings Made with DFI's Securities Division between 22-JAN-07 and 02-FEB-07

BEAT THE BOOKSTORE FRANCHISE INC
File No: 513173 File Code: 71 Date Recvd: 29-JAN-07 Status 1: R
Examiner: City: WEST VALLEY CITY State: UT Country: USA


ROSATIS FRANCHISE & DEVELOPMENT LLC
File No: 513249 File Code: 71 Date Recvd: 29-JAN-07 Status 1: R
Examiner: City: WARRENVILLE State: IL Country: USA


HAND & STONE FRANCHISE CORP
File No: 513175 File Code: 71 Date Recvd: 25-JAN-07 Status 1: R
Examiner: City: TOMS RIVER State: NJ Country: USA


INTERNET EXPERTS LLC
File No: 513179 File Code: 71 Date Recvd: 24-JAN-07 Status 1: R
Examiner: City: YORKVILLE State: IL Country: USA


BAGSTER LLC
File No: 513178 File Code: 71 Date Recvd: 23-JAN-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


BDGS FRANCHISE LLC
File No: 513174 File Code: 71 Date Recvd: 22-JAN-07 Status 1: R
Examiner: City: LOVELAND State: OH Country: USA


RIDGEVIEW TEL FRANCHISE LLC
File No: 513176 File Code: 71 Date Recvd: 22-JAN-07 Status 1: R
Examiner: City: LONGMONT State: CO Country: USA


TT&B INC
File No: 513177 File Code: 71 Date Recvd: 22-JAN-07 Status 1: R
Examiner: City: EAST LANSING State: MI Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 22-JAN-07 and 02-FEB-07

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 367 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 8
File No: 513245 File Code: 5 Date Recvd: 02-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 367 STRATEGIC
INCOME PORTFOLIO SERIES 9
File No: 513244 File Code: 5 Date Recvd: 02-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FRONTIER FUND CAMPBELL GRAHAM SERIES
File No: 513221 File Code: 2 Date Recvd: 02-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO INSTITUTIONAL SHARES
File No: 513240 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO INVESTOR A SHARES
File No: 513238 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO INVESTOR C SHARES
File No: 513239 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO R SHARES
File No: 513241 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO
INSTITUTIONAL SHARES
File No: 513228 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO
INVESTOR A SHARES
File No: 513226 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO
INVESTOR C SHARES
File No: 513227 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO B
SHARES
File No: 513229 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO
INSTITUTIONAL SHARES
File No: 513235 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO
INVESTOR A SHARES
File No: 513237 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO
INVESTOR C SHARES
File No: 513236 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO R SHARES
File No: 513234 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO
INSTITUTIONAL SHARES
File No: 513232 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO
INVESTOR A SHARES
File No: 513230 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO
INVESTOR C SHARES
File No: 513231 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO R
SHARES
File No: 513233 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


CALVARY CHAPEL OF AUSTIN
File No: 513212 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: AUSTIN State: TX Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 365 ONEFOLIO
SELECT SERIES 7
File No: 513211 File Code: 5 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 366 ZACKS
SELECT PORTFOLIO SERIES 5
File No: 513210 File Code: 5 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FRONTIER FUND BALANCED SERIES
File No: 513218 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND CURRENCY SERIES
File No: 513222 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND FRONTIER FUND
File No: 513219 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND LONG ONLY COMMODITY SERIES
File No: 513223 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND LONG SHORT COMMODITY SERIES
File No: 513224 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND MANAGED FUTURES INDEX SERIES
File No: 513225 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND WINSTON SERIES
File No: 513220 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


SUMMIT MUTUAL FUNDS INC BOND FUND A
File No: 513206 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


SUMMIT MUTUAL FUNDS INC HIGH YIELD BOND FUND A
File No: 513209 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


SUMMIT MUTUAL FUNDS INC LARGE CAP GROWTH FUND A
File No: 513207 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


SUMMIT MUTUAL FUNDS INC SHORT TERM GOVERNMENT FUND A
File No: 513208 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


WELLS FARGO FUNDS TR WELLS FARGO ADVANTAGE EMERGING GROWTH
FUND ADMINISTRATOR CLASS
File No: 513242 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


WELLS FARGO FUNDS TR WELLS FARGO ADVANTAGE EMERGING GROWTH
FUND INVESTOR CLASS
File No: 513243 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LEUTHOLD FUNDS INC LEUTHONLD ASSET ALLOCATION FUND
INSTUTIONAL
File No: 513182 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF AGGRESSIVE
UPGRADERE FUND
File No: 513147 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF UPGRADER FUND
PMP FEUF
File No: 513148 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


REEF GLOBAL ENERGY 9 LP
File No: 513149 File Code: 1 Date Recvd: 31-JAN-07 Status 1: P
Examiner: City: RICHARDSON State: TX Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS A
File No: 513096 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 1
File No: 513091 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 2
File No: 513092 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 3
File No: 513093 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 4
File No: 513094 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 5
File No: 513095 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS A
File No: 513108 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 1
File No: 513104 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 2
File No: 513107 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 3
File No: 513105 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 4
File No: 513106 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 5
File No: 513103 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS A
File No: 513097 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 1
File No: 513102 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 2
File No: 513101 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 3
File No: 513100 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 4
File No: 513099 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 5
File No: 513098 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS A
File No: 513109 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 1
File No: 513112 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 1
File No: 513114 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 2
File No: 513113 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 4
File No: 513110 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 5
File No: 513111 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS A
File No: 513132 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 1
File No: 513129 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 2
File No: 513128 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 3
File No: 513130 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 4
File No: 513127 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 5
File No: 513131 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS A
File No: 513121 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 1
File No: 513126 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 2
File No: 513122 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 3
File No: 513125 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 4
File No: 513123 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 5
File No: 513124 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS A
File No: 513133 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 1
File No: 513138 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 2
File No: 513137 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 3
File No: 513136 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 4
File No: 513135 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 5
File No: 513134 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS A
File No: 513120 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 1
File No: 513117 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 1
File No: 513119 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 2
File No: 513118 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 4
File No: 513116 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 5
File No: 513115 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS A
File No: 513144 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 1
File No: 513142 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 2
File No: 513141 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 3
File No: 513140 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 4
File No: 513139 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 5
File No: 513143 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 364 BEST
INDEPENDENT RESEARCH ALL STAR SELECT PORTFOLIO SERIES 1
File No: 513035 File Code: 5 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ADVISORS SERIES TR CHASE GRWOTH FUND SUSTANTIAL INVESTOR
CLASS
File No: 512987 File Code: 3 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 66
File No: 512978 File Code: 5 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


TAMARACK FUNDS TR TAMARACK SMALL CAP CORE FUND CLASS I
File No: 513034 File Code: 3 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


WIRELESS RONIN TECHNOLOGIES INC
File No: 513183 File Code: 1 Date Recvd: 29-JAN-07 Status 1: P
Examiner: City: EDEN PRAIRIE State: MN Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 363 DELTA
GLOBAL CANADAIN ENERGY TR SERIES 7
File No: 512865 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 DOW TARGET DIVIDEND PORTFOLIO FEBRUARY 2007 SERIES
File No: 512859 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 TARGET DOUBLE PLAY PORTFOLIO FEBRUARY 2007 SERIES
File No: 512860 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 TARGET FOCUS 4 PORTFOLIO FEBRUARY 2007 SERIES
File No: 512861 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 TARGET VIP PORTFOLIO FEBRUARY 2007 SERIES
File No: 512863 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1300 VALUE LINE TARGET 25 PORTFOLIO FEBRUARY 2007 SERIES
File No: 512864 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1333 DOW TARGET 10 PORTFOLIO FEBRUARY 2007 SERIES
File No: 512862 File Code: 5 Date Recvd: 26-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ADVISORONE FUNDS DUNHAM APPRECIATION & INCOME FUND CLASS A
File No: 512708 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM CORPROATE GOVERNMENT BOND FUND CLASS
A
File No: 512707 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM EMERGING MARKETS STOCK FUND CLASS A
File No: 512706 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM HIGH YIELD INCOME FUND CLASS A
File No: 512698 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM INTERNATIONAL STOCK FUND CLASS A
File No: 512705 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM LARGE CAP GROWTH FUND CLASS A
File No: 512704 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM LARGE CAP VALUE FUND CLASS A
File No: 512703 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM REAL ESTATE STOCK FUND CLASS A
File No: 512702 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM SHORT TERM BOND FUND CLASS A
File No: 512701 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM SMALL CAP GROWTH FUND CLASS A
File No: 512700 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ADVISORONE FUNDS DUNHAM SMALL CAP VALUE FUND CLASS A
File No: 512699 File Code: 3 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


FT 1310 PREFERRED INCOME PORTFOLIO SERIES 21
File No: 512711 File Code: 5 Date Recvd: 25-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


BALANCED PORTFOLIO SERIES 1
File No: 512689 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1336 MUNICIPAL CLOSED END PORTFOLIO SERIES 21
File No: 512690 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 520
File No: 512692 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 11
File No: 512691 File Code: 5 Date Recvd: 24-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ACCESS CAITAL STRATEGIES COMMUNITY INVESTMENT FUND INC
File No: 512520 File Code: 1 Date Recvd: 22-JAN-07 Status 1: P
Examiner: City: MILWAUKEE State: WI Country: USA


ALLIANZ FUNDS ALLIANZ OCC TARGET FUND INSTITUTIONAL CLASS
File No: 512686 File Code: 3 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 360 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 6
File No: 512521 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2007 1
File No: 512526 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1312 JAPAN PORTFOLIO SERIES 5
File No: 512525 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1317 STRATEGIC BANK & THIRFT OPPORTUNITY PORTFOLIO
File No: 512522 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1325 VALUE ARCHITECTS GLOBAL CORE PORTFOLIO SERIES 2007
File No: 512523 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1333 GLOBAL INCOME CLOSED END PORTFOLIO SERIES 5
File No: 512524 File Code: 5 Date Recvd: 22-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 129



Last Updated: June 27, 2015