Securities Filings for January 07, 2008 through January 18, 2008

Exemption Filings Made with DFI's Securities Division between 07-JAN-08 and 18-JAN-08

DELTAMOID PHARMACEUTICALS INC
File No: 528184 File Code: 7 Date Recvd: 18-JAN-08 Status 1: F
Examiner: City: MADISON State: WI Country: USA


USA THERAPY CENTERS 1 LLC
File No: 528183 File Code: 7 Date Recvd: 18-JAN-08 Status 1: F
Examiner: City: HUNTINGTON BEACH State: CA Country: USA

PERSHING SQUARE LP
File No: 528138 File Code: 7 Date Recvd: 17-JAN-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ING FINANCIAL PARTNERS INC
File No: 528085 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: DES MOINES State: IA Country: USA


PRANA REALTY CO 1
File No: 528084 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


PRINCIPAL GLOBAL INVESTORS TR LARGE CAP GROWTH EQUITY FUND
File No: 528083 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: DES MOINES State: IA Country: USA


ROYALE ENERGY INC PROJECT 2007 A
File No: 528087 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


SPACE ADVENTURES LTD
File No: 528086 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: VIENNA State: VA Country: USA


FINANCIAL NETWORK INVESTMENT CORP
File No: 527909 File Code: 7 Date Recvd: 15-JAN-08 Status 1: F
Examiner: City: EL SEGUNDO State: CA Country: USA


NELSON ENERGY PARTNERS 2007 A LP
File No: 527910 File Code: 7 Date Recvd: 15-JAN-08 Status 1: F
Examiner: City: LAKE STEVENS State: WA Country: USA


TEMUJIN INTERNATIONAL FUND LTD
File No: 527908 File Code: 7 Date Recvd: 15-JAN-08 Status 1: F
Examiner: City: HAMILTON HM12 State: Country: BERMUDA


HURON FUND 3 LP
File No: 527907 File Code: 7 Date Recvd: 14-JAN-08 Status 1: F
Examiner: City: DETROIT State: MI Country: USA


BENETECH HOLDINGS LLC
File No: 527772 File Code: 7 Date Recvd: 11-JAN-08 Status 1: F
Examiner: City: MONTGOMERY State: IL Country: USA


BENETECH HOLDINGS LLC
File No: 527773 File Code: 7 Date Recvd: 11-JAN-08 Status 1: F
Examiner: City: MONTGOMERY State: IL Country: USA


FORSTER DRILLING CORP
File No: 527776 File Code: 7 Date Recvd: 11-JAN-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD
File No: 527769 File Code: 7 Date Recvd: 11-JAN-08 Status 1: F
Examiner: City: GRAND CAYMAN KY1-1208 State: Country: CAYMAN IS


MAPLE MOUNTAIN EXPLORATIONS INC
File No: 527770 File Code: 7 Date Recvd: 11-JAN-08 Status 1: F
Examiner: City: TYLER State: TX Country: USA


PUTNAM INVESTMENTS LLC
File No: 527775 File Code: 7 Date Recvd: 11-JAN-08 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


RIVERSTONE CARLYLE GLOBAL ENERGY & POWER FUND 4 LP
File No: 527774 File Code: 7 Date Recvd: 11-JAN-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


WHX CORP
File No: 527771 File Code: 8 Date Recvd: 11-JAN-08 Status 1: P
Examiner: City: WHITE PLAINS State: NY Country: USA


NATURAL GAS & OIL CHOICE DEVELOPMENT FUND 1 LP
File No: 527673 File Code: 7 Date Recvd: 10-JAN-08 Status 1: F
Examiner: City: VENTURA State: CA Country: USA


NORIBACHI LLC
File No: 527674 File Code: 7 Date Recvd: 10-JAN-08 Status 1: F
Examiner: City: ALBUQUERQUE State: NM Country: USA


AVENUE INVESTMENTS LP
File No: 527486 File Code: 7 Date Recvd: 09-JAN-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BRIDGE JADANI INVESTORS LLC
File No: 527485 File Code: 7 Date Recvd: 09-JAN-08 Status 1: F
Examiner: City: HIGHLAND PARK State: IL Country: USA


ENERGY ASSOC INC
File No: 527487 File Code: 7 Date Recvd: 09-JAN-08 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


IBG LLC
File No: 527431 File Code: 7 Date Recvd: 08-JAN-08 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


PREEMPTIVE MEDS INC
File No: 527432 File Code: 7 Date Recvd: 08-JAN-08 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


PREFERRED COMMERCE INC
File No: 527433 File Code: 7 Date Recvd: 08-JAN-08 Status 1: F
Examiner: City: WEST PALM BEACH State: FL Country: USA


GREEN CREDIT INVESTORS LP
File No: 527315 File Code: 7 Date Recvd: 07-JAN-08 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


VISION CHAIN INC
File No: 527317 File Code: 7 Date Recvd: 07-JAN-08 Status 1: F
Examiner: City: WASHINGTON State: DC Country: USA


WALTON INTERNATIONAL GROUP USA INC
File No: 527316 File Code: 7 Date Recvd: 07-JAN-08 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA

REPORT ITEMS 31

Franchise Filings Made with DFI's Securities Division between 07-JAN-08 and 18-JAN-08

CC FRANCHISING INC
File No: 528190 File Code: 71 Date Recvd: 18-JAN-08 Status 1: R
Examiner: City: INDIANAPOLIS State: IN Country: USA


LENDERS AID FRANCHISE SERVICES INC
File No: 527806 File Code: 71 Date Recvd: 14-JAN-08 Status 1: R
Examiner: City: PLANCENTIA State: CA Country: USA


L A WEIGHT LOSS FRANCHISE CO
File No: 527781 File Code: 71 Date Recvd: 11-JAN-08 Status 1: R
Examiner: City: HORSHAM State: PA Country: USA


CM BRANDS LLC
File No: 527438 File Code: 71 Date Recvd: 08-JAN-08 Status 1: R
Examiner: City: WHITEFISH State: MT Country: USA


CM BRANDS LLC
File No: 527439 File Code: 71 Date Recvd: 08-JAN-08 Status 1: R
Examiner: City: WHITEFISH State: MT Country: USA


MISS UNIVERSE LP LLLP
File No: 527424 File Code: 71 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


MISS UNIVERSE LP LLLP
File No: 527440 File Code: 71 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


NYLO FRANCHISING LLC
File No: 527423 File Code: 71 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 07-JAN-08 and 18-JAN-08

CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 462 DIVERSIFIED
DIVIDEND & INCOME PORTFOLIO SERIES 6
File No: 528181 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 462 EQUITY
DIVIDEND INCOME PORTFOLIO 2 YEAR SERIES 20
File No: 528182 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1613 EQUITY INCOME PORTFOLIO SERIES 16
File No: 528179 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1633 BLUE CHIP STOCK PORTFOLIO JAN 08
File No: 528180 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNCIPALS INCOME TR SERIES 532
File No: 528178 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


REAL ESTATE CLOSED END PORTFOLIO SERIES 6
File No: 528177 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


SMART TR ENHANCED VALUE TR SERIES 2
File No: 528137 File Code: 5 Date Recvd: 17-JAN-08 Status 1: Z
Examiner: City: PARSIPPANY State: NY Country: USA


CNL FUNDS CNL GLOBAL REAL ESTATE FUND INSTITUTIONAL CLASS
File No: 528081 File Code: 3 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: ORLANDO State: FL Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2008 1
File No: 528076 File Code: 5 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INSURED INCOME TR SERIES 161
File No: 528077 File Code: 5 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 72
File No: 528078 File Code: 5 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


XO HOLDINGS INC
File No: 528082 File Code: 1 Date Recvd: 16-JAN-08 Status 1: P
Examiner: City: HERNDON State: VA Country: USA


CNL FUNDS CNL GLOBAL REAL ESTATE FUND CLASS A
File No: 528079 File Code: 3 Date Recvd: 15-JAN-08 Status 1: Z
Examiner: City: ORLANDO State: FL Country: USA


CNL FUNDS CNL GLOBAL REAL ESTATE FUND CLASS C
File No: 528080 File Code: 5 Date Recvd: 15-JAN-08 Status 1: Z
Examiner: City: ORLANDO State: FL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 BNY BRAZIL
RUSSIA INDIA & CHINA BRIC PORTFOLIO SERIES 4
File No: 527796 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 DELTA
GLOBAL AGRICULTURE PORTFOLIO SERIES 3
File No: 527794 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 DELTA
GLOBAL CANADIAN ENERGY TR SERIES 10
File No: 527795 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 ROBECO
INTERNATIONAL SMALL CAP EQUITY PORTFOLIO SERIES 5
File No: 527793 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 461 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 25
File No: 527792 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1596 GLOBAL NATURAL RESOURCES PORTFOLIO SERIES 7
File No: 527797 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1611 BRIC PORTFOLIO SERIES 6
File No: 527798 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1619 SENIOR LOAN SELECT CLOSED END PORTFOLIO SERIES 4
File No: 527799 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GE FUNDS GE EQUITY FUND CLASS R
File No: 527899 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE FIXED INCOME FUND CLASS R
File No: 527898 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE GROWTH EQUITY FUND CLASS R
File No: 527901 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE INTERNATIONAL EQUITY FUND CLASS R
File No: 527900 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE SHORT TERM GOVERNMENT FUND CLASS R
File No: 527902 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE SMALL CAP EQUITY FUND CLASS R
File No: 527903 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE STRATEGIC INVESTMENT FUND CLASS R
File No: 527904 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE US EQUITY FUND CLASS R
File No: 527905 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE VALUE EQUITY FUND CLASS R
File No: 527906 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


FT 1593 SELECT DSIP PORTFOLIO 1ST QUARTER 2008 SERIES
File No: 527765 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1609 TECHNOLOGY SELECT PORTFOLIO SERIES 26
File No: 527768 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1618 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 25
File No: 527767 File Code: 5 Date Recvd: 11-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1634 VANTAGE PORTFOLIO 2008
File No: 527764 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1636 EQUITY ADVANTAGE CLOSED END PORTFOLIO SERIES
File No: 527766 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL SHIPPING PORTFOLIO SERIES 2
File No: 527759 File Code: 5 Date Recvd: 11-JAN-08 Status 1: R
Examiner: City: MONUMENT State: CO Country: USA


GLOBAL WATER PORTFOLIO SERIES 2
File No: 527762 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 13
File No: 527761 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NAVELLIER GROWTH PORTFOLIO SERIES 1
File No: 527760 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PREFERRED SECURITIES PORTFOLIO SERIES 18
File No: 527763 File Code: 5 Date Recvd: 11-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


UNIFIED SERIES TR 3 TO 1 DIVERSIFIED EQUITY FUND
File No: 527788 File Code: 3 Date Recvd: 10-JAN-08 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


UNIFIED SERIES TR 3 TO 1 DIVERSIFIED INCOME FUND
File No: 527789 File Code: 3 Date Recvd: 10-JAN-08 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


UNIFIED SERIES TR BELL WORLDWIDE TREND FUND
File No: 527790 File Code: 3 Date Recvd: 10-JAN-08 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


THORNBURG INVESTMENT TR THORNBURG GLOBAL OPPORTUNITIES FUND
CLASS R3
File No: 527481 File Code: 3 Date Recvd: 09-JAN-08 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG GLOBAL OPPORTUNITIES FUND
CLASS R4
File No: 527479 File Code: 3 Date Recvd: 09-JAN-08 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG GLOBAL OPPORTUNITIES FUND
CLASS R5
File No: 527480 File Code: 3 Date Recvd: 09-JAN-08 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG INTERNATIONAL GROWTH FUND
CLASS R3
File No: 527482 File Code: 3 Date Recvd: 09-JAN-08 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG INTERNATIONAL GROWTH FUND
CLASS R4
File No: 527484 File Code: 3 Date Recvd: 09-JAN-08 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG INTERNATIONAL GROWTH FUND
CLASS R5
File No: 527483 File Code: 3 Date Recvd: 09-JAN-08 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


ADVANCE CAPITAL 1 INC
File No: 527430 File Code: 3 Date Recvd: 08-JAN-08 Status 1: Z
Examiner: City: SOUTHFIELD State: MI Country: USA


BEHRINGER HARVARD MULTIFAMILY REIT 1 INC
File No: 527425 File Code: 1 Date Recvd: 08-JAN-08 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


FT 1607 GLOBAL SHIPPING PORTFOLIO SERIES 4
File No: 527429 File Code: 5 Date Recvd: 08-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1614 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 5
File No: 527428 File Code: 5 Date Recvd: 08-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1632 STRATEGIC S&P INDUSTRIALS PORTFOLIO IQ 08 TERM 3 31
09
File No: 527427 File Code: 5 Date Recvd: 08-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 531
File No: 527426 File Code: 5 Date Recvd: 08-JAN-08 Status 1: R
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 459 STRATEGIC
INCOME PORTFOLIO PLUS SERIES 8
File No: 527303 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA

CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 459 STRATEGIC
INCOME PORTFOLIO SERIES 19
File No: 527304 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1603 GLOBAL AGRICULTURE PORTFOLIO SERIES 3
File No: 527307 File Code: 5 Date Recvd: 07-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1603 NUCLEAR ENERGY PORTFOLIO SERIES 3
File No: 527306 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1605 PIONEER JAN 08
File No: 527311 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1606 CANADIAN ENERGY & INCOME PORTFOLIO SERIES 8
File No: 527310 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1616 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 11
File No: 527305 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1617 GLOBAL INCOME CLOSED END PORTFOLIO SERIES 9
File No: 527308 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1618 DOW JONES GLOBAL TITANS PORTFOLIO SERIES 12
File No: 527309 File Code: 5 Date Recvd: 07-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 71
File No: 527312 File Code: 5 Date Recvd: 07-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


OBERWEISS FUNDS OBERWEIS ASIA OPPORTUNITIES FUND
File No: 527313 File Code: 3 Date Recvd: 07-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SCHWARTZ INVESTMENT TR AVE MARIA BOND FUND CLASS I
File No: 527314 File Code: 3 Date Recvd: 07-JAN-08 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA

REPORT ITEMS 68



Last Updated: June 27, 2015