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Securities Filings for December 29, 2008 through January 09, 2009

Exemption Filings Made with DFI's Securities Division between 29-DEC-08 and 09-JAN-09

BEHRINGER HARVARD REIT 1 INC
File No: 545060 File Code: 8 Date Recvd: 07-JAN-09 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


BASTIMENTOS HOLDINGS SA
File No: 544988 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: PANAMA CITY State: Country: PANAMA

LIBERTY BANSHARES FL INC
File No: 544986 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: WEST DES MOINES State: IA Country: USA


PANTHEON USA FUND 8 LP
File No: 544989 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


QUASCO LLC
File No: 544987 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


ENCAP ENERGY INFRASTRUCTURE FUND LP
File No: 543742 File Code: 7 Date Recvd: 05-JAN-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


ST CROIX PARTNERS I LP
File No: 543740 File Code: 7 Date Recvd: 05-JAN-09 Status 1: F
Examiner: City: DEEPHAVEN State: MN Country: USA


UNLIMITED RENEWABLES LLC
File No: 543741 File Code: 7 Date Recvd: 05-JAN-09 Status 1: F
Examiner: City: LAKE MILLS State: WI Country: USA


526 LEGACY PROSPECT GP
File No: 543775 File Code: 7 Date Recvd: 02-JAN-09 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


ASLAN REALTY PARTNERS 4 LLC
File No: 543780 File Code: 7 Date Recvd: 02-JAN-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


INTELIMAX MEDIA INC
File No: 543777 File Code: 7 Date Recvd: 02-JAN-09 Status 1: F
Examiner: City: VANCOUVER BC State: Country: CANADA


OLD WESTBURY PRIVATE EQUITY FUND 10 LLC
File No: 543778 File Code: 7 Date Recvd: 02-JAN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


RUSSELL INSTITUTIONAL FUNDS LLC RUSSELL LARGE CAP US EQUITY
FUND
File No: 543776 File Code: 7 Date Recvd: 02-JAN-09 Status 1: F
Examiner: City: TACOMA State: WA Country: USA


SAGENCE INC
File No: 543779 File Code: 7 Date Recvd: 02-JAN-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


345 WEST WASHINGTON INVESTMENT LLC
File No: 543774 File Code: 7 Date Recvd: 30-DEC-08 Status 1: F
Examiner: City: MADISON State: WI Country: USA


ACCEL GROWTH FUND LP
File No: 542604 File Code: 7 Date Recvd: 29-DEC-08 Status 1: F
Examiner: City: PALO ALTO State: CA Country: USA


TRANSWESTERN MEZZANINE REALTY PARTNERS 3 LLC
File No: 542602 File Code: 7 Date Recvd: 29-DEC-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


TX ENERGY HOLDINGS INC EQUITAS DRILLING PROGRAM
File No: 542603 File Code: 7 Date Recvd: 29-DEC-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

REPORT ITEMS 18

Franchise Filings Made with DFI's Securities Division between 29-DEC-08 and 09-JAN-09

LINE X FRANCHISING LLC
File No: 546397 File Code: 71 Date Recvd: 08-JAN-09 Status 1: R
Examiner: City: SANTA ANA State: CA Country: USA


JUST A BUCK LICENSING INC
File No: 546398 File Code: 71 Date Recvd: 07-JAN-09 Status 1: R
Examiner: City: NEW WINDSOR State: NY Country: USA


PIZZERIA UNO CORP
File No: 545062 File Code: 71 Date Recvd: 06-JAN-09 Status 1: R
Examiner: City: WEST ROXBURY State: MA Country: USA


BEVERAGE FRANCHISE LLC
File No: 543783 File Code: 71 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: BILLINGS State: MT Country: USA


CANTEEN VENDING SERVICES
File No: 543781 File Code: 71 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA


CASE HANDYMAN & REMODELING SERVICES LLC
File No: 543784 File Code: 71 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: BETHESDA State: MD Country: USA


COMPASS GROUP USA INC
File No: 543786 File Code: 71 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA


VENDLINK
File No: 543785 File Code: 71 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 29-DEC-08 and 09-JAN-09

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 526 INCOME
CLOSED END & TREASURY ALLOCATION PORTFOLIO SERIES 3
File No: 546392 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1932 BLUE CHIP STOCK PORTFOLIO JAN 09
File No: 546391 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1933 PHARMACEUTICAL SELECT PORTFOLIO SERIES 28
File No: 546390 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1933 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 11
File No: 546389 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1940 DIVERSIFIED EQUITY STRATEGIC ALLOCATION PORT 1Q 09
TERM 4 13 10
File No: 546388 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1942 EQUITY COVERED CALL PORTFOLIO SERIES 2
File No: 546387 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CCIG ACQUISITION CORP
File No: 545055 File Code: 1 Date Recvd: 07-JAN-09 Status 1: P
Examiner: City: SHANGHAI State: Country: CHINA


JPMORGAN TR 2 JPMORGAN LIQUID ASSETS MONEY MARKET FUND ETRAD
File No: 545056 File Code: 3 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN JP MUTUAL FUND INVESTMENT TR JPMORGAN GROWTH
ADVANTAGE FUND CLASS R5
File No: 545057 File Code: 3 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


VAN KAMPEN UNIT TR MUNICPAL SERIES 744 INVESTORS QUALITY TX
EX TR SERIES 102
File No: 545058 File Code: 5 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICPAL SERIES 748 INVESTMENT GRADE
MUNICIPAL TR SERIES 84
File No: 545059 File Code: 5 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPROATE TR SERIES 2
File No: 544976 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 550 DELTA
GLOBAL HARED ASSETS & CURRENCIES PORTFOLIO SERIES 3
File No: 544978 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 550 DELTA
GLOBAL SHIPPING PORTFOLIO SERIES 8
File No: 544977 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1921 EQUITY INCOME PORTFOLIO SERIES 20
File No: 544981 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1922 EQUITY INCOME SELECT PORTFOLIO SERIES 17
File No: 544979 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1928 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
9
File No: 544983 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1931 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES
18
File No: 544982 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1941 PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 2
File No: 544980 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL WATER PORTFOLIO SERIES 4
File No: 544975 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VANGUARD BOND INDEX FUND VANGUARD TOTAL BOND MARKET INDEX 2
FUND INSTITUTIONAL SHARES
File No: 544984 File Code: 3 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD BOND INDEX FUND VANGUARD TOTAL BOND MARKET INDEX 2
FUND INVESTOR SHARES
File No: 544985 File Code: 3 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


BARON SELECT FUNDS BARON INTERNATIONAL GROWTH FUND
File No: 543738 File Code: 3 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2
YEAR SERIES 7
File No: 543734 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES 6
File No: 543735 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


GLOBAL SHIPPING PORTFOLIO SERIES 4
File No: 543736 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MADISON MOSAIC EQUITY TR
File No: 543739 File Code: 3 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MADISON State: WI Country: USA


NAVELLIER GROWTH PORTFOLIO SERIES 5
File No: 543737 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 552
MODERN VALUES PORTFOLIO MVP STRAGEGY SERIES 2
File No: 543763 File Code: 5 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 552
S&P DEFENSIVE EQUITY STRATEGY SERIES 4
File No: 543764 File Code: 5 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 552
S&P LARGE CAP CORNERSTONE SERIES 2
File No: 543765 File Code: 5 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 552
S&P MID CAP CORNERSTONE SERIES 2
File No: 543766 File Code: 5 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 552
S&P SMALL CAP CORNERSTONE SERIES 2
File No: 543767 File Code: 5 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CNL MACQUARIE GLOBAL GROWTH TR INC
File No: 543810 File Code: 1 Date Recvd: 02-JAN-09 Status 1: P
Examiner: City: ORLANDO State: FL Country: USA


FT 1912 GLOBAL DIVIDEND PORTFOLIO SERIES 15
File No: 543762 File Code: 5 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


TR FOR PROFESSIONAL MANAGERS GRUBB & ELLIS AGA INTERNATIONAL
REALITY FUND CLASS A SHARES
File No: 543773 File Code: 3 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS GRUBB & ELLIS AGA US REALITY
FUND CLASS A SHARES
File No: 543772 File Code: 3 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS A SHARES
File No: 543768 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS A SHARES
File No: 543770 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS I SHARES
File No: 543769 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS I SHARES
File No: 543771 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


AMERICA FIRST DEFENSIVE GROWTH PORTFOLIO SERIES 3
File No: 543761 File Code: 5 Date Recvd: 30-DEC-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1898 VALUE LINE 100 1 RANKS 1Q 09
File No: 542601 File Code: 5 Date Recvd: 29-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA

REPORT ITEMS 43



Last Updated: June 27, 2015