Securities Filings for March 05, 2007 through March 16, 2007

Exemption Filings Made with DFI's Securities Division between 05-MAR-07 and 16-MAR-07

BEAUTIFULPLACES INC
File No: 514534 File Code: 7 Date Recvd: 16-MAR-07 Status 1: F
Examiner: City: SONOMA State: CA Country: USA


SOUTH PACIFIC PARTNERS LTD
File No: 514533 File Code: 7 Date Recvd: 16-MAR-07 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA

CLEARFORK CAPITAL FUND LLC
File No: 514426 File Code: 7 Date Recvd: 15-MAR-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


CROSSLINK CROSSOVER FUND 5 LP
File No: 514424 File Code: 7 Date Recvd: 15-MAR-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


OPMI FUNDING CORP
File No: 514425 File Code: 7 Date Recvd: 15-MAR-07 Status 1: F
Examiner: City: DUBLIN State: OH Country: USA


TRIANGLE PETROLEUM CORP
File No: 514423 File Code: 7 Date Recvd: 15-MAR-07 Status 1: F
Examiner: City: CALGARY AB T2P 3T3 State: Country: CANADA


BASA RESOURCES INC
File No: 514420 File Code: 7 Date Recvd: 14-MAR-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


KANE REID SECURITIES GROUP INC
File No: 514419 File Code: 7 Date Recvd: 14-MAR-07 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


LIME ENERGY CO
File No: 514482 File Code: 8 Date Recvd: 14-MAR-07 Status 1: P
Examiner: City: ELK GROVE VILLAGE State: IL Country: USA


AMERICAN BURGER CO INC
File No: 514401 File Code: 7 Date Recvd: 13-MAR-07 Status 1: F
Examiner: City: HUNTINGTON State: NY Country: USA


MONTECITO MEDICAL INVESTMENT CO LLC
File No: 514364 File Code: 7 Date Recvd: 12-MAR-07 Status 1: F
Examiner: City: JACKSONVILLE State: FL Country: USA


REPUBLIC RESOURCES LLC
File No: 514390 File Code: 7 Date Recvd: 12-MAR-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


BRUSHY CREEK V JOINT VENTURE
File No: 514387 File Code: 7 Date Recvd: 09-MAR-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


GRANITE CITY FOOD & BREWERY LTD
File No: 514386 File Code: 7 Date Recvd: 09-MAR-07 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


GREENSBURG OIL LLC
File No: 514388 File Code: 7 Date Recvd: 09-MAR-07 Status 1: F
Examiner: City: SOMERSET State: KY Country: USA


MONDRIAN ALL COUNTRIES WORLD EX US EQUITY FUND LP
File No: 514385 File Code: 7 Date Recvd: 09-MAR-07 Status 1: F
Examiner: City: WILMINGTON State: DE Country: USA


SEAT EXCHANGE CORP
File No: 514389 File Code: 7 Date Recvd: 09-MAR-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


AYRES ASSOCIATES INC
File No: 514355 File Code: 8 Date Recvd: 08-MAR-07 Status 1: P
Examiner: City: EAU CLAIRE State: WI Country: USA


BRONCO ENERGY LTD
File No: 514352 File Code: 7 Date Recvd: 08-MAR-07 Status 1: F
Examiner: City: ALBERTA State: Country: CANADA


DSI HOLDINGS LLC
File No: 514341 File Code: 7 Date Recvd: 08-MAR-07 Status 1: F
Examiner: City: DETROIT State: MI Country: USA


ALABAMA HOUSING FINANCE AUTHORITY
File No: 514335 File Code: 17 Date Recvd: 07-MAR-07 Status 1: F
Examiner: RSE City: WASHINGTON State: DC Country: USA


CITY OF MINNEAPOLIS MINNESOTA
File No: 514336 File Code: 17 Date Recvd: 07-MAR-07 Status 1: F
Examiner: RES City: MINNEAPOLIS State: MN Country: USA


FAMILY FARMERS MEATS LLC
File No: 514315 File Code: 7 Date Recvd: 07-MAR-07 Status 1: F
Examiner: City: STEWARDSON State: IL Country: USA


MERCED PARTNERS 2 LP
File No: 514333 File Code: 7 Date Recvd: 07-MAR-07 Status 1: F
Examiner: City: MINNETONKA State: MN Country: USA


LEVEL GLOBAL OVERSEAS LTD
File No: 514297 File Code: 7 Date Recvd: 06-MAR-07 Status 1: F
Examiner: City: HAMILTON HM 11 State: Country: BERMUDA


INTERACTIVE BROKERS GROUP LLC
File No: 514253 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


MRI SPRINGS PORTFOLIO LLC
File No: 514256 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: INDAINALANTIC State: FL Country: USA


NUTRACEA INC
File No: 514254 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: EL DORADO HILLS State: CA Country: USA


STRATEGIC REAL ESTATE FUND 3 LP
File No: 514255 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: CLEVELAND State: OH Country: USA

REPORT ITEMS 29

Franchise Filings Made with DFI's Securities Division between 05-MAR-07 and 16-MAR-07

CONEY BEACH FRANCHISE SYSTEM INC
File No: 514490 File Code: 71 Date Recvd: 15-MAR-07 Status 1: R
Examiner: City: TULSA State: OK Country: USA


SEAL KING INC
File No: 514509 File Code: 71 Date Recvd: 14-MAR-07 Status 1: R
Examiner: City: LAKEVILLE State: MN Country: USA


KIOSK CONCEPTS INC
File No: 514491 File Code: 71 Date Recvd: 13-MAR-07 Status 1: R
Examiner: City: PISCATAWAY State: NJ Country: USA


PAPA BELLO ENTERPRISES LLC
File No: 514455 File Code: 71 Date Recvd: 12-MAR-07 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA


FASTDATER FRANCHISING INC
File No: 514480 File Code: 71 Date Recvd: 09-MAR-07 Status 1: R
Examiner: City: GENEVA State: IL Country: USA


US STRUCTURES INC
File No: 514481 File Code: 71 Date Recvd: 09-MAR-07 Status 1: R
Examiner: City: RICHMOND State: VA Country: USA


DUCTMEDIC INTERNATIONAL INC
File No: 514452 File Code: 71 Date Recvd: 08-MAR-07 Status 1: R
Examiner: City: LINCOLN State: NE Country: USA


BEVINCO AMERICAN BAR SYSTEMS LTD
File No: 514454 File Code: 71 Date Recvd: 07-MAR-07 Status 1: R
Examiner: City: TORONTO ON M2J 4V8 State: Country: CANADA


REAL LIVING NETWORK SERVICES INC
File No: 514453 File Code: 71 Date Recvd: 07-MAR-07 Status 1: R
Examiner: City: COLUMUS State: OH Country: USA


ABRAKADOODLE INC
File No: 514414 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: RESTON State: VA Country: USA


COLLEGE NANNIES & TUTORS DEVELOPMENT INC
File No: 514338 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: WAYZATA State: MN Country: USA


KITCHEN SOLVERS LLC
File No: 514413 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: LA CROSSE State: WI Country: USA


PAYLESS CAR RENTAL SYSTEM INC
File No: 514339 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: ST PETERSBURG State: FL Country: USA


ROSATIS FRANCHISING INC
File No: 514340 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: VERNON HILLS State: IL Country: USA


JO TO GO AMERICA INC
File No: 514456 File Code: 71 Date Recvd: 05-MAR-07 Status 1: R
Examiner: City: GREEN BAY State: WI Country: USA

REPORT ITEMS 15

Registration Filings Made with DFI's Securities Division between 05-MAR-07 and 16-MAR-07

APPLE REIT INC
File No: 514532 File Code: 2 Date Recvd: 16-MAR-07 Status 1: P
Examiner: City: RICHMOND State: VA Country: USA


FT 1362 BALANCED INCOME SELECT PORTFOLIO SERIES 2
File No: 514503 File Code: 5 Date Recvd: 16-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1378 MUNICIPAL ADVANTAGE CLOSED END PORTFOLIO SERIES 13
File No: 514502 File Code: 5 Date Recvd: 16-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 149
File No: 514500 File Code: 5 Date Recvd: 16-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LBO OPPORTUNITY PORTFOLIO 2007 1
File No: 514501 File Code: 5 Date Recvd: 16-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LEGG MASON PARTNERS SERIES FUNDS INC LMP SMALL CAP GROWTH
FUND CLASS 1
File No: 514473 File Code: 3 Date Recvd: 15-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ROYCE FUND ROYCE 100 FUND INVESTMENT CLASS
File No: 514476 File Code: 3 Date Recvd: 14-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ROYCE FUND ROYCE HERITAGE FUND INVESTMENT CLASS
File No: 514474 File Code: 3 Date Recvd: 14-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ROYCE FUND ROYCE LOW PRICED STOCK FUND INVESTMENT CLASS
File No: 514475 File Code: 3 Date Recvd: 14-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ROYCE FUND ROYCE VALUE FUND INVESTMENT CLASS
File No: 514478 File Code: 3 Date Recvd: 14-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ROYCE FUND ROYCE VALUE PLUS FUND INVESTMENT CLASS
File No: 514477 File Code: 3 Date Recvd: 14-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 381 CHINA
OPPORTUNITY PORTFOLIO SERIES 3
File No: 514400 File Code: 5 Date Recvd: 13-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DIVIDEND CAPITAL TOTAL REALTY TR INC
File No: 514405 File Code: 2 Date Recvd: 13-MAR-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


ARDOUR GLOBAL ALTERNATIVE ENERGY PORTFOLIO 2007 2
File No: 514361 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


BRIC OPPORTUNITY PORTFOLIO 2007 2
File No: 514362 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 372 CLOSED END
INFRASTRUCTURE & INCOME PORTFOLIO SERIES 1
File No: 514381 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 372 CLOSED END
REAL ESTATE PORTFOLIO SERIES 1
File No: 514380 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GREAT INTERNATIONAL FIRMS PORTFOLIO SERIES 30
File No: 514357 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HIGH 50 DIVIDEND STRATEGY PROFOLIO SERIES 16
File No: 514383 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MORGAN STANLEY TECHNOLOGY INDEX PORTFOLIO 2007 2
File No: 514358 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MORGAN STANLEY TECHNOLOGY INDEX PORTFOLIO SERIES 37
File No: 514360 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MORGAN STANLEY US MULTINATIONAL 50 INDEX PORTFOLIO SERIES 22
File No: 514359 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


PBR FUNDS PBR PEGASUS MID CAP FUND
File No: 514399 File Code: 3 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


PBR FUNDS PBR PEGASUS SMALL CAP FUND
File No: 514398 File Code: 3 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


PIMCO FUNDS PIMCO GNMA FUND INSTITUTIONAL CLASS
File No: 514418 File Code: 3 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


PREFERRED DIVIDEND INCOME PORTFOLIO SERIES 7
File No: 514382 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


S&P JAPAN ENHANCED INDEX STRATEGY PORTFOLIO 2007 2
File No: 514363 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SEI INSTITUTIONAL INVESTMENTS TR SMALL CAP FUND
File No: 514417 File Code: 3 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 12
File No: 514384 File Code: 5 Date Recvd: 12-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DOW JONES TOTAL MARKET PORTFOLIO ENHANCED INDEX STRATEGY
2007 1
File No: 514378 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY BASIC MATERIALS PORTFOLIO 2007 1
File No: 514377 File Code: 5 Date Recvd: 09-MAR-07 Status 1: R
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY CONSUMER GOODS & SERVICES PORTFOLIO
2007 1
File No: 514376 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY ENERGY PORTFOLIO 2007 1
File No: 514375 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY FINANCIALS PORTFOLIO 2007 1
File No: 514373 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY HEALTH CARE PORTFOLIO 2007 1
File No: 514374 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY SECTOR ROTATION PORTFOLIO 2007 1
File No: 514371 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY TECHNOLOGY PORTFOLIO 2007 1
File No: 514372 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY UTILITIES PORTFOLIO 2007 1
File No: 514370 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EQUITY FOCUS TR STRATEGIC 10 A PLUS PORTFOLIO 2007 SERIES A
File No: 514391 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 PORTFOLIO 2007 SERIES A
File No: 514392 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR TRILOGY GLOBAL ADVISORS BABY BOOM ECONOMY
PORTFOLIO 2007 SERIES A
File No: 514394 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA

EQUITY FOCUS TR TRILOGY GLOBAL ADVISORS GLOBAL
COMMUNICATIONS PORTFOLIO 2007 SERIES A
File No: 514393 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FEDERATED MDT LARGE CAP GROWTH FUND CLASS B
File No: 514416 File Code: 3 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FT 1360 DIVIDEND INCOME CLOSED END PORTFOLIO SERIES 5
File No: 514379 File Code: 5 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UNITED SERIES TR ROOSEVELT ANTI TERROR MULTI CAP FUND
File No: 514415 File Code: 3 Date Recvd: 09-MAR-07 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


AIM COUNSELOR SERIES TR AIM SELECT REAL ESTATE INCOME FUND
CLASS A SHARES
File No: 514366 File Code: 3 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM SELECT REAL ESTATE INCOME FUND
CLASS B SHARES
File No: 514367 File Code: 3 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM SELECT REAL ESTATE INCOME FUND
CLASS C SHARES
File No: 514368 File Code: 3 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM SELECT REAL ESTATE INCOME FUND
INSTITUTIONAL CLASS SHARES
File No: 514369 File Code: 3 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 294
DIVERSIFIED DIVIDEND & INCOME PORTFOLIO SERIES 4
File No: 514349 File Code: 5 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 294 EQUITY
DIVIDEND INCOME PORTFOLIO 2 YEAR SERIES 17
File No: 514351 File Code: 5 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1164 INDIA GROWTH PORTFOLIO SERIES 5
File No: 514350 File Code: 5 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1361 SENIOR LOAN & HIGH YIELD CLOSED END PORTFOLIO
SERIES 7
File No: 514342 File Code: 5 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DWS ADVISOR FUNDS NY TAX FREE MONEY FUND TAX EXEMPT NEW
YORK MONEY MARKET FUND
File No: 514316 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS A
File No: 514320 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS B
File No: 514319 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS C
File No: 514318 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS S
File No: 514317 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


FAITH BIBLE CHAPEL INTERNATIONAL
File No: 514264 File Code: 2 Date Recvd: 06-MAR-07 Status 1: P
Examiner: City: ARADA State: CO Country: USA


FT 1357 SENIOR LOAN CLOSED END PORTFOLIO SERIES 8
File No: 514268 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1365 GLOBAL REAL ESTATE SELECT PORTFOLIO SERIES 2
File No: 514267 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 ENERGY PORTFOLIO SERIES 21
File No: 514272 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 ENERGY SELECT PORTFOLIO SERIES 21
File No: 514271 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 HEALTHCARE SELECT PORTFOLIO SERIES 3
File No: 514270 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 WATER UTILITY & INFRASTRUCTURE SELECT PORTFOLIO
SERIES 3
File No: 514269 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


IVY FUNDS INC ASSET STRATEGY FUND CLASS I
File No: 514290 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC BALANCED FUND CLASS I
File No: 514296 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC BOND FUND CLASS I
File No: 514295 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC CORE EQUITY FUND CLASS I
File No: 514289 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC CUNDILL GLOBAL VALUE FUND CLASS I
File No: 514294 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC DIVIDEND INCOME FUND CLASS I
File No: 514293 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC ENERGY FUND CLASS I
File No: 514288 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC HIGH INCOME FUND CLASS I
File No: 514287 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY CAPITAL APPRECIATION FUND CLASS I
File No: 514282 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY EUROPEAN OPPORTUNITIES FUND CLASS I
File No: 514274 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY GLOBAL NATURAL RESCOURCES FUND CLASS I
File No: 514275 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY INTERNATIONAL BALANCED FUND CLASS I
File No: 514276 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY INTERNATIONAL CORE EQUITY FUND CLASS I
File No: 514277 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY INTERNATIONAL GROWTH FUND CLASS I
File No: 514278 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY MID CAP GROWTH FUND CLASS I
File No: 514284 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY MORTGAGE SECURITIES FUND CLASS I
File No: 514279 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY PACIFIC OPPORTUNITIES FUND CLASS I
File No: 514280 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY REAL ESTATE SECURITIES FUND CLASS I
File No: 514281 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY SCIENCE & TECHNOLOGY FUND CLASS I
File No: 514273 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY SMALL CAP GROWTH FUND CLASS I
File No: 514283 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC LARGE CAP GROWTH FUND CLASS I
File No: 514286 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC LTD TERM BOND FUND CLASS I
File No: 514285 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC SMALL CAP VALUE FUND CLASS I
File No: 514292 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC VALUE FUND CLASS I
File No: 514291 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


ROYCE FUND ROYCE INTERNATIONAL SMALLER CO FUND SERVICE CLASS
File No: 514266 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ROYCE FUND ROYCE INTERNATIONAL VALUE FUND SERVICE CLASS
File No: 514265 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


STEN CORP
File No: 514262 File Code: 1 Date Recvd: 06-MAR-07 Status 1: P
Examiner: City: MINNETONKA State: MN Country: USA


SHOPOFF PROPERTIES TR INC
File No: 514263 File Code: 1 Date Recvd: 05-MAR-07 Status 1: P
Examiner: City: IRVINE State: CA Country: USA

REPORT ITEMS 93



Last Updated: June 27, 2015