Securities Filings for October 01, 2007 through October 12, 2007

Exemption Filings Made with DFI's Securities Division between 01-OCT-07 and 12-OCT-07

GLOBAL T & M HOLDINGS LLC
File No: 523540 File Code: 7 Date Recvd: 11-OCT-07 Status 1: F
Examiner: City: CLEVES State: OH Country: USA


RESOURCE REAL ESTATE INVESTORS 6 LP
File No: 523541 File Code: 7 Date Recvd: 11-OCT-07 Status 1: F
Examiner: City: PHILADELPHIA State: PA Country: USA

TX KEYSTONE 2007 NATURAL GAS LP 1
File No: 523539 File Code: 7 Date Recvd: 11-OCT-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


CROUPIER PRIVE PRIVATE EQUITY FUND LP
File No: 523528 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


LEAF COMMERCIAL FINANCE FUND LLC
File No: 523532 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: PHILADELPHIA State: PA Country: USA


PASSCO LAVEEN VILAGE S LLC
File No: 523524 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


ST LOUIS EQUITY FUND 2007 LLC
File No: 523523 File Code: 7 Date Recvd: 10-OCT-07 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


WI BANCSHARES INC
File No: 523533 File Code: 8 Date Recvd: 10-OCT-07 Status 1: P
Examiner: City: DALLAS State: TX Country: USA


DBSI NORTH AUSTIN UNITS LLC
File No: 523503 File Code: 7 Date Recvd: 09-OCT-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


PENTA WATER CO INC
File No: 523504 File Code: 7 Date Recvd: 09-OCT-07 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


ALLIED IRISH BANKS NORTH AMERICAS INC
File No: 523395 File Code: 7 Date Recvd: 08-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


IBG LLC
File No: 523396 File Code: 7 Date Recvd: 08-OCT-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


SARS CORP
File No: 523502 File Code: 7 Date Recvd: 08-OCT-07 Status 1: F
Examiner: City: BELLEVUE State: WA Country: USA


DIGITILITI INC
File No: 523509 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: ST PAUL State: MN Country: USA


DYNAMIS VENTURE PARTNERS LP
File No: 523508 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: CHARLOTTESVILLE State: VA Country: USA


GEMINI 305 W 39TH STREET LLC
File No: 523507 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NORTH MANCHESTER ETHANOL LLC
File No: 523506 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: SIOUX FALLS State: SD Country: USA


SEIDLER OIL & GAS LP
File No: 523505 File Code: 7 Date Recvd: 05-OCT-07 Status 1: F
Examiner: City: ALVARADO State: TX Country: USA


BEAR CREEK SOUTHEAST UNIT 1H LP
File No: 523322 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


DIAMOND PEAK TRADERS LP
File No: 523321 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: INCLINE VILLAGE State: NV Country: USA


FGG REHAB CARE FREDERICKSBURG LLC
File No: 523320 File Code: 7 Date Recvd: 04-OCT-07 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


CORE GOVERNORS POINTE T LLC
File No: 523282 File Code: 7 Date Recvd: 03-OCT-07 Status 1: F
Examiner: City: NEW PORT BEACH State: CA Country: USA


DBSI MCMILLAN ROAD UNITS LLC
File No: 523319 File Code: 7 Date Recvd: 03-OCT-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


ASTUTE CAPITAL FUND LLC
File No: 523233 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: CARSLBAD State: CA Country: USA


ECI CORP
File No: 523231 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: PALO ALTO State: CA Country: USA


MICRO PIPE FUND 1 LLC
File No: 523232 File Code: 7 Date Recvd: 02-OCT-07 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


FREESTONE METALS PARTNERS LP
File No: 523163 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


MARKLEY PARTNERS LLC
File No: 523161 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA


MT COOK PHARMA INC
File No: 523164 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: PRINCETON State: NJ Country: USA


TIKUN PARTNERS LLC
File No: 523162 File Code: 7 Date Recvd: 01-OCT-07 Status 1: F
Examiner: City: NORTHBROOK State: IL Country: USA

REPORT ITEMS 30

Franchise Filings Made with DFI's Securities Division between 01-OCT-07 and 12-OCT-07

REMEDY INTELLIGENT STAFFING INC
File No: 523413 File Code: 71 Date Recvd: 08-OCT-07 Status 1: R
Examiner: City: SANTA BARBARA State: CA Country: USA


KING LOMBARDI ACQUISITIONS INC
File No: 523414 File Code: 71 Date Recvd: 05-OCT-07 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA


VIVE BENE ENTERPRISES INC
File No: 523412 File Code: 71 Date Recvd: 05-OCT-07 Status 1: R
Examiner: City: ELGIN State: IL Country: USA


COFFEE BEANERY LTD
File No: 523338 File Code: 71 Date Recvd: 04-OCT-07 Status 1: R
Examiner: City: FLUSHING State: MI Country: USA


SUDDENLY SLENDER FRANCHISING USA LLC
File No: 523337 File Code: 71 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: CLEARWATER State: FL Country: USA


MAUI TACOS INTERNATIONAL INC
File No: 523244 File Code: 71 Date Recvd: 02-OCT-07 Status 1: R
Examiner: City: NEW ROCHELLE State: NY Country: USA


MIDWEST SPORTS DEVELOPMENT INC
File No: 523243 File Code: 71 Date Recvd: 02-OCT-07 Status 1: R
Examiner: City: LAKE FOREST State: IL Country: USA


BARBERS HAIRSTYLING FOR MEN & WOMEN INC
File No: 523245 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


BARBERS HAIRSTYLING FOR MEN & WOMEN INC
File No: 523247 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RPC ACQUISITION CORP
File No: 523180 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RUBY TUESDAY INC
File No: 523250 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MARYVILLE State: TN Country: USA


SUPERCUTS INC
File No: 523248 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


SYNERGY HOMECARE FRANCHISING LLC
File No: 523246 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: GILBERT State: AZ Country: USA


VICTORY LANE QUICK OIL CHANGE INC
File No: 523249 File Code: 71 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: ANN ARBOR State: MI Country: USA

REPORT ITEMS 14

Registration Filings Made with DFI's Securities Division between 01-OCT-07 and 12-OCT-07

FT 1544 BASIC MATERIALS SELECT PORTFOLIO SERIES 3
File No: 523537 File Code: 5 Date Recvd: 11-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1545 DOW JONES GLOBAL TITANSSM PORTFOLIO SERIES 11
File No: 523538 File Code: 5 Date Recvd: 11-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CNI CHARTER FUNDS CNI CHARTER CORPORATE BOND FUND
INSTITUTIONAL CLASS
File No: 523536 File Code: 3 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: BEVERLY HILLS State: CA Country: USA


CNI CHARTER FUNDS CNI CHARTER GOVERNMENT BOND FUND
INSTITUTIONAL CLASS
File No: 523535 File Code: 3 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: BEVERLY HILLS State: CA Country: USA


CNL INCOME PROPERTIES INC
File No: 523527 File Code: 1 Date Recvd: 10-OCT-07 Status 1: P
Examiner: City: ORLANDO State: FL Country: USA


FT 1517 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 10
File No: 523519 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1518 TOTAL EQUITY ALLOCATION PORTFOLIO SERIES 9
File No: 523520 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1529 GLOBAL INCOME CLOSED END PORTFOLIO SERIES 8
File No: 523521 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1530 PIONEER PORTFOLIO OCTOBER 2007 SERIES
File No: 523522 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UBS PATHFINDERS TR TREASURY & GROWTH STOCK SERIES 32
File No: 523534 File Code: 5 Date Recvd: 10-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FORUM FUNDS DOVER LONG SHORT SECTOR FUND A SHARES
File No: 523511 File Code: 3 Date Recvd: 09-OCT-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS DOVER LONG SHORT SECTOR FUND INSTITUTIONAL
SHARES
File No: 523510 File Code: 3 Date Recvd: 09-OCT-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


ARGUS TURNAROUND STRATEGY PORTFOLIO 2007A
File No: 523400 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


BIRINYI EQUITY TR SERIES 17
File No: 523402 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 CLOSED END
COVERED CALL & INCOME PORTFOLIO 2 YEAR SERIES 9
File No: 523392 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 CLOSED END
COVERED CALL & INCOME PORTFOLIO SERIES 8
File No: 523391 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 12
File No: 523390 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 DIVERSIFIED
DIVIDEND & INCOME PORTFOLIO SERIES 5
File No: 523389 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 437 EQUITY
DIVIDEND PORTFOLIO 2 YEAR SERIES 19
File No: 523388 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
CLOSED END STRATEGY COHEN & STEERS MASTER EQUITY & INCOME
PORTFOLIO SERIES 7
File No: 523404 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER INCOME PORTFOLIO
SERIES 13
File No: 523403 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MUNICIPAL INCOME
PORTFOLIO NATIONAL SERIES 10
File No: 523405 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY SENIOR LOAN & LTD DURATION PORTFOLIO
SERIES 14
File No: 523406 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


COLLEGE LOAN PROGRAM LLC
File No: 523385 File Code: 1 Date Recvd: 08-OCT-07 Status 1: P
Examiner: City: POWAY State: CA Country: USA


ENHANCED INDEX STRATEGIES PORTFOLIO 2007 4
File No: 523411 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FOCUS VALUE PORTFOLIO SERIES 25
File No: 523401 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HATTARAS MULTI STRATEGY INSTITUTIONAL FUND LP
File No: 523394 File Code: 1 Date Recvd: 08-OCT-07 Status 1: P
Examiner: City: RALEIGH State: NC Country: USA


HATTARAS MULTI STRATEGY TEI INSTITUTIONAL FUND LP
File No: 523393 File Code: 1 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: RALEIGH State: NC Country: USA


INFRASTRUCTURE OPPORTUNITY PORTFOLIO SERIES 1
File No: 523399 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


KBS REAL ESTATE INVESTMENT TR 2 INC
File No: 523386 File Code: 1 Date Recvd: 08-OCT-07 Status 1: P
Examiner: City: NEWPORT BEACH State: CA Country: USA


LARGE CAP GROWTH STRATEGY PORTFOLIO 2007 4
File No: 523408 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LARGE CAP VALUE STRATEGY PORTFOLIO 2007 4
File No: 523409 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MULTI STRATEGY SERIES CORE EQUITY ALLOCATION PORTFOLIO
2007 4
File No: 523410 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


S&P DIVIDEND GROWTH OPPORTUNITIES TR SERIES 10
File No: 523387 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT GROWTH TR OCTOBER 2007 SERIES
File No: 523407 File Code: 5 Date Recvd: 08-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS C
File No: 523382 File Code: 3 Date Recvd: 06-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS D
File No: 523383 File Code: 3 Date Recvd: 06-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR DIVIDEND INCOME VALUE STRATEGY
SERIES 2007E
File No: 523375 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR DIVIDEND RULER SERIES 2007D
File No: 523376 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1513 LATIN AMERICA PORTFOLIO SERIES 4
File No: 523517 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 INTERNATIONAL PORTFOLIO SERIES 12
File No: 523514 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 LARGE CAP GROWTH PORTFOLIO SERIES 12
File No: 523512 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 LARGE CAP VALUE PORTFOLIO SERIES 12
File No: 523513 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 MID CAP PORTFOLIO SERIES 12
File No: 523515 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1514 SMALL CAP PORTFOLIO SERIES 12
File No: 523516 File Code: 5 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS A
File No: 523379 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
INTERNATIONAL EQUITY FUND CLASS B
File No: 523380 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS A
File No: 523377 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS B
File No: 523378 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS C
File No: 523384 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY DIVERSIFIED
LARGE CAP EQUITY FUND CLASS D
File No: 523381 File Code: 3 Date Recvd: 05-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR S&P COMPETITIVE ADVANTAGE PORTFOLIO 2007
SERIES C
File No: 523318 File Code: 5 Date Recvd: 04-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


UBS EVENT FUND LLC
File No: 523317 File Code: 1 Date Recvd: 04-OCT-07 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA


INTEGRITY FUNDS INTEGRITY TOTAL RETURN FUND CLASS A
File No: 523280 File Code: 3 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: MINOT State: ND Country: USA


INTEGRITY FUNDS INTEGRITY TOTAL RETURN INCOME FUND CLASS C
File No: 523281 File Code: 3 Date Recvd: 03-OCT-07 Status 1: R
Examiner: City: MINOT State: ND Country: USA


OPPENHEIMER SENIOR FLOATING RATE FUND CLASS Y
File No: 523230 File Code: 1 Date Recvd: 02-OCT-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


EQUITY FOCUS TR STRATEGIC 10 A PLUS PORTFOLIO 2007 SERIES D
File No: 523156 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 PLUS PORTFOLIO 2007 SERIES C
File No: 523157 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1512 EMERGING MARKETS PORTFOLIO SERIES 6
File No: 523155 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1512 PHARMACEUTICAL SELECT PORTFOLIO SERIES 23
File No: 523154 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1524 ETF EQUITY ALLOCATION PORTFOLIO 4TH QUARTER 2007
SERIES
File No: 523152 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1525 ETF EQUITY GROWTH & INCOME PORTFOLIO 4TH QUARTER
2007 SERIES
File No: 523153 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 527
File No: 523159 File Code: 5 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


PRICE T ROWE INSTITUTIONAL EQUITY FUNDS INC PTRI US
STRUCTURED RESEARCH FUND
File No: 523160 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


RIVERSOURCE BOND SERIES INC RIVERSOURCE CORE BOND FUND CLASS
R5
File No: 523202 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE DIMENSIONS SERIES INC RIVERSOURCE DISCIPLINED
SMALL CAP VALUE FUND CLASS R5
File No: 523203 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE DIVERSIFIED INCOME SERIES INC RIVERSOURCE
DIVERSIFIED BOND FUND CLASS R5
File No: 523204 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE GLOBAL SERIES INC RIVERSOURCE GLOBAL EQUITY FUND
CLASS R5
File No: 523205 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE HIGH YIELD INCOME SERIES INC RHY BOND FUND CLASS
R5
File No: 523206 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INTERNATIONAL SERIES INC RIVERSOURCE
INTERNATIONAL OPPORTUNITY FUND CLASS R5
File No: 523207 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE DISCIPLINED
LARGE CAP GROWTH FUND CLASS R5
File No: 523208 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE DIVERSIFIED
EQUITY INCOME FUND CLASS R5
File No: 523209 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE INVESTMENT SERIES INC RIVERSOURCE MID CAP VALUE
FUND CLASS R5
File No: 523210 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RIVERSOURCE DISCIPLINED
EQUITY FUND CLASS R5
File No: 523211 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RIVERSOURCE GROWTH FUND
CLASS R5
File No: 523212 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RLC EQUITY FUND CLASS R5
File No: 523213 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE LARGE CAP SERIES INC RLC VALUE FUND CLASS R5
File No: 523214 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MANAGERS SERIES INC RIVERSOURCE AGGRESSIVE
GROWTH FUND CLASS R5
File No: 523215 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MANAGERS SERIES INC RIVERSOURCE SMALL CAP VALUE
FUND CLASS R5
File No: 523216 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE MONEY MARKET SERIES INC RIVERSOURCE CASH
MANAGEMENT FUND CLASS R5
File No: 523217 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2010 CLASS R5
File No: 523222 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2015 CLASS R5
File No: 523225 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2020 CLASS R5
File No: 523224 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2025 CLASS R5
File No: 523223 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2030 CLASS R5
File No: 523221 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2035 CLASS R5
File No: 523219 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2040 CLASS R5
File No: 523218 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE RETIREMENT SERIES INC RIVERSOURCE RETIREMENT
PLUS FUND 2045 CLASS R5
File No: 523220 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGIC ALLOCATION SERIES INC RSA FUND CLASS
R5
File No: 523226 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE EQUITY VALUE
FUND CLASS R5
File No: 523229 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE SMALL CAP
ADVANTAGE FUND CLASS R5
File No: 523227 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


RIVERSOURCE STRATEGY SERIES INC RIVERSOURCE SMALL CAP GROWTH
FUND CLASS R5
File No: 523228 File Code: 3 Date Recvd: 01-OCT-07 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


WASATCH FUNDS INC WASATCH EMERGING MARKETS SMALL CAP FUND
File No: 523158 File Code: 3 Date Recvd: 01-OCT-07 Status 1: Z
Examiner: City: SALT ALKE CITY State: UT Country: USA

REPORT ITEMS 93



Last Updated: June 27, 2015