WI Securities Filings for January 29, 2007 through February 09, 2007

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

SII INVESTEMNTS INC
File No: 513410 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: APPLETON

REPORT ITEMS 1

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 29-JAN-07 and 09-FEB-07


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

LEUTHOLD FUNDS INC LEUTHONLD ASSET ALLOCATION FUND
INSTUTIONAL
File No: 513182 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF AGGRESSIVE
UPGRADERE FUND
File No: 513147 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF UPGRADER FUND
PMP FEUF
File No: 513148 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE


ADVISORS SERIES TR CHASE GRWOTH FUND SUSTANTIAL INVESTOR
CLASS
File No: 512987 File Code: 3 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 4

Takeover Filings made with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

FROM TAK FILE # 512423
29-JAN-07

DATE RECVD ITEMS 1


FROM TAK FILE # 512423
31-JAN-07

DATE RECVD ITEMS 1


FROM TAK FILE # 512423
01-FEB-07

DATE RECVD ITEMS 1


FROM TAK FILE # 512423
05-FEB-07

DATE RECVD ITEMS 1

REPORT ITEMS 4



Last Updated: June 27, 2015