WI Securities Filings for June 16, 2008 through June 27, 2008

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 16-JUN-08 and 27-JUN-08


REPORT ITEMS 0

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 16-JUN-08 and 27-JUN-08


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 16-JUN-08 and 27-JUN-08

1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS A
File No: 533884 File Code: 3 Date Recvd: 23-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS Y
File No: 533883 File Code: 3 Date Recvd: 23-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


INVESTMENT MANAGERS SERIES TR ZACKS MARKET NEUTRAL FUND
CLASS A
File No: 533920 File Code: 3 Date Recvd: 23-JUN-08 Status 1: Z
Examiner: City: MILWAUKEE


INVESTMENT MANAGERS SERIES TR ZACKS MARKET NEUTRAL FUND
CLASS C
File No: 533921 File Code: 3 Date Recvd: 23-JUN-08 Status 1: Z
Examiner: City: MILWAUKEE


CALAMOS INVESTMENT TR CALAMOS 130 30 EQUITY GROWTH FUND
CLASS A
File No: 533796 File Code: 3 Date Recvd: 20-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


CALAMOS INVESTMENT TR CALAMOS 130 30 EQUITY GROWTH FUND
CLASS B
File No: 533800 File Code: 3 Date Recvd: 20-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


CALAMOS INVESTMENT TR CALAMOS 130 30 EQUITY GROWTH FUND
CLASS C
File No: 533799 File Code: 3 Date Recvd: 20-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


CALAMOS INVESTMENT TR CALAMOS 130 30 EQUITY GROWTH FUND
CLASS I
File No: 533798 File Code: 3 Date Recvd: 20-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


CALAMOS INVESTMENT TR CALAMOS 130 30 EQUITY GROWTH FUND
CLASS R
File No: 533797 File Code: 3 Date Recvd: 20-JUN-08 Status 1: R
Examiner: City: MILWAUKEE

REPORT ITEMS 9

Takeover Filings made with DFI's Securities Division between 16-JUN-08 and 27-JUN-08


REPORT ITEMS 0



Last Updated: June 27, 2015