WI Securities Filings for February 16, 2009 through February 27, 2009

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 16-FEB-09 and 27-FEB-09

CENTROSE LLC
File No: 552393 File Code: 7 Date Recvd: 24-FEB-09 Status 1: F
Examiner: City: MADISON


MEAD & HUNT INC
File No: 552370 File Code: 8 Date Recvd: 23-FEB-09 Status 1: P
Examiner: City:


SII INVESTMENTS INC
File No: 552350 File Code: 7 Date Recvd: 20-FEB-09 Status 1: F
Examiner: City: APPLETON

REPORT ITEMS 3

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 16-FEB-09 and 27-FEB-09


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 16-FEB-09 and 27-FEB-09

ADVISORS SERIES TR PHOCAS SMALL CAP VALUE FUND
File No: 552469 File Code: 3 Date Recvd: 26-FEB-09 Status 1: R
Examiner: City: MILWAUKEE

REPORT ITEMS 1

Takeover Filings made with DFI's Securities Division between 16-FEB-09 and 27-FEB-09


REPORT ITEMS 0



Last Updated: June 27, 2015