Securities Filings for January 14, 2008 through January 25, 2008

Exemption Filings Made with DFI's Securities Division 14-JAN-08 - 25-JAN-08

CB ELLIS RICHARD STRATEGIC PARTNERS US EMPLYEE VALUE 5 LP
File No: 528513 File Code: 7 Date Recvd: 25-JAN-08 Status 1: F
Examiner: City: LAS ANGELES State: CA Country: USA


SHALE ROYALTIES 7 INC
File No: 528514 File Code: 7 Date Recvd: 25-JAN-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


HAMPDEN AGENCIES LTD
File No: 528287 File Code: 7 Date Recvd: 24-JAN-08 Status 1: F
Examiner: City: LONDON EC3V 0AA State: Country: ENGLAND


CROWNBUTTE WIND POWER LLC
File No: 528234 File Code: 7 Date Recvd: 23-JAN-08 Status 1: F
Examiner: City: MANDAN State: ND Country: USA


PEAK BIOSCIENCES INC
File No: 528232 File Code: 7 Date Recvd: 23-JAN-08 Status 1: F
Examiner: City: FORT COLLINS State: CO Country: USA


PHAROS INNOVATIONS LLC
File No: 528233 File Code: 7 Date Recvd: 23-JAN-08 Status 1: F
Examiner: City: NORTHFILED State: IL Country: USA


IL FINANCE AUTHORITY
File No: 528519 File Code: 17 Date Recvd: 22-JAN-08 Status 1: F
Examiner: City: State: IL Country: USA


JK PRODUCTIONS LLC
File No: 528223 File Code: 7 Date Recvd: 22-JAN-08 Status 1: F
Examiner: City: NASHOTAH State: WI Country: USA


LUGOS CAPITAL LP
File No: 528224 File Code: 7 Date Recvd: 22-JAN-08 Status 1: F
Examiner: City: BARRINTON State: IL Country: USA


DELTAMOID PHARMACEUTICALS INC
File No: 528184 File Code: 7 Date Recvd: 18-JAN-08 Status 1: F
Examiner: City: MADISON State: WI Country: USA


USA THERAPY CENTERS 1 LLC
File No: 528183 File Code: 7 Date Recvd: 18-JAN-08 Status 1: F
Examiner: City: HUNTINGTON BEACH State: CA Country: USA


PERSHING SQUARE LP
File No: 528138 File Code: 7 Date Recvd: 17-JAN-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ING FINANCIAL PARTNERS INC
File No: 528085 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: DES MOINES State: IA Country: USA


PRANA REALTY CO 1
File No: 528084 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


PRINCIPAL GLOBAL INVESTORS TR LARGE CAP GROWTH EQUITY FUND
File No: 528083 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: DES MOINES State: IA Country: USA


ROYALE ENERGY INC PROJECT 2007 A
File No: 528087 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


SPACE ADVENTURES LTD
File No: 528086 File Code: 7 Date Recvd: 16-JAN-08 Status 1: F
Examiner: City: VIENNA State: VA Country: USA


FINANCIAL NETWORK INVESTMENT CORP
File No: 527909 File Code: 7 Date Recvd: 15-JAN-08 Status 1: F
Examiner: City: EL SEGUNDO State: CA Country: USA


NELSON ENERGY PARTNERS 2007 A LP
File No: 527910 File Code: 7 Date Recvd: 15-JAN-08 Status 1: F
Examiner: City: LAKE STEVENS State: WA Country: USA


TEMUJIN INTERNATIONAL FUND LTD
File No: 527908 File Code: 7 Date Recvd: 15-JAN-08 Status 1: F
Examiner: City: HAMILTON HM12 State: Country: BERMUDA


HURON FUND 3 LP
File No: 527907 File Code: 7 Date Recvd: 14-JAN-08 Status 1: F
Examiner: City: DETROIT State: MI Country: USA

REPORT ITEMS 21

Franchise Filings Made with DFI's Securities Division 14-JAN-08 - 25-JAN-08

EXPETEC CORP
File No: 528525 File Code: 71 Date Recvd: 23-JAN-08 Status 1: R
Examiner: City: ABERDEEN State: SD Country: USA


TOWN PLANNER FRANCHISING INC
File No: 528526 File Code: 71 Date Recvd: 23-JAN-08 Status 1: R
Examiner: City: CLEVELAND State: OH Country: USA


AUTOMOTIVE TECHNOLGIES INC
File No: 528524 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: MIDDLETOWN State: CT Country: USA


LOADTRAINING LLC
File No: 528528 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: YOUNGTOWN State: AZ Country: USA


MAIDS INTERNATIONAL INC
File No: 528527 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: OMAHA State: NE Country: USA


TAX CENTERS OF AMERICA INC
File No: 528529 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: RUSSELLVILLE State: AR Country: USA


CC FRANCHISING INC
File No: 528190 File Code: 71 Date Recvd: 18-JAN-08 Status 1: R
Examiner: City: INDIANAPOLIS State: IN Country: USA


LENDERS AID FRANCHISE SERVICES INC
File No: 527806 File Code: 71 Date Recvd: 14-JAN-08 Status 1: R
Examiner: City: PLANCENTIA State: CA Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division 14-JAN-08 - 25-JAN-28

FT 1620 MULTI SECOTR HIGH INCOME PORTFOLIO SERIES 3
File No: 528508 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1621 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 11
File No: 528507 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GREATER ASIA PORTFOLIO SERIES 4
File No: 528505 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INFRASTRUCTURE OPPORTUNITY PORTFOLIO SERIES 3
File No: 528506 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


KH FUNDING CO
File No: 528504 File Code: 1 Date Recvd: 25-JAN-08 Status 1: P
Examiner: City: SILVER SPRING State: MD Country: USA


PROSPECTOR FUNDS INC PROSPECTOR CAPITAL APPRECIATION FUND
File No: 528517 File Code: 3 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROSPECTOR FUNDS INC PROSPECTOR OPPORTUNITY FUND
File No: 528518 File Code: 3 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


NORTHERN LIGHTS FUND TR SIERRA CORE RETIREMENT FUND CLASS A
File No: 528510 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR SIERRA CORE RETIREMENT FUND CLASS I
File No: 528511 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR SIERRA CORE RETIREMENT FUND CLASS R
File No: 528512 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


ROYCE FUND ROYCE MICRO CAP FUND SERVICE CLASS
File No: 528509 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


HENDERSON GLOBAL FUNDS HENDERSON INTERNATIONAL EQUITY FUND
CLASS I
File No: 528231 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL EMERGING MARKETS INDEX
FUND INSTITUTIONAL SHARES
File No: 528226 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL EMERGING MARKETS INDEX
FUND INVESTOR SHARES
File No: 528225 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL EMERGING MARKETS INDEX
FUND SELECT SHARES
File No: 528227 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL INTERNATIONAL SMALL MID
CO INDEX FUND INSTITUTIONAL SHARES
File No: 528230 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL INTERNATIONAL SMALL MID
CO INDEX FUND INVESTOR SHARES
File No: 528229 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL INTERNATIONAL SMALL MID
CO INDEX FUND SELECT SHARES
File No: 528228 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


MT JOYNER MISSIONARY BAPTIST CHURCH INC
File No: 528222 File Code: 2 Date Recvd: 22-JAN-08 Status 1: P
Examiner: City: MEMPHIS State: TN Country: USA


ALLIANCEBERNSTEIN HIGH INCOME FUND INC ADVISOR CLASS
File No: 528204 File Code: 3 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANCEBERNSTEIN HIGH INCOME FUND INC CLASS I
File No: 528203 File Code: 3 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANCEBERNSTEIN HIGH INCOME FUND INC CLASS K
File No: 528201 File Code: 3 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANCEBERNSTEIN HIGH INCOME FUND INC CLASS R
File No: 528202 File Code: 3 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 462 DIVERSIFIED
DIVIDEND & INCOME PORTFOLIO SERIES 6
File No: 528181 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 462 EQUITY
DIVIDEND INCOME PORTFOLIO 2 YEAR SERIES 20
File No: 528182 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1613 EQUITY INCOME PORTFOLIO SERIES 16
File No: 528179 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1633 BLUE CHIP STOCK PORTFOLIO JAN 08
File No: 528180 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNCIPALS INCOME TR SERIES 532
File No: 528178 File Code: 5 Date Recvd: 18-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


REAL ESTATE CLOSED END PORTFOLIO SERIES 6
File No: 528177 File Code: 5 Date Recvd: 18-JAN-08 Status 1: R
Examiner: City: MONUMENT State: CO Country: USA


FEDERATED FIXED INCOME SECURITIES INC FEDERATED STRATEGIC
INCOME FUND INSTITUTIONAL SHARES
File No: 528241 File Code: 3 Date Recvd: 17-JAN-08 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FEDERATED INVESTMENT SERIES FUNDS INC FEDERATED BOND FUND
INSTITITONAL CLASS
File No: 528242 File Code: 3 Date Recvd: 17-JAN-08 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


SMART TR ENHANCED VALUE TR SERIES 2
File No: 528137 File Code: 5 Date Recvd: 17-JAN-08 Status 1: Z
Examiner: City: PARSIPPANY State: NY Country: USA


CNL FUNDS CNL GLOBAL REAL ESTATE FUND INSTITUTIONAL CLASS
File No: 528081 File Code: 3 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: ORLANDO State: FL Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2008 1
File No: 528076 File Code: 5 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INSURED INCOME TR SERIES 161
File No: 528077 File Code: 5 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 72
File No: 528078 File Code: 5 Date Recvd: 16-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


XO HOLDINGS INC
File No: 528082 File Code: 1 Date Recvd: 16-JAN-08 Status 1: P
Examiner: City: HERNDON State: VA Country: USA


CNL FUNDS CNL GLOBAL REAL ESTATE FUND CLASS A
File No: 528079 File Code: 3 Date Recvd: 15-JAN-08 Status 1: Z
Examiner: City: ORLANDO State: FL Country: USA


CNL FUNDS CNL GLOBAL REAL ESTATE FUND CLASS C
File No: 528080 File Code: 5 Date Recvd: 15-JAN-08 Status 1: Z
Examiner: City: ORLANDO State: FL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 BNY BRAZIL
RUSSIA INDIA & CHINA BRIC PORTFOLIO SERIES 4
File No: 527796 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 DELTA
GLOBAL AGRICULTURE PORTFOLIO SERIES 3
File No: 527794 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 DELTA
GLOBAL CANADIAN ENERGY TR SERIES 10
File No: 527795 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 460 ROBECO
INTERNATIONAL SMALL CAP EQUITY PORTFOLIO SERIES 5
File No: 527793 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 461 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 25
File No: 527792 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1596 GLOBAL NATURAL RESOURCES PORTFOLIO SERIES 7
File No: 527797 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1611 BRIC PORTFOLIO SERIES 6
File No: 527798 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1619 SENIOR LOAN SELECT CLOSED END PORTFOLIO SERIES 4
File No: 527799 File Code: 5 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GE FUNDS GE EQUITY FUND CLASS R
File No: 527899 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE FIXED INCOME FUND CLASS R
File No: 527898 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE GROWTH EQUITY FUND CLASS R
File No: 527901 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE INTERNATIONAL EQUITY FUND CLASS R
File No: 527900 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE SHORT TERM GOVERNMENT FUND CLASS R
File No: 527902 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE SMALL CAP EQUITY FUND CLASS R
File No: 527903 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE STRATEGIC INVESTMENT FUND CLASS R
File No: 527904 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE US EQUITY FUND CLASS R
File No: 527905 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


GE FUNDS GE VALUE EQUITY FUND CLASS R
File No: 527906 File Code: 3 Date Recvd: 14-JAN-08 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA

REPORT ITEMS 56



Last Updated: June 27, 2015