Securities Filings for March 02, 2009 through March 13, 2009

Exemption Filings Made with DFI's Securities Division between 02-MAR-09 and 13-MAR-09

ELLORA ENERGY INC
File No: 552807 File Code: 7 Date Recvd: 12-MAR-09 Status 1: F
Examiner: City: BOULDER State: CO Country: USA


LINDEN INVESTORS LP
File No: 552808 File Code: 7 Date Recvd: 12-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

STOUT 2H PROSPECT JOINT VENTURE
File No: 552811 File Code: 7 Date Recvd: 12-MAR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


COLUMBIA PARTNERS ABSOLUTE RETURN FUND LLC
File No: 552788 File Code: 7 Date Recvd: 11-MAR-09 Status 1: F
Examiner: City: CHEVY CHASE State: MD Country: USA


CUMBERLAND RIVER PROSPECT PARTNERS
File No: 552786 File Code: 7 Date Recvd: 11-MAR-09 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


NORTH MUY GRANDE 3-D & BASTIAN BAY 3-D JOINT VENTURE
File No: 552787 File Code: 7 Date Recvd: 11-MAR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


BLUETREND FUND LP
File No: 552778 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: HARRISON State: NY Country: USA


LIXTE BIOTECHNOLOGY HOLDINGS INC
File No: 552780 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: EAST SETAUKET State: NY Country: USA


REPUBLIC RESOURCES LLC
File No: 552779 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SUTTONBROOK CAPITAL PARTNERS LP
File No: 552785 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ADVANCED EQUITIES GREENTECH INVESTMETNS 3 LLC
File No: 552730 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CROWN DODSON 4 JOINT VENTURE
File No: 552737 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: CARROLLTON State: TX Country: USA


FLAT WORLD KNOWLEDGE INC
File No: 552733 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: NYACK State: NY Country: USA


GDC GROUP HOLDINGS LLC
File No: 552732 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: CHANHASSEN State: MN Country: USA


IBG LLC
File No: 552731 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


WIND POINT 7 AFFILIATES LP
File No: 552714 File Code: 7 Date Recvd: 06-MAR-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


GRAHAM CAPITAL MGMT
File No: 552698 File Code: 7 Date Recvd: 05-MAR-09 Status 1: F
Examiner: City: EAU CLAIRE State: WI Country: USA


GRESHAM PRIVATE EQUITY FUND 2 LP
File No: 552680 File Code: 7 Date Recvd: 04-MAR-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


PHOENIX DISTRESSED OPPORTUNITIES FUND LP
File No: 552681 File Code: 7 Date Recvd: 04-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


AYRES ASSOC INC
File No: 552631 File Code: 8 Date Recvd: 03-MAR-09 Status 1: G
Examiner: RES City: EAU CLAIRE State: WI Country: USA


OAKTREE EMERGING MARKETS FUND LP
File No: 552629 File Code: 7 Date Recvd: 03-MAR-09 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


TREKELL KORSTEN 17 LLC
File No: 552628 File Code: 7 Date Recvd: 03-MAR-09 Status 1: F
Examiner: City: CASA GRANDE State: AZ Country: USA


LEBLON HOLDINGS LLC
File No: 552630 File Code: 7 Date Recvd: 02-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

REPORT ITEMS 23

Franchise Filings Made with DFI's Securities Division between 02-MAR-09 and 13-MAR-09

BUJI LLC
File No: 552790 File Code: 71 Date Recvd: 11-MAR-09 Status 1: R
Examiner: City: PICKERINGTON State: OH Country: USA


NICK N WILLYS FRANCHISE CO LLC
File No: 552789 File Code: 71 Date Recvd: 11-MAR-09 Status 1: R
Examiner: City: CONTENNIAL State: CO Country: USA


PAK MAIL CENTERS OF AMERICA INC
File No: 552754 File Code: 71 Date Recvd: 09-MAR-09 Status 1: R
Examiner: City: CENTENNIAL State: CO Country: USA


SIT MEANS SIT FRANCHISE INC
File No: 552791 File Code: 71 Date Recvd: 09-MAR-09 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA


GLOVE LADY LLC
File No: 552717 File Code: 71 Date Recvd: 06-MAR-09 Status 1: R
Examiner: City: ALBUQUERQUE State: NM Country: USA


GMEDEX LLC
File No: 552718 File Code: 71 Date Recvd: 06-MAR-09 Status 1: R
Examiner: City: MAITLAND State: FL Country: USA


FRESHBERRY FRANCHISE SYSTEM LLC
File No: 552702 File Code: 71 Date Recvd: 05-MAR-09 Status 1: R
Examiner: City: TULSA State: OK Country: USA


AGILE PURSUITS FRANCHISING INC
File No: 552645 File Code: 71 Date Recvd: 03-MAR-09 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


PIRTEK USA LLC
File No: 552644 File Code: 71 Date Recvd: 03-MAR-09 Status 1: R
Examiner: City: ROCKLEDGE State: FL Country: USA


GROUT MEDIC LLC
File No: 552643 File Code: 71 Date Recvd: 02-MAR-09 Status 1: R
Examiner: City: SOUTHLAKE State: TX Country: USA


MAD SCIENCE GROUP
File No: 552647 File Code: 71 Date Recvd: 02-MAR-09 Status 1: R
Examiner: City: MONTREAL QC H4P 2G1 State: Country: CANADA


SOCCERTOTS INC
File No: 552646 File Code: 71 Date Recvd: 02-MAR-09 Status 1: R
Examiner: City: SPOKANE State: WA Country: USA

REPORT ITEMS 12

Registration Filings Made with DFI's Securities Division between 02-MAR-09 and 13-MAR-09

KBS REAL ESTATE INVESTMENT TR 2 INC
File No: 552810 File Code: 1 Date Recvd: 12-MAR-09 Status 1: P
Examiner: City: NEWPORT BEACH State: CA Country: USA


PAYDEN & RYGEL INVESTMENT GROUP PAYDEN CORPORATE BOND FUND
File No: 552809 File Code: 3 Date Recvd: 12-MAR-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 570
STRATEGIC EQUITY ALLOCATION TR SERIES 19
File No: 552784 File Code: 5 Date Recvd: 11-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


STRALEM FUND STRALEM EQUITY FUND
File No: 552783 File Code: 3 Date Recvd: 11-MAR-09 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


ADVISORS CORPROATE TR NON FINANCIAL SERIES 2
File No: 552776 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MUNICIPAL CLOSED END PORTFOLIOS ERIES 11
File No: 552777 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 160 LONG TERM
CORPORATE INVESTMETN GRADE TR SERIES 48
File No: 552774 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 161 INTERMEDIATE
CORPORATE INVESTMENT GRADE TR SERIES 36
File No: 552775 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 569 DIVERSIFIED
INCOME WAVE PORTFOLIO SERIES 7
File No: 552728 File Code: 5 Date Recvd: 09-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 569 STRATEGIC
INCOME PORTFOLIO SERIES 30
File No: 552729 File Code: 5 Date Recvd: 09-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 766 QUALITY MUNICIPALS
INCOME TR 3RD LTD MATURITY SERIES
File No: 552727 File Code: 5 Date Recvd: 09-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1979 BALANCED INCOME PORTFOLIO SERIES 19
File No: 552710 File Code: 5 Date Recvd: 06-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1980 EQUITY ADVANTAGE CLOSED END PORTFOLIO SERIES 6
File No: 552713 File Code: 5 Date Recvd: 06-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2002 INSURED MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO
SERIES 2
File No: 552712 File Code: 5 Date Recvd: 06-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2003 CORPROATE INVESTMENT GRADE PORTFOLIO INTERMEDIATE
SERIES 6
File No: 552711 File Code: 5 Date Recvd: 06-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


NORTHSTAR REAL ESTATE INCOME TR INC
File No: 552716 File Code: 1 Date Recvd: 06-MAR-09 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA


PREFERRED DIVIDEND INCOME PORTFOLIO 2 YR SERIES 5
File No: 552709 File Code: 5 Date Recvd: 06-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


LEGG MASON INVESTORS TR INC LEGG MASON AMERICA LEADING CO TR
FINANCIAL INTERMEDIARY CLASS
File No: 552708 File Code: 3 Date Recvd: 05-MAR-09 Status 1: R
Examiner: City: BALTIMORE State: MD Country: USA


FT 1977 ETF GROWTH & INCOME MAR 09
File No: 552625 File Code: 5 Date Recvd: 03-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HEALTH CARE OPPORTUNTIES PORTFOLIO SERIES 2
File No: 552626 File Code: 5 Date Recvd: 03-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


SENIOR VARIABLE RATE & INCOME CLOSED END PORTFOLIO SERIES 13
File No: 552627 File Code: 5 Date Recvd: 03-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


1ST TR COMBINED SERIES 284 TX EX MUNICIPAL INCOME TR SERIES
241
File No: 552613 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


BAPTIST GENERAL CONFERENCE CORNERSTONE FUND
File No: 552601 File Code: 2 Date Recvd: 02-MAR-09 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


BAPTIST GENERAL CONFERENCE CORNERSTONE FUND
File No: 552602 File Code: 2 Date Recvd: 02-MAR-09 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


BAPTIST GENERAL CONFERENCE CORNERSTONE FUND
File No: 552603 File Code: 2 Date Recvd: 02-MAR-09 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 566 CLOSED END
CONVERTIBLE & INCOME PORTFOLIO SERIES 11
File No: 552611 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 566 CLOSED END
COVERED CALL & INCOME PORTFOLIO SERIES 15
File No: 552610 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 567 INCOME
CLOSED END & TREASURY ALLOCATION PORTFOLIO SERIES 4
File No: 552607 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 574 DELTA
GLOBAL HARD ASSETS PORTFOLIO SERIES 1
File No: 552608 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 574 DELTA
GLOBALGOLD PRODUCERS PORTFOLIO SERIES 1
File No: 552609 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DFA INVESTMENT DIMENSIONS GROUP INC DFA SHORT TERM EXTENDED
QUALITY PORTFOLIO INSTITUTIONAL CLASS
File No: 552689 File Code: 3 Date Recvd: 02-MAR-09 Status 1: R
Examiner: City: SANTA MONICA State: CA Country: USA


DIREXION FUNDS DIREXION WILSHIRE DYNAMIC FUND INVESTOR CLASS
File No: 552605 File Code: 3 Date Recvd: 02-MAR-09 Status 1: R
Examiner: City: CHICAGO State: IL Country: USA


DIREXION FUNDS FINANCIAL TRENDS STRATEGY FUND INVESTOR CLASS
File No: 552604 File Code: 3 Date Recvd: 02-MAR-09 Status 1: R
Examiner: City: CHICAGO State: IL Country: USA


FORWARD FUNDS FORWARD LONG SHORT CREDIT ANALYSIS FUND
INVESTOR CLASS
File No: 552688 File Code: 3 Date Recvd: 02-MAR-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA


FT 1949 INCOME ALLOCATION CLOSED END MAR 09
File No: 552618 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1950 DOW TARGET 10 MAR 09 TERM 03 31 10
File No: 552612 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1950 TARGET FOCUS 4 MAR 09 TERM 5 28 10
File No: 552621 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1950 TARGET TRIAD MAR 09 TERM 5 28 10
File No: 552620 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1950 TARGET VIP MAR 09 TERM 5 28 10
File No: 552619 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1976 DEFENSIVE EQUITY PORTFOLIO SERIES 6
File No: 552615 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1978 UTILITIES SELECT PORTFOLIO SERIES 8
File No: 552616 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1995 CONSUMER STAPLES PORTFOLIO SERIES
File No: 552614 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1996 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES
16
File No: 552617 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HARBOR FUNDS HARBOR GLOBAL GROWTH FUND ADMINISTRATIVE CLASS
File No: 552624 File Code: 3 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HARBOR FUNDS HARBOR GLOBAL GROWTH FUND INSTITUTIONAL CLASS
File No: 552623 File Code: 3 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HARBOR FUNDS HARBOR GLOBAL GROWTH FUND INVESTOR CLASS
File No: 552622 File Code: 3 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 552596 File Code: 2 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 552597 File Code: 2 Date Recvd: 02-MAR-09 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 552598 File Code: 2 Date Recvd: 02-MAR-09 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 552599 File Code: 2 Date Recvd: 02-MAR-09 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 552600 File Code: 2 Date Recvd: 02-MAR-09 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


TX EX SECURITIES TR NATIONAL TR 455
File No: 552606 File Code: 5 Date Recvd: 02-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

REPORT ITEMS 52



Last Updated: June 27, 2015