WI Securities Filings for July 30, 2007 through August 10, 2007

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division 30-JUL-07 - 10-AUG-07


REPORT ITEMS 0

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division 30-JUL-07 - 10-AUG-07


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division 30-JUL-07 - 10-AUG-07

ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX LARGE CO GROWTH
FUND
File No: 520257 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE


ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX LARGE CO VALUE
FUND
File No: 520258 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE


ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX SMALL CO GROWTH
FUND
File No: 520260 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE


ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX SMALL CO VALUE
FUND
File No: 520259 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS A
File No: 519612 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS C
File No: 519613 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS R
File No: 519614 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS Y
File No: 519615 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS A
File No: 519604 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS C
File No: 519605 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS R
File No: 519606 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS Y
File No: 519607 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS A
File No: 519608 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS C
File No: 519609 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS R
File No: 519610 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS Y
File No: 519611 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS SEASCAPE FOCUS GROWTH FUND
INSTIUTIONAL CLASS
File No: 519602 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS SEASCAPE FOCUS GROWTH FUND
RETAIL CLASS
File No: 519603 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 18

Takeover Filings made with DFI's Securities Division 30-JUL-07 - 10-AUG-07


REPORT ITEMS 0



Last Updated: June 27, 2015