Securities Filings for January 19, 2009 through January 30, 2009

Exemption Filings Made with DFI's Securities Division between 19-JAN-09 and 30-JAN-09


GLOBAL BANCORP
File No: 550632 File Code: 7 Date Recvd: 30-JAN-09 Status 1: F
Examiner: City: MOUNTAIN VIEW State: CA Country: USA


PLASTIC DENTAL CORP
File No: 550497 File Code: 7 Date Recvd: 29-JAN-09 Status 1: F
Examiner: City: LINCOLSHIRE State: IL Country: USA


GO HEALTHY INC
File No: 550052 File Code: 7 Date Recvd: 28-JAN-09 Status 1: F
Examiner: City: SPRING State: TX Country: USA


SINGULEX INC
File No: 550053 File Code: 7 Date Recvd: 28-JAN-09 Status 1: F
Examiner: City: ALAMEDA State: CA Country: USA


ARIA ENTERTAINMENT LLC
File No: 549779 File Code: 7 Date Recvd: 27-JAN-09 Status 1: F
Examiner: City: BEVERLY HILLS State: CA Country: USA


HERSHEYB LLC
File No: 549778 File Code: 7 Date Recvd: 27-JAN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BROOK HIGHLAND PLACE DST
File No: 549641 File Code: 7 Date Recvd: 26-JAN-09 Status 1: F
Examiner: City: ST GERMAIN State: WI Country: USA


PETROL ENERGY PARTNERS DRILLING PROGRAM 2008 2 LP
File No: 549642 File Code: 7 Date Recvd: 26-JAN-09 Status 1: F
Examiner: City: FRANKLIN State: PA Country: USA


SUSQUEHANNA CAPITAL ACQUISITION CO
File No: 549640 File Code: 7 Date Recvd: 26-JAN-09 Status 1: F
Examiner: City: LANCASTER State: PA Country: USA


GENERAL FINANICAL CORP
File No: 549414 File Code: 7 Date Recvd: 23-JAN-09 Status 1: F
Examiner: City: PASADENA State: CA Country: USA


LAYER 7 TECHNOLOGIES INC
File No: 549415 File Code: 7 Date Recvd: 23-JAN-09 Status 1: F
Examiner: City: VANCOUVER BC V6E 4A6 State: Country: CANADA


NEW ENGLAND LIFE INSURANCE CO METLIFE INC
File No: 549183 File Code: 7 Date Recvd: 22-JAN-09 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


PERFORMANCE TR OPPORTUNITY FUND 2 LP
File No: 549182 File Code: 7 Date Recvd: 22-JAN-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ROYALE ENERGY INC
File No: 547045 File Code: 7 Date Recvd: 21-JAN-09 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


CLEARWATER 2007 NOTE PROGRAM LLC
File No: 547042 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: EAGLE State: ID Country: USA


CYPRESS EQUIPMENT FUND 16 LLC
File No: 546956 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


DISTRESSED OPPORTUNITIES FUND 2 LLC
File No: 547044 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


HAMPDEN AGENCIES LTD
File No: 547046 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: LONDON EC3V 0AA State: Country: ENGLAND


HAWTHORN ROYALTIES LLC
File No: 547043 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


NY LIFE INSURANCE CO
File No: 547041 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

REPORT ITEMS 20

Franchise Filings Made with DFI's Securities Division between 19-JAN-09 and 30-JAN-09


CHOO CHOO JOHNNYS FRANCHISE INC
File No: 550055 File Code: 71 Date Recvd: 28-JAN-09 Status 1: R
Examiner: City: FRANKFORT State: IL Country: USA


MOONVISION ENTERPRISES INC
File No: 550054 File Code: 71 Date Recvd: 28-JAN-09 Status 1: R
Examiner: City: GREENVILLE State: NC Country: USA


BEADNIKS GROUP INC
File No: 549796 File Code: 71 Date Recvd: 27-JAN-09 Status 1: R
Examiner: City: VIRGINIA BEACH State: VA Country: USA


COMPUCHILD SERVICES OF AMERICA INC
File No: 549797 File Code: 71 Date Recvd: 27-JAN-09 Status 1: R
Examiner: City: CARMEL State: IN Country: USA


BROTHERS FRANCHISING & DEVELOPMENT LLC
File No: 549793 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: LA CROSSE State: WI Country: USA


DUMPSTER DEPOT LICENSING LLC
File No: 549795 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: MANCHESTER State: NH Country: USA


SUPERVALU INC
File No: 549792 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: EDEN PRAIRIE State: MN Country: USA


SUPERVALU INC
File No: 549794 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: EDEN PRAIRIE State: MN Country: USA


SEATTLES BEST COFFEE LLC
File No: 549660 File Code: 71 Date Recvd: 21-JAN-09 Status 1: R
Examiner: City: SEATTLE State: WA Country: USA


SAILTIME GROUP LLC
File No: 549659 File Code: 71 Date Recvd: 20-JAN-09 Status 1: R
Examiner: City: ANNAPOLIS State: MD Country: USA

REPORT ITEMS 10

Registration Filings Made with DFI's Securities Division between 19-JAN-09 and 30-JAN-09


VAN KAMPEN UNIT TR SERIES 859 SELECT 10 INDUSTRIAL PORTFOLIO 2009 1A
File No: 550629 File Code: 5 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES MUNICIPAL 573 QUALITY MUNICIPALS INCOME TR 2ND LTD MATURITY SERIES
File No: 550630 File Code: 5 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 157 INVESTMENT GRADE TR SERIES 34
File No: 550631 File Code: 5 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1946 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES 14
File No: 550494 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1955 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 30
File No: 550493 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1956 FINANCIALS SELECT PORTFOLIO SERIES 26
File No: 550496 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1956 PRECIOUS METALS SELECT PORTFOLIO SERIES 14
File No: 550495 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


KLD GLOBAL CLIMATE 100 INDEX PORTFOLIO SERIES 5
File No: 550492 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 555 HEALTH CARE PORTFOLIO SERIES 9
File No: 550050 File Code: 5 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 559 SACKS SELECT PORTFOLIO SERIES 14
File No: 550049 File Code: 5 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 564 ZACKS INCOME ADVANTAGE STRATEGY SERIES 4
File No: 550051 File Code: 5 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


VANGUARD INSTERNATIONAL EQUITY INDEX FUNDS VANGUARD FTSE ALL WORLD E US SMALL CAP INDEX FUND INSTITUTIONAL SHARES
File No: 550046 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD INSTERNATIONAL EQUITY INDEX FUNDS VANGUARD FTSE ALL WORLD E US SMALL CAP INDEX FUND INVESTOR SHARES
File No: 550047 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


DIVIDEND ADVANTAGE PORTFOLIO SERIES 1
File No: 549634 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1929 INCOME ALLOCATION CLOSED END FUND 09
File No: 549635 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 DOW TARGET 10 FEB 09 TERM 2 26 10
File No: 549639 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 TARGET FOCUS 4 FEB 09 TERM 4 30 10
File No: 549638 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 TARGET TRIAD FEB 09 TERM 4 30 10
File No: 549637 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 TARGET VIP FEB 09 TERM 4 30 10
File No: 549636 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


VAN ECK FUNDS EMERGING MARKETS FUND CLASS I
File No: 549631 File Code: 3 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


VAN ECK FUNDS GLOBAL HARD ASSETS FUND CLASS I
File No: 549632 File Code: 3 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


VAN ECK FUNDS INTERNATIONAL INVESTORS GOLD FUND CLASS I
File No: 549633 File Code: 3 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 556 LARGE CAP CORE PORTFOLIO SERIES 11
File No: 549406 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 556 MUTIPLE ASSET PORTFOLIO PLUS 2 YEAR SERIES 30
File No: 549407 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 556 UTILITIES PORTFOLIO SERIES 10
File No: 549408 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1945 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 12
File No: 549413 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1952 BALANCED INCOME SELECT PORTFOLIO SERIES 10
File No: 549410 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1953 HIGH YIELD INCOME CLOSED END PORTFOLIO SERIES 27
File No: 549409 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1954 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 23
File No: 549412 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1967 PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 4
File No: 549411 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HINES GLOBAL REIT INC
File No: 549405 File Code: 1 Date Recvd: 23-JAN-09 Status 1: P
Examiner: City: HOUSTON State: TX Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 155 LONG TERM INVESTMENT GRADE TR SERIES 45
File No: 547023 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SEIRES 750 INVESTORS QUALITY TX EX TR SERIES 103
File No: 547017 File Code: 5 Date Recvd: 21-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 554 BNY BRAZIL RUSSIA INDIA & CHINA BRIC PORTFOLIO SERIES 6
File No: 547040 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FALLEN ANGELS PORTTFOLIO SERIES 2
File No: 547034 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1913 QUALITY OPPORTUNITY TR
File No: 547038 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1926 CAPITAL STRENGTH PORTFOLIO SERIES 2
File No: 547037 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1944 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES 4
File No: 547035 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1947 GREATER CHINA PORTFOLIO SERIES 17
File No: 547039 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1963 US INFRASTRUCTURE PORTFOLIO SERIES 3
File No: 547036 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL CLOSED END PORTFOLIO SERIES 10
File No: 547031 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


HIGH YIELD & INCOME CLOSED END PORTFOLIO SERIES 11
File No: 547030 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INFRASTRUCTURE OPPORTUNITY PORTFOLIO SERIES 5
File No: 547029 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INSURED TX EX MUNICIPAL PORTFOLIO SERIES 2
File No: 547033 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 17
File No: 547032 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TEMPLETON INCOME TR TEMPLETON GLOBAL BOND FUND CLASS R
File No: 546955 File Code: 3 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 751 INVESTMENT GRADE MUNICIPAL TR SERIES 85
File No: 547021 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 752 INSURED MUNICIPALS INCOME TR SERIES 561
File No: 547022 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 COHEN & STEERS REIT INCOME PORTFOLIO 2009 1
File No: 547027 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 46
File No: 547026 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 ENERGY PORTFOLIO SERIES 29
File No: 547024 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 FINANCIAL INSTITUTIONS PORTFOLIO SERIES 41
File No: 547025 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829UTILITIES INCOME PORTFOLIO SERIES 26
File No: 547028 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 842 FINANCIAL APPORTUNITY & CONSOLIDATION PORTFOLIO 2009 1
File No: 547020 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 844 VAN KAMPEN PREFERRED OPPORTUNITY PORTFOLIO SERIES 5
File No: 547019 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 154 INVESTMENT GRADE TR SERIES 33
File No: 547018 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA

REPORT ITEMS 56


Last Updated: June 27, 2015