WI Securities Filings for June 23, 2008 through July 04, 2008

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 23-JUN-08 and 04-JUL-08


REPORT ITEMS 0

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 23-JUN-08 and 04-JUL-08


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 23-JUN-08 and 04-JUL-08

QUAKER INVESTMENT TR QUAKER CAPITAL OPPORTUNITIES FUND
INSTITUTIONAL CLASS
File No: 534745 File Code: 3 Date Recvd: 01-JUL-08 Status 1: R
Examiner: City: MILWAUKEE


QUAKER INVESTMENT TR QUAKER GLOBAL TOTAL RETURN FUND
INSTITUTIONAL CLASS
File No: 534744 File Code: 3 Date Recvd: 01-JUL-08 Status 1: R
Examiner: City: MILWAUKEE


ADVISOR SERIES TR AMERICAN TR ENERGY ALTERNATIVE FUND
INVESTOR CLASS
File No: 534649 File Code: 3 Date Recvd: 30-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS A
File No: 533884 File Code: 3 Date Recvd: 23-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS Y
File No: 533883 File Code: 3 Date Recvd: 23-JUN-08 Status 1: R
Examiner: City: MILWAUKEE


INVESTMENT MANAGERS SERIES TR ZACKS MARKET NEUTRAL FUND
CLASS A
File No: 533920 File Code: 3 Date Recvd: 23-JUN-08 Status 1: Z
Examiner: City: MILWAUKEE


INVESTMENT MANAGERS SERIES TR ZACKS MARKET NEUTRAL FUND
CLASS C
File No: 533921 File Code: 3 Date Recvd: 23-JUN-08 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 7

Takeover Filings made with DFI's Securities Division between 23-JUN-08 and 04-JUL-08


REPORT ITEMS 0



Last Updated: June 27, 2015