WI Securities Filings for December 24, 2007 through January 04, 2008

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 24-DEC-07 and 04-JAN-08

BAIRD VENTURE PARTNERS 3 LP
File No: 527177 File Code: 7 Date Recvd: 04-JAN-08 Status 1: F
Examiner: City: MILWAUKEE


BVP 3 SPECIAL AFFILIATES LP
File No: 527176 File Code: 7 Date Recvd: 04-JAN-08 Status 1: F
Examiner: City: MILWAUKEE


PINSTRIPE INC
File No: 527159 File Code: 7 Date Recvd: 03-JAN-08 Status 1: F
Examiner: City: BROOKFIELD


M&I TX EX MULTI STRATGY FUND LP
File No: 527119 File Code: 7 Date Recvd: 02-JAN-08 Status 1: F
Examiner: City: MILWAUKEE


NPOINT INC
File No: 527011 File Code: 7 Date Recvd: 26-DEC-07 Status 1: F
Examiner: City: MADISON

REPORT ITEMS 5

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 24-DEC-07 and 04-JAN-08

SB ACQUISITION LLC
File No: 527198 File Code: 71 Date Recvd: 02-JAN-08 Status 1: R
Examiner: City: MADISON State: WI

REPORT ITEMS 1

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 24-DEC-07 and 04-JAN-08

ALPINE SERIES TR ALPINE DYNAMIC TRANFORMATIONS FUND
File No: 527090 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


BRANDES INVESTMENT TR BRANDES INSTITUTIONAL CORE PLUS FIXED
INCOME FUND CLASS E
File No: 527075 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


BRANDES INVESTMENT TR BRANDES INSTITUTIONAL CORE PLUS FIXED
INCOME FUND CLASS I
File No: 527077 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


BRANDES INVESTMENT TR BRANDES INSTITUTIONAL CORE PLUS FIXED
INCOME FUND CLASS S
File No: 527076 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


BRANDES INVESTMENT TR BRANDES INSTITUTIONAL ENHANCED INCOME
FUND CLASS E
File No: 527074 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


BRANDES INVESTMENT TR BRANDES INSTITUTIONAL ENHANCED INCOME
FUND CLASS I
File No: 527073 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


BRANDES INVESTMENT TR BRANDES INSTITUTIONAL ENHANCED INCOME
FUND CLASS S
File No: 527072 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


KEELEY FUNDS IN KEELY ALL CAP VALUE FUND CLASS I
File No: 527133 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


KEELEY FUNDS IN KEELY MID CAP VALUE FUND CLASS I
File No: 527135 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


KEELEY FUNDS IN KEELY SMALL CAP VALUE FUND CLASS I
File No: 527134 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


TR FOR PORFESSIONAL MANAGERS BRISTLECONE FUND
File No: 527088 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS DORFMAN VALUE FUND
File No: 527089 File Code: 3 Date Recvd: 02-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE


ADVISORS SERIE STR RIGEL US EQUITY SMALL MID CAP GROWTH FUND
File No: 527042 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE EMERGING MARKETS EQUITY
FUND CLASS A
File No: 527036 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE GLOBAL BOND FUND CLASS A
File No: 527035 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE HIGH YIELD BOND FUND CLASS
A
File No: 527034 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE INTERMEDIATE MUNICIPAL BOND
FUND CLASS A
File No: 527032 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE INTERMEDIATE TAXABLE BOND
FUND CLASS A
File No: 527033 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE INTERNATIONAL EQUITY FUND
CLASS A
File No: 527037 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE LARGE CAP GROWTH FUND CLASS
A
File No: 527040 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE LARGE CAP VALUE FUND CLASS
A
File No: 527041 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE SMALL MID CAP GROWTH FUND
CLASS A
File No: 527039 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE SMALL MID CAP VALUE FUND
CLASS A
File No: 527038 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE

REPORT ITEMS 23

Takeover Filings made with DFI's Securities Division between 24-DEC-07 and 04-JAN-08


REPORT ITEMS 0



Last Updated: June 27, 2015