Securities Filings for May 04, 2009 through May 15, 2009

Exemption Filings Made with DFI's Securities Division between 04-MAY-09 and 15-MAY-09

MINYANVILLE MEDIA INC
File No: 556920 File Code: 7 Date Recvd: 15-MAY-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NORTHERN TR MULTI ADVISOR FUNDS SERIES GLOBAL EQUITY FUND
GENERATION INVESTMENT MANGEMENT US LLP
File No: 556921 File Code: 7 Date Recvd: 15-MAY-09 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


GOLDEN PREDATOR ROYALTY & DEVELOPMENT CORP
File No: 556808 File Code: 7 Date Recvd: 14-MAY-09 Status 1: F
Examiner: City: VANCOUVER AB V6C 2W3 State: Country: CANADA


SEQUENT MEDICAL INC
File No: 556807 File Code: 7 Date Recvd: 14-MAY-09 Status 1: F
Examiner: City: ALISO VIEJO State: CA Country: USA


FRED DOOR CREEK APARTMENTS 3 LLC
File No: 556749 File Code: 7 Date Recvd: 13-MAY-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


PHOTOTHERA INC
File No: 556747 File Code: 7 Date Recvd: 13-MAY-09 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


TX ENERGY HOLDINGS INC VERUS PROPERTIES
File No: 556748 File Code: 7 Date Recvd: 13-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SAB EQUITY PARTNERSHIP 3 LP
File No: 556708 File Code: 7 Date Recvd: 12-MAY-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB EQUITY PARTNERSHIP LP
File No: 556707 File Code: 7 Date Recvd: 12-MAY-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB VALUE OPPORTUNITIES FUND LP
File No: 556706 File Code: 7 Date Recvd: 12-MAY-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


ESI INVESTORS 2 LLC
File No: 556647 File Code: 7 Date Recvd: 08-MAY-09 Status 1: F
Examiner: City: MCLEAN State: VA Country: USA


MEMBERS DEVELOPMENT CO LLC
File No: 556646 File Code: 7 Date Recvd: 08-MAY-09 Status 1: F
Examiner: City: MADISON State: WI Country: USA


ENPHASE ENERGY INC
File No: 556607 File Code: 7 Date Recvd: 07-MAY-09 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA


NGAS PARTNERS 2009A LTD
File No: 556610 File Code: 7 Date Recvd: 07-MAY-09 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


PINON HILLS COMMUNITY CHURCH
File No: 556609 File Code: 8 Date Recvd: 07-MAY-09 Status 1: P
Examiner: MJS City: FARMINGTON State: NM Country: USA


SELLARS ABSORBENT MATERIALS INC
File No: 556608 File Code: 7 Date Recvd: 07-MAY-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


EDENTIFY INC
File No: 556567 File Code: 7 Date Recvd: 06-MAY-09 Status 1: F
Examiner: City: BETHLEHEM State: PA Country: USA


US PREVENTIVE MEDICINE INC
File No: 556566 File Code: 7 Date Recvd: 06-MAY-09 Status 1: F
Examiner: City: MCCKINNEY State: TX Country: USA


VENTURE EXPLORATION CORP
File No: 556565 File Code: 7 Date Recvd: 06-MAY-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


ACCELERATED I O INC
File No: 556460 File Code: 7 Date Recvd: 05-MAY-09 Status 1: F
Examiner: City: TULSA State: OK Country: USA


BERKS COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY
File No: 556462 File Code: 17 Date Recvd: 05-MAY-09 Status 1: F
Examiner: RES City: State: PA Country: USA


HIPPOCRATES PARTNERS LP
File No: 556459 File Code: 7 Date Recvd: 05-MAY-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NORTHAMPTON COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY
File No: 556463 File Code: 17 Date Recvd: 05-MAY-09 Status 1: F
Examiner: RES City: State: PA Country: USA


NORTHAMPTON COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY
File No: 556464 File Code: 17 Date Recvd: 05-MAY-09 Status 1: F
Examiner: RES City: State: PA Country: USA


SEI SPECIAL SITUATIONS FUND LTD
File No: 556461 File Code: 7 Date Recvd: 05-MAY-09 Status 1: F
Examiner: City: OAKS State: PA Country: USA


AUTUS UNIVERSAL 2 LLC
File No: 556452 File Code: 7 Date Recvd: 04-MAY-09 Status 1: F
Examiner: City: WESTMINISTER State: CA Country: USA


IBG LLC
File No: 556451 File Code: 7 Date Recvd: 04-MAY-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA

REPORT ITEMS 27

Franchise Filings Made with DFI's Securities Division between 04-MAY-09 and 15-MAY-09

TINT WORLD LLC
File No: 556938 File Code: 71 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOCA RATON State: FL Country: USA


ZIOS ITALIAN KITCHEN FRANCHISING LLC
File No: 556939 File Code: 71 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: SAN ANTONIO State: TX Country: USA


DOLLAR RENT A CAR INC
File No: 556754 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: TULSA State: OK Country: USA


MURPHY BUSINESS & FINANCIAL CORP
File No: 556753 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: CLEARWATER State: FL Country: USA


THERMO TIGHT INSULATION INC
File No: 556755 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: WEST ALLIS State: WI Country: USA


THRIFTY RENT A CAR SYSTEM INC
File No: 556756 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: TULSA State: OK Country: USA


GDAY PET CARE LLC
File No: 556713 File Code: 71 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: ENGLEWOOD State: CO Country: USA


NEW HORIZONS FRANCHISING GROUP INC
File No: 556715 File Code: 71 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: ANAHEIM State: CA Country: USA


WATERWAY FRANCHISE LLC
File No: 556712 File Code: 71 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


FROOTS FRANCHISING CO INC
File No: 556691 File Code: 71 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: COOPER CITY State: FL Country: USA


KIDVILLE FRANCHISE CO LLC
File No: 556689 File Code: 71 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


REGENCY FRANCHISE LLC
File No: 556714 File Code: 71 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: MESA State: AZ Country: USA


PWG FRANCHISING LLC
File No: 556690 File Code: 71 Date Recvd: 08-MAY-09 Status 1: R
Examiner: City: LAKE MARY State: FL Country: USA


THRIFTY CAR SALES INC
File No: 556688 File Code: 71 Date Recvd: 08-MAY-09 Status 1: R
Examiner: City: TULSA State: OK Country: USA


MEDI WIGHTLOSS FRANCHISING USA LLC
File No: 556614 File Code: 71 Date Recvd: 07-MAY-09 Status 1: R
Examiner: City: TAMPA State: FL Country: USA


MOSEY OAK PROPERTIES INC
File No: 556613 File Code: 71 Date Recvd: 07-MAY-09 Status 1: R
Examiner: City: WEST POINT State: MS Country: USA


GYMBOREE PLAY PROGRAMS INC
File No: 556592 File Code: 71 Date Recvd: 06-MAY-09 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA


PETLAND INC
File No: 556579 File Code: 71 Date Recvd: 06-MAY-09 Status 1: R
Examiner: City: CHILLICOTHE State: OH Country: USA


SBARRO INC
File No: 556593 File Code: 71 Date Recvd: 06-MAY-09 Status 1: R
Examiner: City: MELVILLE State: NY Country: USA


TEAGSCHWENDER FRANCHISE INC
File No: 556591 File Code: 71 Date Recvd: 06-MAY-09 Status 1: R
Examiner: City: BUFFALO GROVE State: IL Country: USA


PEC HOLDINGS LLC
File No: 556577 File Code: 71 Date Recvd: 05-MAY-09 Status 1: R
Examiner: City: CAVE CREEK State: AZ Country: USA


VILLA PIZZA LLC
File No: 556576 File Code: 71 Date Recvd: 05-MAY-09 Status 1: R
Examiner: City: MORRISTOWN State: NJ Country: USA


WORLDWIDE REFINISHING SYSTEMS INC
File No: 556575 File Code: 71 Date Recvd: 05-MAY-09 Status 1: R
Examiner: City: WACO State: TX Country: USA


BLOCKBUSTER INC
File No: 556578 File Code: 71 Date Recvd: 04-MAY-09 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


EDIBLE ARRANGEMENTS INTERNATIONAL INC
File No: 556469 File Code: 71 Date Recvd: 04-MAY-09 Status 1: R
Examiner: City: WILLINGFORD State: CT Country: USA

REPORT ITEMS 25

Registration Filings Made with DFI's Securities Division between 04-MAY-09 and 15-MAY-09

BUILD AMERICA BOND PORTFOLIO SERIES 1
File No: 556806 File Code: 5 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


HANCOCK JOHN CAPITAL SERIES HANCOCK JOHN CLASSIC VALUE FUND
CLASS R3
File No: 556817 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN CAPITAL SERIES HANCOCK JOHN CLASSIC VALUE FUND
CLASS R4
File No: 556820 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN CAPITAL SERIES HANCOCK JOHN CLASSIC VALUE FUND
CLASS R5
File No: 556818 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R3
File No: 556833 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R4
File No: 556834 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R5
File No: 556835 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 INTERNATIONAL CORE FUND CLASS R3
File No: 556831 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 INTERNATIONAL CORE FUND CLASS R4
File No: 556829 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 INTERNATIONAL CORE FUND CLASS R5
File No: 556827 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 US CORE FUND CLASS R3
File No: 556828 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 US CORE FUND CLASS R4
File No: 556830 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 US CORE FUND CLASS R5
File No: 556832 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:

HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R1
File No: 556819 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R3
File No: 556825 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R4
File No: 556826 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R5
File No: 556823 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN STRATEGIC SERIES HANCOCK JOHN STRATEGIC INCOME
FUND CLASS R3
File No: 556821 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN STRATEGIC SERIES HANCOCK JOHN STRATEGIC INCOME
FUND CLASS R4
File No: 556822 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:
HANCOCK JOHN STRATEGIC SERIES HANCOCK JOHN STRATEGIC INCOME
FUND CLASS R5
File No: 556824 File Code: 3 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS A
File No: 556846 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS B
File No: 556839 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS C
File No: 556844 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS M
File No: 556836 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS R
File No: 556841 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS Y
File No: 556837 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS A
File No: 556838 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS B
File No: 556840 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS C
File No: 556843 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS M
File No: 556845 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS R
File No: 556847 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS Y
File No: 556842 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


EQUITY OPPORTUNITY TR VALUE SELECT 10 SERIES 2009B
File No: 556805 File Code: 5 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN
FUND CLASS A
File No: 556731 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN FUND
CLASS C
File No: 556732 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN FUND
CLASS R3
File No: 556745 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN FUND
INSTITUTIONAL CLASS
File No: 556733 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN INTERNATIONAL
LARGE CAP FUND CLASS R3
File No: 556742 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN LARGE CAP
DISCIPLINED GROWTH FUND CLASS R3
File No: 556740 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN MID CAP
GROWTH FUND CLASS A
File No: 556734 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN MID CAP
GROWTH FUND CLASS C
File No: 556735 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN MID CAP
GROWTH FUND CLASS R3
File No: 556744 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SMALL CAP
GROWTH FUND CLASS A
File No: 556738 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SMALL CAP
GROWTH FUND CLASS C
File No: 556739 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SMALL CAP
GROWTH FUND CLASS R3
File No: 556741 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SOCIAL
RESPOSIVE FUND CLASS A
File No: 556736 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SOCIAL
RESPOSIVE FUND CLASS C
File No: 556737 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SOCIALLY
RESPONSIBLE FUND CLASS R3
File No: 556743 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN INCOME FUNDS NEUBERGER BERMAN HIGH INCOME
BOND FUND CLASS A
File No: 556730 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN INCOME FUNDS NEUBERGER BERMAN HIGH INCOME
BOND FUND CLASS C
File No: 556729 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN INCOME FUNDS NEUBERGER BERMAN HIGH INCOME
FUND CLASS R3
File No: 556746 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TOUCHSTONE FUNDS GROUP TR SHORT DURATION FIXED INCOME FUND
CLASS Y
File No: 556728 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


VAN KAMPEN UNIT TR SERIES 875 SMID STRATEGY PORTFOLIO 2009 3
File No: 556718 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 877 DOW JONES TOTAL MARKET
PORTFOLIO ENHANCED INDEX STRATEGY 2009 3
File No: 556719 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 877 ENHANCED SECTOR STRATEGY
SECTOR ROTATIONS PORTFOLIO 2009 3
File No: 556720 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 878 GLOBAL WATER PORTFOLIO 2009 3
File No: 556726 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 878 GREAT INTERNATIONAL FIRMS
PORTFOLIO SERIES 36
File No: 556724 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 878 MORGAN STANLEY US
MULTINATIONAL 50 INDEX PORTFOLIO SERIES 28
File No: 556725 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 879 ARDOUR GLOBAL ALTERNATIVE
ENERGY PORTFOLIO 2009 3
File No: 556722 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 879 BRIC OPPORTUNTITY PORTFOLIO
2009 3
File No: 556721 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 880 BALANCED MARKET ALLOCATION
STRATEGY 2009 3
File No: 556727 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 881 MORGAN STANLEY TECHNOLOGY
INDEX PORTFOLIO 2009 3
File No: 556717 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 174 VAN KAMPEN
BLACKROCK CORPORATE OPPORTUNITY TR SERIES 3
File No: 556723 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


PIMCO FUNDS PIMCO GOVERNMENT MONEY MARKET FUND CLASS A
File No: 556803 File Code: 3 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


PIMCO FUNDS PIMCO GOVERNMENT MONEY MARKET FUND CLASS C
File No: 556804 File Code: 3 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


1ST TR COMBINED SERIES 287 TX EX MUNICIPAL INCOME TR SERIES
244
File No: 556677 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 580
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 8
File No: 556674 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 580 STRATEGIC
INCOME PORTFOLIO SERIES 32
File No: 556675 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 583 FLAHERTY &
CRUMRINE PREFERRED PORTFOLIO SERIES 17
File No: 556676 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2022 DIVERSIFIED INCOME & GROWTH PORTFOLIO SUMMER 2009
SERIES
File No: 556679 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2037 CORPORATE INVESTMENT GRADE PORTFOLIO SHORT TERM
SERIES 9
File No: 556678 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN WINSLOW LARGE CAP GROWTH FUND
CLASS I SHARES
File No: 556701 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: CHICAGO State: IL Country:


PIONEER SERIES TR I PIONEER GROWTH FUND CLASS A SHARES
File No: 556696 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER GROWTH FUND CLASS C SHARES
File No: 556698 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER GROWTH FUND CLASS Y SHARES
File No: 556700 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER INTERMEDIATE TAX FREE INCOME
FUND CLASS A SHARES
File No: 556699 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER INTERMEDIATE TAX FREE INCOME
FUND CLASS C SHARES
File No: 556693 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER INTERMEDIATE TAX FREE INCOME
FUND CLASS Y SHARES
File No: 556694 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER SELECT MID CAP GROWTH FUND CLASS
A SHARES
File No: 556692 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER SELECT MID CAP GROWTH FUND CLASS
C SHARES
File No: 556697 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER SELECT MID CAP GROWTH FUND CLASS
Y SHARES
File No: 556695 File Code: 3 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 12
File No: 556672 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX SECURITIES TR NATIONAL TR 456
File No: 556673 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2015 PORTFOLIO 1 CLASS T
File No: 556616 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2015 PORTFOLIO 1 CLASS T1
File No: 556617 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2015 PORTFOLIO 2 CLASS T
File No: 556619 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2015 PORTFOLIO 2 CLASS T1
File No: 556618 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2015 PORTFOLIO 3 CLASS T
File No: 556620 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2015 PORTFOLIO 3 CLASS T1
File No: 556621 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2025 PORTFOLIO 1 CLASS T
File No: 556623 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2025 PORTFOLIO 1 CLASS T1
File No: 556622 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2025 PORTFOLIO 2 CLASS T
File No: 556624 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2025 PORTFOLIO 2 CLASS T1
File No: 556625 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2025 PORTFOLIO 3 CLASS T
File No: 556627 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2025 PORTFOLIO 3 CLASS T1
File No: 556626 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2035 PORTFOLIO 1 CLASS T
File No: 556628 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2035 PORTFOLIO 1 CLASS T1
File No: 556629 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2035 PORTFOLIO 2 CLASS T
File No: 556631 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2035 PORTFOLIO 2 CLASS T1
File No: 556630 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2035 PORTFOLIO 3 CLASS T
File No: 556632 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2035 PORTFOLIO 3 CLASS T1
File No: 556633 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2045 PORTFOLIO 1 CLASS T
File No: 556635 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2045 PORTFOLIO 1 CLASS T1
File No: 556634 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2045 PORTFOLIO 2 CLASS T
File No: 556636 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2045 PORTFOLIO 2 CLASS T1
File No: 556637 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2045 PORTFOLIO 3 CLASS T
File No: 556639 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2045 PORTFOLIO 3 CLASS T1
File No: 556638 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2055 PORTFOLIO 1 CLASS T
File No: 556640 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2055 PORTFOLIO 1 CLASS T1
File No: 556641 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2055 PORTFOLIO 2 CLASS T
File No: 556643 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2055 PORTFOLIO 2 CLASS T1
File No: 556642 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2055 PORTFOLIO 3 CLASS T
File No: 556644 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM LIFETIME 2055 PORTFOLIO 3 CLASS T1
File No: 556645 File Code: 3 Date Recvd: 08-MAY-09 Status 1: Z
Examiner: City: GREENWICH VILLAGE State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SEIRES 791 INSURED MUNICIPALS
INCOME TR SERIES 571
File No: 556600 File Code: 5 Date Recvd: 07-MAY-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 792 INVESTMENT GRADE
MUNICIPAL TR SERIES 93
File No: 556601 File Code: 5 Date Recvd: 07-MAY-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 793 INVESTORS QUALITY TX
EX TR SERIES 112
File No: 556602 File Code: 5 Date Recvd: 07-MAY-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 876 PREFERRED SECURITIES PORTFOLIO
SERIES 24
File No: 556603 File Code: 5 Date Recvd: 07-MAY-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 176 LONG TERM
CORPORATE INVESTMENT GRADE TR SERIES 54
File No: 556606 File Code: 5 Date Recvd: 07-MAY-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 177 INTERMEDIATE
CORPORATE INVESTMENT GRADE TR SERIES 42
File No: 556605 File Code: 5 Date Recvd: 07-MAY-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 178 GNMA INCOME
PORTFOLIO
File No: 556604 File Code: 5 Date Recvd: 07-MAY-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 588 CLAYMORE
GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORPORATE TR SERIES
File No: 556564 File Code: 5 Date Recvd: 06-MAY-09 Status 1: Z
Examiner: City: LISELE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 879 CLOSED END
INFRASTRUCTURE & MLP PORTFOLIO SERIES 5
File No: 556448 File Code: 5 Date Recvd: 04-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ENDOWMENT REGISTERED FUND LP
File No: 556458 File Code: 1 Date Recvd: 04-MAY-09 Status 1: R
Examiner: City: COLUMBUS State: OH Country:


FT 2020 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 31
File No: 556449 File Code: 5 Date Recvd: 04-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2027 GLOBAL INFASTRUCTURE PORTFOLIO SERIES 8
File No: 556450 File Code: 5 Date Recvd: 04-MAY-09 Status 1: R
Examiner: City: WHEATON State: IL Country: USA

REPORT ITEMS 125



Last Updated: June 27, 2015