WI Securities Filings for February 05, 2007 through February 16, 2007

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 05-FEB-07 and 16-FEB-07

GUILD INC
File No: 513694 File Code: 7 Date Recvd: 15-FEB-07 Status 1: F
Examiner: City: MADISON


SII INVESTMENTS INC
File No: 513410 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: APPLETON

REPORT ITEMS 2

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 05-FEB-07 and 16-FEB-07


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 05-FEB-07 and 16-FEB-07

MEMBERS MUTUAL FUNDS SMALL CAP GROWTH FUND CLASS A
File No: 513669 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON


MEMBERS MUTUAL FUNDS SMALL CAP GROWTH FUND CLASS B
File No: 513668 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON


MEMBERS MUTUAL FUNDS SMALL CAP VALUE FUND CLASS A
File No: 513671 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON


MEMBERS MUTUAL FUNDS SMALL CAP VALUE FUND CLASS B
File No: 513670 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON


KINETICS MUTUAL FUNDS INC INTERNET FUND ADVISOR CLASS C
File No: 513543 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE


KINETICS MUTUAL FUNDS INC MARKET OPPORTUNTIES FUND ADVISOR
CLASS C
File No: 513544 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE


KINETICS MUTUAL FUNDS INC MEDICAL FUND ADVISOR CLASS C
File No: 513546 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE


KINETICS MUTUAL FUNDS INC SMALL CAP OPPORTUNTIES FUND
ADVISOR CLASS C
File No: 513545 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 8

Takeover Filings made with DFI's Securities Division between 05-FEB-07 and 16-FEB-07

FROM TAK FILE # 512423
05-FEB-07

DATE RECVD ITEMS 1

REPORT ITEMS 1



Last Updated: June 27, 2015