Securities Filings for January 05, 2009 through January 16, 2009

Exemption Filings Made with DFI's Securities Division between 05-JAN-09 and 16-JAN-09

CUMBERLAND RIVER PROSPECT PARTNERS
File No: 546808 File Code: 7 Date Recvd: 16-JAN-09 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


FINANCIAL NETWORK INVESTMENT CORP
File No: 546809 File Code: 7 Date Recvd: 16-JAN-09 Status 1: F
Examiner: City: SEGUNDO State: CA Country: USA

INCAPITAL INC
File No: 546807 File Code: 55 Date Recvd: 16-JAN-09 Status 1: P
Examiner: City: State: Country: USA


NICOLET BANKSHARES INC
File No: 546801 File Code: 7 Date Recvd: 15-JAN-09 Status 1: F
Examiner: City: GREENBAY State: WI Country: USA


1ST WESTERN INVESTMENT MANAGEMENT INC
File No: 546738 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


AQUA VENTURE HOLDINGS LLC
File No: 546740 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: TAMPA State: FL Country: USA


CHICAGO SELF STORAGE 3 LLC
File No: 546741 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: DANVILLE State: CA Country: USA


LYMAN LUMBER CO MN
File No: 546739 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: EXCELSIOR State: MN Country: USA


MAMMOTH DESTINY LTD
File No: 546731 File Code: 7 Date Recvd: 12-JAN-09 Status 1: F
Examiner: City: CAVE CITY State: KY Country: USA


SHALE ROYALTIES 19 INC
File No: 546682 File Code: 7 Date Recvd: 12-JAN-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


IBG LLC
File No: 546681 File Code: 7 Date Recvd: 08-JAN-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


BEHRINGER HARVARD REIT 1 INC
File No: 545060 File Code: 8 Date Recvd: 07-JAN-09 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


BASTIMENTOS HOLDINGS SA
File No: 544988 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: PANAMA CITY State: Country: PANAMA


LIBERTY BANSHARES FL INC
File No: 544986 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: WEST DES MOINES State: IA Country: USA


PANTHEON USA FUND 8 LP
File No: 544989 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


QUASCO LLC
File No: 544987 File Code: 7 Date Recvd: 06-JAN-09 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


ENCAP ENERGY INFRASTRUCTURE FUND LP
File No: 543742 File Code: 7 Date Recvd: 05-JAN-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


ST CROIX PARTNERS I LP
File No: 543740 File Code: 7 Date Recvd: 05-JAN-09 Status 1: F
Examiner: City: DEEPHAVEN State: MN Country: USA


UNLIMITED RENEWABLES LLC
File No: 543741 File Code: 7 Date Recvd: 05-JAN-09 Status 1: F
Examiner: City: LAKE MILLS State: WI Country: USA

REPORT ITEMS 19

Franchise Filings Made with DFI's Securities Division between 05-JAN-09 and 16-JAN-09

AMERICAN DAIRY QUEEN CORP
File No: 546751 File Code: 71 Date Recvd: 12-JAN-09 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


ANNEX BRANDS INC
File No: 546753 File Code: 71 Date Recvd: 12-JAN-09 Status 1: R
Examiner: City: SAN DIEGO State: CA Country: USA


CARNEGIE DALE & ASSOC INC
File No: 546755 File Code: 71 Date Recvd: 12-JAN-09 Status 1: R
Examiner: City: HAUPPAUGE State: NY Country: USA


FIXRIM MOBILE WHEEL REPAIR LLC
File No: 546754 File Code: 71 Date Recvd: 09-JAN-09 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


SAN FRANCISCO SOURDOUGH EATERY INC
File No: 546752 File Code: 71 Date Recvd: 09-JAN-09 Status 1: R
Examiner: City: COEUR D ALENE State: ID Country: USA


LINE X FRANCHISING LLC
File No: 546397 File Code: 71 Date Recvd: 08-JAN-09 Status 1: R
Examiner: City: SANTA ANA State: CA Country: USA


JUST A BUCK LICENSING INC
File No: 546398 File Code: 71 Date Recvd: 07-JAN-09 Status 1: R
Examiner: City: NEW WINDSOR State: NY Country: USA


PIZZERIA UNO CORP
File No: 545062 File Code: 71 Date Recvd: 06-JAN-09 Status 1: R
Examiner: City: WEST ROXBURY State: MA Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 05-JAN-09 and 16-JAN-09

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 562 ENERGY
PORTFOLIO SERIES 8
File No: 546803 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 562 FLAHERTY &
CRUMINE PREFERRED PORTFOLIO SERIES 15
File No: 546802 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1925 SELECT DSIP PORTFOLIO 1ST QUARTER 2009 SERIES
File No: 546805 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1934 MARKET LEADERS SELECT PORTFOLIO SERIES 15
File No: 546804 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1966 BRIC PORTFOLIO SERIES 10
File No: 546806 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


TX EX SECURITIES TR NATIONAL TR 453
File No: 546800 File Code: 5 Date Recvd: 15-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1964 SENIOR LOAN SELECT CLOSED END PORTFOLIO SERIES 8
File No: 546746 File Code: 3 Date Recvd: 14-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


KBS STRATEGIC OPPORTUNITY REIT INC
File No: 546799 File Code: 1 Date Recvd: 14-JAN-09 Status 1: P
Examiner: City: NEWPORT BEACH State: CA Country: USA


VAN AKMPEN UNIT TR SERIES 840 GLOBAL MACROTRENDS STRATEGY
SERIES 23
File No: 546744 File Code: 5 Date Recvd: 14-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN AKMPEN UNIT TR TAXABLE SERIES 153 LONG TERM INVESTMENT
GRADE TR SERIES 44
File No: 546745 File Code: 5 Date Recvd: 14-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1943 VANTAGE PORTFOLIO 2009
File No: 546737 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1948 PREFERRED INCOME PORTFOLIO SERIES 27
File No: 546735 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1951 GLOBAL EQUITY INCOME CLOSED END PORTFOLIO SERIES 3
File No: 546734 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1959 PREFERRED INCOME PORTFOLIO SERIES 3
File No: 546736 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 553
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 6
File No: 546732 File Code: 5 Date Recvd: 12-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1937 60 40 STRATEGIC ALLOCATION PORT 1Q 09 TERM 04 15 10
File No: 546730 File Code: 5 Date Recvd: 12-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


VALUE LINE SELECT ETF INDEX PORTFOLIO SERIES 2
File No: 546728 File Code: 5 Date Recvd: 12-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 526 INCOME
CLOSED END & TREASURY ALLOCATION PORTFOLIO SERIES 3
File No: 546392 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1932 BLUE CHIP STOCK PORTFOLIO JAN 09
File No: 546391 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1933 PHARMACEUTICAL SELECT PORTFOLIO SERIES 28
File No: 546390 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1933 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 11
File No: 546389 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1940 DIVERSIFIED EQUITY STRATEGIC ALLOCATION PORT 1Q 09
TERM 4 13 10
File No: 546388 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1942 EQUITY COVERED CALL PORTFOLIO SERIES 2
File No: 546387 File Code: 5 Date Recvd: 08-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CCIG ACQUISITION CORP
File No: 545055 File Code: 1 Date Recvd: 07-JAN-09 Status 1: P
Examiner: City: SHANGHAI State: Country: CHINA


JPMORGAN TR 2 JPMORGAN LIQUID ASSETS MONEY MARKET FUND ETRAD
File No: 545056 File Code: 3 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN JP MUTUAL FUND INVESTMENT TR JPMORGAN GROWTH
ADVANTAGE FUND CLASS R5
File No: 545057 File Code: 3 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


VAN KAMPEN UNIT TR MUNICPAL SERIES 744 INVESTORS QUALITY TX
EX TR SERIES 102
File No: 545058 File Code: 5 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICPAL SERIES 748 INVESTMENT GRADE
MUNICIPAL TR SERIES 84
File No: 545059 File Code: 5 Date Recvd: 07-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPROATE TR SERIES 2
File No: 544976 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 550 DELTA
GLOBAL HARED ASSETS & CURRENCIES PORTFOLIO SERIES 3
File No: 544978 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 550 DELTA
GLOBAL SHIPPING PORTFOLIO SERIES 8
File No: 544977 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1921 EQUITY INCOME PORTFOLIO SERIES 20
File No: 544981 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1922 EQUITY INCOME SELECT PORTFOLIO SERIES 17
File No: 544979 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1928 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
9
File No: 544983 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1931 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES
18
File No: 544982 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1941 PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 2
File No: 544980 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL WATER PORTFOLIO SERIES 4
File No: 544975 File Code: 5 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VANGUARD BOND INDEX FUND VANGUARD TOTAL BOND MARKET INDEX 2
FUND INSTITUTIONAL SHARES
File No: 544984 File Code: 3 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD BOND INDEX FUND VANGUARD TOTAL BOND MARKET INDEX 2
FUND INVESTOR SHARES
File No: 544985 File Code: 3 Date Recvd: 06-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA
BARON SELECT FUNDS BARON INTERNATIONAL GROWTH FUND
File No: 543738 File Code: 3 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2
YEAR SERIES 7
File No: 543734 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES 6
File No: 543735 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


GLOBAL SHIPPING PORTFOLIO SERIES 4
File No: 543736 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MADISON MOSAIC EQUITY TR
File No: 543739 File Code: 3 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MADISON State: WI Country: USA


NAVELLIER GROWTH PORTFOLIO SERIES 5
File No: 543737 File Code: 5 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

REPORT ITEMS 45



Last Updated: June 27, 2015