Securities Filings for September 24, 2007 through October 05, 2007

Exemption Filings Made with DFI's Securities Division between 24-SEP-07 and 05-OCT-07

BEAR CREEK SOUTHEAST UNIT 1H LP
File No: 523322 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


DIAMOND PEAK TRADERS LP
File No: 523321 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: INCLINE VILLAGE State: NV Country: USA

FGG REHAB CARE FREDERICKSBURG LLC
File No: 523320 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


CORE GOVERNORS POINTE T LLC
File No: 523282 File Code: 7 Date Recvd: 03-OCT-07 Status 1: F
Examiner: City: NEW PORT BEACH State: CA Country: USA


DBSI MCMILLAN ROAD UNITS LLC
File No: 523319 File Code: 7 Date Recvd: 03-OCT-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


ASTUTE CAPITAL FUND LLC
File No: 523233 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: CARSLBAD State: CA Country: USA


ECI CORP
File No: 523231 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: PALO ALTO State: CA Country: USA


MICRO PIPE FUND 1 LLC
File No: 523232 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


FREESTONE METALS PARTNERS LP
File No: 523163 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


MARKLEY PARTNERS LLC
File No: 523161 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


MT COOK PHARMA INC
File No: 523164 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: PRINCETON State: NJ Country: USA


TIKUN PARTNERS LLC
File No: 523162 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


MINNEAPOLIS CITY OF SAINT PAUL MN CITY OF HOUSING &
REDEVELOPMENT AUTHORITY OF ALLINA HEALTH SYSTEM
File No: 523138 File Code: 17 Date Recvd: 28-SEP-07 Status 1: F
Examiner: City: State: MN Country: USA


BOURSE PARTNERS 2 LP
File No: 523088 File Code: 7 Date Recvd: 27-SEP-07 Status 1: F
Examiner: City: DEERFIELD State: IL Country: USA


BRENDAN TECHNOLOGIES INC
File No: 523085 File Code: 7 Date Recvd: 27-SEP-07 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


ROYALCAP VALUE FUND LTD
File No: 523087 File Code: 7 Date Recvd: 27-SEP-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


TITAN ENERGY WORLDWIDE INC
File No: 523086 File Code: 7 Date Recvd: 27-SEP-07 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


GOLDENTREE PARTNERS LP
File No: 523027 File Code: 7 Date Recvd: 26-SEP-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MINNEAPOLIS CITY OF SAINT PAUL CITY OF HOUSING &
REDEVELOPMENT AUTHORITY OF ALLINA HEALTH SYSTEM
File No: 523089 File Code: 17 Date Recvd: 26-SEP-07 Status 1: F
Examiner: RES City: State: MN Country: USA


ODYSSEY DIVERSIFIED 7 LLC
File No: 523028 File Code: 7 Date Recvd: 26-SEP-07 Status 1: F
Examiner: City: LAKELAND State: FL Country: USA


3MV BANCORP INC
File No: 522954 File Code: 7 Date Recvd: 24-SEP-07 Status 1: F
Examiner: City: OMAHA State: NE Country: USA


CONCENTRIC ENERGY CORP
File No: 522948 File Code: 7 Date Recvd: 24-SEP-07 Status 1: F
Examiner: City: WICKENBURG State: AZ Country: USA


IVORY OFFSHORE FLAGSHIP FUND LTD
File No: 522952 File Code: 7 Date Recvd: 24-SEP-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


MINNEAPOLIS MN ST PAUL MN CITY OF HOUSING & REDEVELOPMENT
AUTHORITY OF ALLINA HEALTH SYSTEMS
File No: 522953 File Code: 17 Date Recvd: 24-SEP-07 Status 1: F
Examiner: RES City: State: MN Country: USA


NEXT ARTS GARAGE LLC
File No: 522950 File Code: 7 Date Recvd: 24-SEP-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


NEXT VAN NESS GARAGE LLC
File No: 522951 File Code: 7 Date Recvd: 24-SEP-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


REPUBLIC RESOURCES LLC
File No: 522949 File Code: 7 Date Recvd: 24-SEP-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA

REPORT ITEMS 27

Franchise Filings Made with DFI's Securities Division between 24-SEP-07 and 05-OCT-07

COFFEE BEANERY LTD
File No: 523338 File Code: 71 Date Recvd: 04-OCT-07 Status 1: R
Examiner: City: FLUSHING State: MI Country: USA


SUDDENLY SLENDER FRANCHISING USA LLC
File No: 523337 File Code: 71 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: CLEARWATER State: FL Country: USA


MAUI TACOS INTERNATIONAL INC
File No: 523244 File Code: 71 Date Recvd: 02-OCT-07 Status 1: R
Examiner: City: NEW ROCHELLE State: NY Country: USA


MIDWEST SPORTS DEVELOPMENT INC
File No: 523243 File Code: 71 Date Recvd: 02-OCT-07 Status 1: R
Examiner: City: LAKE FOREST State: IL Country: USA


BARBERS HAIRSTYLING FOR MEN & WOMEN INC
File No: 523245 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


BARBERS HAIRSTYLING FOR MEN & WOMEN INC
File No: 523247 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RPC ACQUISITION CORP
File No: 523180 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RUBY TUESDAY INC
File No: 523250 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MARYVILLE State: TN Country: USA


SUPERCUTS INC
File No: 523248 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


SYNERGY HOMECARE FRANCHISING LLC
File No: 523246 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: GILBERT State: AZ Country: USA


VICTORY LANE QUICK OIL CHANGE INC
File No: 523249 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: ANN ARBOR State: MI Country: USA


CHESTERS INTERNATIONAL LLC
File No: 523146 File Code: 71 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: BIRMINGHAM State: AL Country: USA


ECONO LUBE N TUNE INC
File No: 523168 File Code: 71 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA


MEINEKE CAR CARE CENTERS INC
File No: 523167 File Code: 71 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA


ALAMO DRAFTHOUSE C1NEMAS LTD
File No: 523136 File Code: 71 Date Recvd: 27-SEP-07 Status 1: R
Examiner: City: AUSTIN State: TX Country: USA


RUBY TUESDAY INC
File No: 523096 File Code: 71 Date Recvd: 27-SEP-07 Status 1: R
Examiner: City: MARYVILLE State: TN Country: USA


MD PIZZA LLC
File No: 523067 File Code: 71 Date Recvd: 26-SEP-07 Status 1: R
Examiner: City: WILMINGTON State: DE Country: USA


PM FRANCHISING LLC
File No: 523068 File Code: 71 Date Recvd: 26-SEP-07 Status 1: R
Examiner: City: NORCROSS State: GA Country: USA


WOODHOUSE GRILLE INVESTMENTS LLC
File No: 523097 File Code: 71 Date Recvd: 26-SEP-07 Status 1: R
Examiner: City: MADISON State: WI Country: USA


HOMEKEEPERS INTERNATIONAL FRANCHISING LLC
File No: 523055 File Code: 71 Date Recvd: 25-SEP-07 Status 1: R
Examiner: City: ROCHESTER State: MN Country: USA


PASS YOUR PLATE LLC
File No: 523058 File Code: 71 Date Recvd: 25-SEP-07 Status 1: R
Examiner: City: EDMOND State: OK Country: USA


RED ROOF FRANCHISING LLC
File No: 523057 File Code: 71 Date Recvd: 25-SEP-07 Status 1: R
Examiner: City: HOUSTON State: TX Country: USA


RONLEN ENTERPRISES INC
File No: 523056 File Code: 71 Date Recvd: 25-SEP-07 Status 1: R
Examiner: City: NAPERVILLE State: IL Country: USA


5 STAR FRANCHISING INC
File No: 522969 File Code: 71 Date Recvd: 24-SEP-07 Status 1: R
Examiner: City: PROVO State: UT Country: USA


FSC FRANCHISE CO LLC
File No: 522970 File Code: 71 Date Recvd: 24-SEP-07 Status 1: R
Examiner: City: TAMPA State: FL Country: USA


TSS PHOTOGRAPHY INC
File No: 523054 File Code: 71 Date Recvd: 24-SEP-07 Status 1: R
Examiner: City: DULUTH State: GA Country: USA

REPORT ITEMS 26

Registration Filings Made with DFI's Securities Division between 24-SEP-07 and 05-OCT-07

EQUITY FOCUS TR S&P COMPETITIVE ADVANTAGE PORTFOLIO 2007
SERIES C
File No: 523318 File Code: 5 Date Recvd: 04-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


UBS EVENT FUND LLC
File No: 523317 File Code: 1 Date Recvd: 04-OCT-07 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA


INTEGRITY FUNDS INTEGRITY TOTAL RETURN FUND CLASS A
File No: 523280 File Code: 3 Date Recvd: 03-OCT-07 Status 1: Z
Examiner: City: MINOT State: ND Country: USA


INTEGRITY FUNDS INTEGRITY TOTAL RETURN INCOME FUND CLASS C
File No: 523281 File Code: 3 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: MINOT State: ND Country: USA


OPPENHEIMER SENIOR FLOATING RATE FUND CLASS Y
File No: 523230 File Code: 1 Date Recvd: 02-OCT-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


EQUITY FOCUS TR STRATEGIC 10 A PLUS PORTFOLIO 2007 SERIES D
File No: 523156 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 PLUS PORTFOLIO 2007 SERIES C
File No: 523157 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1512 EMERGING MARKETS PORTFOLIO SERIES 6
File No: 523155 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1512 PHARMACEUTICAL SELECT PORTFOLIO SERIES 23
File No: 523154 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1524 ETF EQUITY ALLOCATION PORTFOLIO 4TH QUARTER 2007
SERIES
File No: 523152 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1525 ETF EQUITY GROWTH & INCOME PORTFOLIO 4TH QUARTER
2007 SERIES
File No: 523153 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 527
File No: 523159 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


PRICE T ROWE INSTITUTIONAL EQUITY FUNDS INC PTRI US
STRUCTURED RESEARCH FUND
File No: 523160 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


RIVERSOURCE BOND SERIES INC RIVERSOURCE CORE BOND FUND CLASS
R5
File No: 523202 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE DIMENSIONS SERIES INC RIVERSOURCE DISCIPLINED
SMALL CAP VALUE FUND CLASS R5
File No: 523203 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE DIVERSIFIED INCOME SERIES INC RIVERSOURCE
DIVERSIFIED BOND FUND CLASS R5
File No: 523204 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE GLOBAL SERIES INC RIVERSOURCE GLOBAL EQUITY FUND
CLASS R5
File No: 523205 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE HIGH YIELD INCOME SERIES INC RHY BOND FUND CLASS
R5
File No: 523206 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INTERNATIONAL SERIES INC RIVERSOURCE
INTERNATIONAL OPPORTUNITY FUND CLASS R5
File No: 523207 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE DISCIPLINED
LARGE CAP GROWTH FUND CLASS R5
File No: 523208 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE DIVERSIFIED
EQUITY INCOME FUND CLASS R5
File No: 523209 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE MID CAP VALUE
FUND CLASS R5
File No: 523210 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RIVERSOURCE DISCIPLINED
EQUITY FUND CLASS R5
File No: 523211 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RIVERSOURCE GROWTH FUND
CLASS R5
File No: 523212 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RLC EQUITY FUND CLASS R5
File No: 523213 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RLC VALUE FUND CLASS R5
File No: 523214 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MANAGERS SERIES INC RIVERSOURCE AGGRESSIVE
GROWTH FUND CLASS R5
File No: 523215 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MANAGERS SERIES INC RIVERSOURCE SMALL CAP VALUE
FUND CLASS R5
File No: 523216 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MONEY MARKET SERIES INC RIVERSOURCE CASH
MANAGEMENT FUND CLASS R5
File No: 523217 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2010 CLASS R5
File No: 523222 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2015 CLASS R5
File No: 523225 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2020 CLASS R5
File No: 523224 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2025 CLASS R5
File No: 523223 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2030 CLASS R5
File No: 523221 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2035 CLASS R5
File No: 523219 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2040 CLASS R5
File No: 523218 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2045 CLASS R5
File No: 523220 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGIC ALLOCATION SERIES INC RSA FUND CLASS
R5
File No: 523226 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE EQUITY VALUE
FUND CLASS R5
File No: 523229 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE SMALL CAP
ADVANTAGE FUND CLASS R5
File No: 523227 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE SMALL CAP GROWTH
FUND CLASS R5
File No: 523228 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


WASATCH FUNDS INC WASATCH EMERGING MARKETS SMALL CAP FUND
File No: 523158 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: SALT ALKE CITY State: UT Country: USA


BUFFALO FUNDS BUFFALO INTERNATIONAL FUND
File No: 523130 File Code: 3 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


FT 1501 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES
9
File No: 523132 File Code: 5 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1526 VALUE LINE 100 1 RANKS PORTFOLIO 4TH QUARTER 2007
SERIES
File No: 523133 File Code: 5 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ROYCE FUND ROYCE MIDCAP VALUE FUND SERVICE CLASS
File No: 523131 File Code: 3 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TR FOR PROFESSIONAL MANAGERS GENEVA ADVISORS ALL CAP GROWTH
FUND INSTITUTIONAL CLASS
File No: 523128 File Code: 3 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS GENEVA ADVISORS ALL CAP GROWTH
FUND RETAIL CLASS
File No: 523129 File Code: 3 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS PMC CORE FIXED INCOME FUND
File No: 523126 File Code: 3 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS PMC TAX FREE FIXED INCOME FUND
File No: 523127 File Code: 3 Date Recvd: 28-SEP-07 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


WESTCORE TR PLUS BOND FUND INSTITUTIONAL CLASS
File No: 523111 File Code: 3 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: BOULDER State: CO Country: USA


CATALYST FUNDS CATALYST OPTI FLEX FUND CLASS C
File No: 523071 File Code: 3 Date Recvd: 27-SEP-07 Status 1: R
Examiner: City: WILLOW GROVE State: PA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 436 ZACKS
SELECT LARGE CAP GROWTH PORTFOLIO SERIES 5
File No: 523073 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 436 ZACKS
SMALL CAP VALUE PORTFOLIO SERIES 2
File No: 523072 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DOW CONTRARIAN STRATEGY PORTFOLIO 2007 5
File No: 523076 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DOW JONES SELECT DIVIDEND INDEX STRATEGY PORTFOLIO 2007 4
File No: 523081 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EAFE SELECT 20 PORTFOLIO 2007 4
File No: 523077 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EVERGREEN EQUITY TR EVERGREEN FUNDAMENTAL MID CAP VALUE FUND
CLASS A
File No: 523106 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EVERGREEN EQUITY TR EVERGREEN FUNDAMENTAL MID CAP VALUE FUND
CLASS B
File No: 523104 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EVERGREEN EQUITY TR EVERGREEN FUNDAMENTAL MID CAP VALUE FUND
CLASS C
File No: 523103 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EVERGREEN EQUITY TR EVERGREEN FUNDAMENTAL MID CAP VALUE FUND
CLASS I
File No: 523105 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EXCELSIOR FUNDS INC EMERGING MARKETS FUND CLASS A
File No: 523121 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC EMERGING MARKETS FUND CLASS C
File No: 523120 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC ENERGY & NATURAL RESOURCES FUND CLASS A
File No: 523115 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC ENERGY & NATURAL RESOURCES FUND CLASS C
File No: 523114 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC EQUITY OPPORTUNITIES FUND CLASS A
File No: 523119 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC EQUITY OPPORTUNITIES FUND CLASS C
File No: 523118 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC LARGE CAP GROWTH FUND CLASS A
File No: 523123 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC LARGE CAP GROWTH FUND CLASS C
File No: 523122 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC SMALL CAP GROWTH FUND CLASS A
File No: 523124 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC SMALL CAP GROWTH FUND CLASS C
File No: 523125 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC VALUE & RESTRUCTURING FUND CLASS A
File No: 523116 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


EXCELSIOR FUNDS INC VALUE & RESTRUCTURING FUND CLASS C
File No: 523117 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


FT 1500 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 17
File No: 523074 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2007 4
File No: 523083 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MULTI STRATEGY SERIES EAFE EDVY 2007 4
File No: 523080 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


NAS DAQ SELECT 10 PORTFOLIO 2007 4
File No: 523079 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN SYMPHONY OPTIMIZED ALPHA FUND
CLASS A
File No: 523099 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN SYMPHONY OPTIMIZED ALPHA FUND
CLASS B
File No: 523101 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN SYMPHONY OPTIMIZED ALPHA FUND
CLASS C
File No: 523100 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN SYMPHONY OPTIMIZED ALPHA FUND
CLASS R
File No: 523102 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NYSE IPOX FOCUS 15 PORTFOLIO 2007 4
File No: 523075 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


RBB FUND INC ROBECO WPG 130 30 LARKGE CAP CORE FUND INVESTOR
CLASS
File No: 523107 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


SELECT 5 INDUSTRIAL PORTFOLIO 2007 4
File No: 523082 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT S&P CORE PORTFOLIO 2007 4
File No: 523084 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT S&P INDUSTIRAL PORTFOLIO 2007 4
File No: 523078 File Code: 5 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SOUND FINANCIAL INC
File No: 523069 File Code: 1 Date Recvd: 27-SEP-07 Status 1: P
Examiner: City: SEATTLE State: WA Country: USA


WESTCORE TR FLEXIBLE INCOME FUND INSTITUTIONAL CLASS
File No: 523108 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOULDER State: CO Country: USA


WESTCORE TR GROWTH FUND INSTITUTIONAL CLASS
File No: 523109 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOULDER State: CO Country: USA


WESTCORE TR MIDCO GROWTH FUND INSTITUTIONAL CLASS
File No: 523110 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOULDER State: CO Country: USA


WESTCORE TR SMALL CAP OPPORTUNITY FUND INSTITUTIONAL CLASS
File No: 523113 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOULDER State: CO Country: USA


WESTCORE TR SMALL CAP VALUE FUND INSTITUTIONAL CLASS
File No: 523112 File Code: 3 Date Recvd: 27-SEP-07 Status 1: Z
Examiner: City: BOULDER State: CO Country: USA


WIRELESS FUND
File No: 523070 File Code: 3 Date Recvd: 27-SEP-07 Status 1: R
Examiner: City: EL CAJON State: CA Country: USA


COPPERAS COVE UNITY MISSIONARY BAPTIST CHURCH
File No: 523026 File Code: 2 Date Recvd: 26-SEP-07 Status 1: P
Examiner: MJS City: COPPERAS COVE State: TX Country: USA


MORGAN STANLEY INSTITUTIONAL FUND INC US SMALL MID CAP VALUE
PORTFOLIO CLASS A
File No: 522972 File Code: 3 Date Recvd: 25-SEP-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL FUND INC US SMALL MID CAP VALUE
PORTFOLIO CLASS B
File No: 522973 File Code: 3 Date Recvd: 25-SEP-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


NORTHERN LIGHTS FUND TR LADENBURG THALMANN GAMING & CASINO
FUND CLASS A
File No: 523049 File Code: 3 Date Recvd: 25-SEP-07 Status 1: R
Examiner: City: HAUPPAUGE State: NY Country: USA


ALLIANCE DEVELOPMENT FUND INC
File No: 522918 File Code: 2 Date Recvd: 24-SEP-07 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


ALLIANCE DEVELOPMENT FUND INC
File No: 522919 File Code: 2 Date Recvd: 24-SEP-07 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


ALLIANCE DEVELOPMENT FUND INC
File No: 522920 File Code: 2 Date Recvd: 24-SEP-07 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


ALLIANCE DEVELOPMENT FUND INC
File No: 522921 File Code: 2 Date Recvd: 24-SEP-07 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 431 MEDICAL
DEVICES PORTFOLIO SERIES 2
File No: 522922 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1519 DOW TARGET 10 OCT 07 TERM 123108
File No: 522947 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1519 DOW TARGET DVD 4 OCT 07 TERM 123108
File No: 522946 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1519 TARGET DBL PLAY 4 OCT 07 TERM 123108
File No: 522945 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1519 TARGET FOCUS 4 OCT 07 TERM 123108
File No: 522944 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1519 TARGET TRIAD OCT 07 TERM 123108
File No: 522943 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1519 TARGET VIP OCT 07 TERM 123108
File No: 522942 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1519 VALUE LINE R TARGET 25 OCT 07 TERM 123108
File No: 522941 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 DOW TARGET 5 4Q 07 TERM 123108
File No: 522940 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 EUROPEAN TARGET 30 4Q 07 TERM 123108
File No: 522939 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 GLOBAL TARGET 15 4Q 07 TERM 123108
File No: 522938 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 NASDAQ TARGET 15 4Q 07 TERM 123108
File No: 522937 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 NYSE INTL TARGET 25 4Q 07 TERM 123108
File No: 522936 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 S&P TARGET 24 4Q 07 TERM 123108
File No: 522935 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 S&P TARGET SMID 60 4Q 07 TERM 123108
File No: 522934 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 TARGET 50 50 4Q 07 TERM 123108
File No: 522933 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 TARGET DIVSD DVD 4Q 07 TERM 123108
File No: 522932 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 TARGET DVD MULTI STRAT 4Q 07 TERM 123108
File No: 522926 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 TARGET GROWTH 4Q 07 TERM 123108
File No: 522927 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 TARGET SMALL CAP 4Q 07 TERM 123108
File No: 522925 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 TARGET VIP CONS EQTY 4Q 07 TERM 123108
File No: 522924 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1520 VALUE LINE DIVSD TARGET 4Q 07 TERM 123108
File No: 522928 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1522 CONS GROWTH 4Q 07 TERM 123108
File No: 522923 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1522 MODERATE GROWTH 4Q 07 TERM 123108
File No: 522931 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1522 TARGET LONG TERM GROWTH 4Q 07 TERM 123108
File No: 522930 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1523 INCOME ALLOCATION CLOSED END PORTFOLIO OCTOBER 2007
SERIES
File No: 522929 File Code: 5 Date Recvd: 24-SEP-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 127



Last Updated: June 27, 2015