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Securities Filings for October 13, 2008 through October 24, 2008

Exemption Filings Made with DFI's Securities Division between 13-OCT-08 and 24-OCT-08

HARTMAN SHORT TERM INCOME PROPERTIES 19 INC
File No: 538154 File Code: 7 Date Recvd: 24-OCT-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


EAST BAYOU FORDOCHE 3 D JOINT VENTURE
File No: 538135 File Code: 7 Date Recvd: 23-OCT-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA

MALLARD BAY 3D JOINT VENTURE 2
File No: 538108 File Code: 7 Date Recvd: 22-OCT-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


FORESTER OPPORTUNITIES LP
File No: 538045 File Code: 7 Date Recvd: 21-OCT-08 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


CROWN ELLIS 1 JOINT VENTURE
File No: 538037 File Code: 7 Date Recvd: 20-OCT-08 Status 1: F
Examiner: City: CARROLLTON State: TX Country: USA


ENVIRONMENTAL CARBOL CREDIT POOL LLC
File No: 538036 File Code: 7 Date Recvd: 20-OCT-08 Status 1: F
Examiner: City: ITHACA State: NY Country: USA


KIMBER RESOURCE INC
File No: 538035 File Code: 7 Date Recvd: 20-OCT-08 Status 1: F
Examiner: City: VANCOUVER BC V6C 2V6 State: Country: CANADA


SEAGULL BROADWAY LP
File No: 538033 File Code: 7 Date Recvd: 20-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


USA THERAPY CENTERS 2 LLC
File No: 538038 File Code: 7 Date Recvd: 20-OCT-08 Status 1: F
Examiner: City: HUNTINGTON BEACH State: CA Country: USA


WRIGHTWOOD CAPITAL HIGH YIELD ADVISORS 2 LP
File No: 538034 File Code: 7 Date Recvd: 20-OCT-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HIGHBRIDGE LEVERAGED LOAN PARTNERS FUND LP
File No: 538017 File Code: 7 Date Recvd: 16-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


WOODWARD GOVERNOR CO
File No: 538018 File Code: 7 Date Recvd: 16-OCT-08 Status 1: F
Examiner: City: FORT COLLINS State: CO Country: USA


CT HOUSING FINANCE AUTHORITY
File No: 537945 File Code: 17 Date Recvd: 15-OCT-08 Status 1: F
Examiner: City: State: CT Country: USA


LIBERTY BANSHARES FL INC
File No: 537943 File Code: 7 Date Recvd: 15-OCT-08 Status 1: F
Examiner: City: WEST DES MOINES State: IA Country: USA


METROPOLITAN TRANSPORTATION AUTHORITY
File No: 537946 File Code: 7 Date Recvd: 15-OCT-08 Status 1: F
Examiner: City: State: NY Country: USA


NORTHRN STAR MINING CORP
File No: 537942 File Code: 7 Date Recvd: 15-OCT-08 Status 1: F
Examiner: City: VAL D'OR QC J9P 2H1 State: Country: CANADA


PENN SQUARE GLOBAL REAL ESTATE FUND 2 LP
File No: 537940 File Code: 7 Date Recvd: 15-OCT-08 Status 1: F
Examiner: City: RADNOR State: PA Country: USA


SHALE SYNERGY LLC
File No: 537941 File Code: 7 Date Recvd: 15-OCT-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ADVANCED EQUITIES VENTURE PARTNERS 2 LP
File No: 537830 File Code: 7 Date Recvd: 14-OCT-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ALA FINANCIAL SERVICES LLC
File No: 537944 File Code: 23 Date Recvd: 14-OCT-08 Status 1: F
Examiner: City: MIDDLETON State: WI Country: USA


BR 1355 1ST AVENUE DEVELOPMENT LLC
File No: 537832 File Code: 7 Date Recvd: 14-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


JPMORGAN GLOBAL ACCESS PORTFOLIO LLC
File No: 537829 File Code: 7 Date Recvd: 14-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


LITMAN GREGORY SPECIAL OPPORTUNITY FUND 1 LP
File No: 537831 File Code: 7 Date Recvd: 14-OCT-08 Status 1: F
Examiner: City: ORINDA State: CA Country: USA


NY STATE OF MORTGAGE AUTHORITY
File No: 537947 File Code: 7 Date Recvd: 14-OCT-08 Status 1: F
Examiner: City: State: NY Country: USA


BNY MELLON PRIVATE EQUITY FUND 6 LP
File No: 537797 File Code: 7 Date Recvd: 13-OCT-08 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


EXCELSIOR DIRECTIONAL HEDGE FUND OF FUNDS TI LLC
File No: 537795 File Code: 7 Date Recvd: 13-OCT-08 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


HEW TEX SMITHERS JOINT VENTURE
File No: 537794 File Code: 7 Date Recvd: 13-OCT-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


MEGTEC HOLDINGS INC
File No: 537796 File Code: 7 Date Recvd: 13-OCT-08 Status 1: F
Examiner: City: DE PERE State: WI Country: USA


PLANTAIONS AT HAYWOOD LLC
File No: 537798 File Code: 7 Date Recvd: 13-OCT-08 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA

REPORT ITEMS 29

Franchise Filings Made with DFI's Securities Division between 13-OCT-08 and 24-OCT-08

HOOTERS OF AMERICA INC
File No: 538163 File Code: 71 Date Recvd: 24-OCT-08 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


JAMBA JUICE CO
File No: 538150 File Code: 71 Date Recvd: 23-OCT-08 Status 1: R
Examiner: City: EMRYVILLE State: CA Country: USA


RUBY TUESDAY INC
File No: 538148 File Code: 71 Date Recvd: 23-OCT-08 Status 1: R
Examiner: City: MARYVILLE State: TN Country: USA


HCAFRANCHISE CORP
File No: 538113 File Code: 71 Date Recvd: 21-OCT-08 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA


ANY TEST FRANCHISING INC
File No: 538114 File Code: 71 Date Recvd: 20-OCT-08 Status 1: R
Examiner: City: ALPHARETTA State: GA Country: USA


MAID RITE CORP
File No: 538149 File Code: 71 Date Recvd: 20-OCT-08 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


VAPIANO FRNCHISE USA LLC
File No: 538115 File Code: 71 Date Recvd: 20-OCT-08 Status 1: R
Examiner: City: MCLEAN State: VA Country: USA


ADVANTAGE LICENSING LLC
File No: 538116 File Code: 71 Date Recvd: 17-OCT-08 Status 1: R
Examiner: City: SAN ANTONIO State: TX Country: USA


MEDICAP PHARMACIES IMC
File No: 538052 File Code: 71 Date Recvd: 16-OCT-08 Status 1: R
Examiner: City: EARTH CITY State: MO Country: USA


MEDICINE SHPPE INTERNATIONAL INC
File No: 538053 File Code: 71 Date Recvd: 16-OCT-08 Status 1: R
Examiner: City: EARTH CITY State: MO Country: USA


RUBY TUESDAY INC
File No: 538051 File Code: 71 Date Recvd: 16-OCT-08 Status 1: R
Examiner: City: MARYVILLE State: TN Country: USA


WKSA LLC
File No: 538054 File Code: 71 Date Recvd: 16-OCT-08 Status 1: R
Examiner: City: TOMBALL State: TX Country: USA


DOCTORS EXPRESS FRANCHISING LLC
File No: 537950 File Code: 71 Date Recvd: 15-OCT-08 Status 1: R
Examiner: City: TOWSON State: MD Country: USA


JUST BETWEEN FRIENDS FRANCHISE SYSTEM INC
File No: 537949 File Code: 71 Date Recvd: 15-OCT-08 Status 1: R
Examiner: City: BROKEN ARROW State: OK Country: USA


PRIMROSE SCHOOL FRANCHISING CO
File No: 537951 File Code: 71 Date Recvd: 15-OCT-08 Status 1: R
Examiner: City: ACWORTH State: GA Country: USA


BURGER KING CORP
File No: 537848 File Code: 71 Date Recvd: 13-OCT-08 Status 1: R
Examiner: City: MIAMI State: FL Country: USA


SERVICE TEAM OF PROFESSIONAS INC
File No: 537847 File Code: 71 Date Recvd: 13-OCT-08 Status 1: R
Examiner: City: KANSAS CITY State: MO Country: USA

REPORT ITEMS 17

Registration Filings Made with DFI's Securities Division between 13-OCT-08 and 24-OCT-08

VAN KAMPEN UNIT TR SERIES 826 S&P POWERPICKS PORTFOLIO 2008
4
File No: 538164 File Code: 5 Date Recvd: 24-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


WELLS FAMILY OF REAL ESTATE FUNDS WELLS DOW JONES WILHIRE US
REIT INDEX FUND CLASS I
File No: 538134 File Code: 3 Date Recvd: 23-OCT-08 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


AEI INCOME & GROWTH FUND 27 LLC
File No: 538103 File Code: 1 Date Recvd: 22-OCT-08 Status 1: P
Examiner: City: ST PAUL State: MN Country: USA


FT 1830 S&P COMPETITIVE ADVANTAGE PORT 4Q 08 TERM 12 31 09
File No: 538104 File Code: 5 Date Recvd: 22-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1889 PREFERRED INCOME PORTFOLIO SERIES 23
File No: 538106 File Code: 5 Date Recvd: 22-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1890 CAPITAL STRENGTH PORTFOLIO SERIES
File No: 538107 File Code: 5 Date Recvd: 22-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1907 MARKET LEADERS SELECT PORTFOLIO SERIES 14
File No: 538105 File Code: 5 Date Recvd: 22-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 533 ZACKS
INCOME ADVANTAGE STRATEGY SERIES 3
File No: 538044 File Code: 5 Date Recvd: 21-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


RIDGEWORTH FUNDS HIGH INCOME FUND A SHARES
File No: 538100 File Code: 3 Date Recvd: 21-OCT-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


RIDGEWORTH FUNDS HIGH INCOME FUND I SHARES
File No: 538101 File Code: 3 Date Recvd: 21-OCT-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


RIDGEWORTH FUNDS INTERMEDIATE FOND FUND A SHARES
File No: 538102 File Code: 3 Date Recvd: 21-OCT-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


AMERICAN PENSION INVESTORS TR API EFFICIENT FRONTIER CAPITAL
INCOME INCOME FUND CLASS C
File No: 538031 File Code: 3 Date Recvd: 20-OCT-08 Status 1: Z
Examiner: City: LYNCHBURG State: VA Country: USA


FRANKLIN INVESTORS SECURITIES TR FRANKLIN REAL RETURN FUND
CLASS C
File No: 538030 File Code: 3 Date Recvd: 20-OCT-08 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


MACQUARIE EQUPIMENT LEASING FUND LLC
File No: 538046 File Code: 1 Date Recvd: 20-OCT-08 Status 1: P
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL FUND INC INTERNATIONAL SMALL
CAP FORTFOLIO CLASS P
File No: 538032 File Code: 3 Date Recvd: 20-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BAYSIDE COMMUNITY CHURCH OF SRATOSTA INC
File No: 538019 File Code: 2 Date Recvd: 17-OCT-08 Status 1: P
Examiner: City: BRADENTON State: FL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 532 MULTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 28
File No: 538022 File Code: 5 Date Recvd: 17-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 532 STRATEGIC
INCOME PORTFOLIO PLUS SERIES 11
File No: 538021 File Code: 5 Date Recvd: 17-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1827 SELECT DSIP PORTFOLIO 4TH QUARTER 2008 SERIES
File No: 538023 File Code: 5 Date Recvd: 17-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1866 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES
14
File No: 538024 File Code: 5 Date Recvd: 17-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GRANT PARK FUTURES FUND LP
File No: 538020 File Code: 1 Date Recvd: 17-OCT-08 Status 1: P
Examiner: City: CHICGO State: IL Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 16
File No: 538016 File Code: 5 Date Recvd: 16-OCT-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 534
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 5
File No: 537935 File Code: 5 Date Recvd: 15-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 534 INCOME
CLOSED END & TREASURY ALLOCATION PORTFOLIO SERIES 2
File No: 537936 File Code: 5 Date Recvd: 15-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 534 STRATEGIC
INCOME PORTFOLIO SERIES 25
File No: 537934 File Code: 5 Date Recvd: 15-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DURAND HOTEL GROUP LLC
File No: 537933 File Code: 2 Date Recvd: 15-OCT-08 Status 1: P
Examiner: MJS City: OSHKOSH State: WI Country: USA


FT 1856 BLUE CHIP STOCK PORTFOLIO OCT 08
File No: 537938 File Code: 5 Date Recvd: 15-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1859 TOTAL ALLOCATION PORTFOLIO SERIES 3
File No: 537939 File Code: 5 Date Recvd: 15-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1860 EMERGING MARKETS PORTFOLIO SERIES 10
File No: 537937 File Code: 5 Date Recvd: 15-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1857 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
8
File No: 537818 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1863 50 50 INCOME ALLOCATION PORTFOLIO SERIES
File No: 537817 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1865 GLOBAL EQUITY INCOME CLOSED END PORTFOLIO SERIES 2
File No: 537819 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1887 AGGRESSOVE [REFERRED SECURITIES PORTFOLIO SERIES 2
File No: 537833 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 728 INSURED MUNICIPALS
INCOME TR SERIES 552
File No: 537820 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 812 SELECT S&P GREATER
CHINA PICKS PORTFOLIO SERIES 12
File No: 537821 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 814 VAN KAMPEN PREFERRED
OPPORTUNITY PORTFOLIO SERIES 4
File No: 537822 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 813 IBBOTSON ALTERNATIVE
ALLOCATION PORTFOLIO 2008 4
File No: 537823 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 815 DEVELOPING TECHNOLGIES
PORTFOLIO 2009 1
File No: 537825 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 815 DOW JONES SELECT MICROCAP
ENHANCED INDEX STRATEGY PORTFOLIO 2009 1
File No: 537824 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 815 MID CAP STRATEGY PORTFOLIO
2009 1
File No: 537826 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 815 SMALL CAP STRATEGY PORTFOLIO
2009 1
File No: 537827 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 815 SMID STRATEGY PORTFOLIO 2009 1
File No: 537828 File Code: 5 Date Recvd: 14-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


BNY MELLON FUNDS TR BNY MELLON MUNICIPAL OPPORTUNITIES FUND
CLASS M
File No: 537816 File Code: 3 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BNY MELLON FUNDS TR BNY MELLON MUNICIPAL OPPORTUNITIES FUND
INVESTOR SHARES
File No: 537815 File Code: 3 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CALAMOS INVESTMENT TR CALAMOS CONVERTIBLE FUND CLASS I
File No: 537787 File Code: 3 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS CONVERTIBLE FUND CLASS R
File No: 537786 File Code: 3 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 531 DELTA
GLOBAL AGRICULTURE PORTFOLIO SERIES 6
File No: 537792 File Code: 5 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 531 DELTA
GLOBAL CANADIAN ENERGY TR SERIES 15
File No: 537793 File Code: 5 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1839 WESTERN FINANCIAL INSTITUTIONS PORTFOLIO SERIES
File No: 537789 File Code: 5 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1862 VALUE ARCHITECTS HEALTH CARE SCORE PORTFOLIO SERIES
2008
File No: 537790 File Code: 5 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1872 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO
SERIES 10
File No: 537791 File Code: 5 Date Recvd: 13-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ICON EQUIPMENT & CORPORATE INFRASTRUCTURE FUND 14 LP
File No: 537788 File Code: 1 Date Recvd: 13-OCT-08 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA

REPORT ITEMS 52



Last Updated: June 27, 2015