Securities Filings for May 11, 2009 through May 22, 2009

Exemption Filings Made with DFI's Securities Division between 11-MAY-09 and 22-MAY-09

MEDICAL COONEXTIONS HOLDINGS INC
File No: 557645 File Code: 7 Date Recvd: 22-MAY-09 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


TA 11 LP
File No: 557644 File Code: 7 Date Recvd: 22-MAY-09 Status 1: F
Examiner: City: BOSTON State: MA Country: USA

ARDEN INSTITUTIONAL ADVISERS 2 MS FEEDER LP
File No: 557602 File Code: 7 Date Recvd: 20-MAY-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


OCEANIC EXPLORATION CO
File No: 557601 File Code: 8 Date Recvd: 20-MAY-09 Status 1: P
Examiner: City: ENGLEWOOD State: CO Country: USA


TA SUBORDINATED DEBT FUND 3 LP
File No: 557600 File Code: 7 Date Recvd: 20-MAY-09 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


BRANSON AIRPORT LLC
File No: 557535 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: ROWAYON State: CT Country: USA


BRANSON LAND LLC
File No: 557534 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: ROWAYON State: CT Country: USA


CARES FARMS LLC
File No: 557536 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: HINGHAM State: MA Country: USA


MACFARLAN CAPITAL PARTNERS FUND 3 LP
File No: 557532 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


NYPPEN HOLDINGS LLC
File No: 557537 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


WHITE OAKS WELATH ADVISORS CONSERVATIVE GROWTH FUND LLC
File No: 557533 File Code: 7 Date Recvd: 19-MAY-09 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


AMBER READY INC
File No: 557467 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: ROCKAWAY State: NJ Country: USA


COMMUNITY NATIONAL BANCORP
File No: 557603 File Code: 8 Date Recvd: 18-MAY-09 Status 1: P
Examiner: City: WATERLOO State: IA Country: USA


EL PASO MURCHISON OR INVETORS LLC
File No: 557463 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ENPRECIS INC
File No: 557465 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: MERCER ISLAND State: WA Country: USA


FALCON RIDGE GROWTH FUND LP
File No: 557459 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


G&D RESOURCES INC
File No: 557464 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


PREFERRED INCOME PARTNERS 4 LLC
File No: 557462 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


TERYL RESOURCES CORP
File No: 557461 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: RICHMOND BC V7A 5E0 State: Country: CANADA


UNIVERSAL ROBOTICS INC
File No: 557460 File Code: 7 Date Recvd: 18-MAY-09 Status 1: F
Examiner: City: NASHVILLE State: TN Country: USA


MINYANVILLE MEDIA INC
File No: 556920 File Code: 7 Date Recvd: 15-MAY-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NORTHERN TR MULTI ADVISOR FUNDS SERIES GLOBAL EQUITY FUND
GENERATION INVESTMENT MANGEMENT US LLP
File No: 556921 File Code: 7 Date Recvd: 15-MAY-09 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


GOLDEN PREDATOR ROYALTY & DEVELOPMENT CORP
File No: 556808 File Code: 7 Date Recvd: 14-MAY-09 Status 1: F
Examiner: City: VANCOUVER AB V6C 2W3 State: Country: CANADA


SEQUENT MEDICAL INC
File No: 556807 File Code: 7 Date Recvd: 14-MAY-09 Status 1: F
Examiner: City: ALISO VIEJO State: CA Country: USA


FRED DOOR CREEK APARTMENTS 3 LLC
File No: 556749 File Code: 7 Date Recvd: 13-MAY-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


PHOTOTHERA INC
File No: 556747 File Code: 7 Date Recvd: 13-MAY-09 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA


TX ENERGY HOLDINGS INC VERUS PROPERTIES
File No: 556748 File Code: 7 Date Recvd: 13-MAY-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SAB EQUITY PARTNERSHIP 3 LP
File No: 556708 File Code: 7 Date Recvd: 12-MAY-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB EQUITY PARTNERSHIP LP
File No: 556707 File Code: 7 Date Recvd: 12-MAY-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB VALUE OPPORTUNITIES FUND LP
File No: 556706 File Code: 7 Date Recvd: 12-MAY-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA

REPORT ITEMS 30

Franchise Filings Made with DFI's Securities Division between 11-MAY-09 and 22-MAY-09

KRISPY KREME DOUGHNUT CORP
File No: 557634 File Code: 71 Date Recvd: 21-MAY-09 Status 1: R
Examiner: City: WINSTON SALEM State: NC Country: USA


MEGADANCE USA CORP
File No: 557635 File Code: 71 Date Recvd: 21-MAY-09 Status 1: R
Examiner: City: LONGMEADOW State: MA Country: USA


CURRENT SAFE CORP
File No: 557636 File Code: 71 Date Recvd: 20-MAY-09 Status 1: R
Examiner: City: PITTSBURGH State: PA Country: USA


SYLVAN LEASING INC
File No: 557546 File Code: 71 Date Recvd: 19-MAY-09 Status 1: R
Examiner: City: BALTIMORE State: MD Country: USA


INCHES A WEIGH NORTH AMERICA INC
File No: 557545 File Code: 71 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: BIRMINGHAM State: AL Country: USA


CARTRIDGE DEPOT LLC
File No: 557476 File Code: 71 Date Recvd: 15-MAY-09 Status 1: R
Examiner: City: OWINGS MILLS State: MD Country: USA


INTERNATIONAL CHILDCARE FRANCHISE GROUP INC
File No: 557474 File Code: 71 Date Recvd: 15-MAY-09 Status 1: R
Examiner: City: DELRAY BEACH State: FL Country: USA


TOSSED FRANCHISE CORP
File No: 557475 File Code: 71 Date Recvd: 15-MAY-09 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA


TINT WORLD LLC
File No: 556938 File Code: 71 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOCA RATON State: FL Country: USA


ZIOS ITALIAN KITCHEN FRANCHISING LLC
File No: 556939 File Code: 71 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: SAN ANTONIO State: TX Country: USA


DOLLAR RENT A CAR INC
File No: 556754 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: TULSA State: OK Country: USA


MURPHY BUSINESS & FINANCIAL CORP
File No: 556753 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: CLEARWATER State: FL Country: USA


THERMO TIGHT INSULATION INC
File No: 556755 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: WEST ALLIS State: WI Country: USA


THRIFTY RENT A CAR SYSTEM INC
File No: 556756 File Code: 71 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: TULSA State: OK Country: USA


GDAY PET CARE LLC
File No: 556713 File Code: 71 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: ENGLEWOOD State: CO Country: USA


NEW HORIZONS FRANCHISING GROUP INC
File No: 556715 File Code: 71 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: ANAHEIM State: CA Country: USA


WATERWAY FRANCHISE LLC
File No: 556712 File Code: 71 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


FROOTS FRANCHISING CO INC
File No: 556691 File Code: 71 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: COOPER CITY State: FL Country: USA


KIDVILLE FRANCHISE CO LLC
File No: 556689 File Code: 71 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


REGENCY FRANCHISE LLC
File No: 556714 File Code: 71 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: MESA State: AZ Country: USA

REPORT ITEMS 20

Registration Filings Made with DFI's Securities Division between 11-MAY-09 and 22-MAY-09

VAN KAMPEN UNIT TR MUNICIPAL SEIRES 794 INVESTMENT GRADE
MUNICIPAL TR INTERMEDITATE SERIES 2
File No: 557640 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 892 MORGAN STANLEY 30 FOR 2013
PORTFOLIO
File No: 557643 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 175 VARIABLE &
FIXED RATE SHORT TERM CORPORATE TR SERIES 1
File No: 557642 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 179 BUILD AMERICA
BONDS INCOME TR SERIES 1
File No: 557641 File Code: 5 Date Recvd: 22-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPORATE TR STRATGIC SERIES 2
File No: 557609 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INSURED TX EX MUNICIPAL PORTFOLIO LONG TERM SERIES 4
File No: 557612 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 18
File No: 557611 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TACTICAL INCOME CLOSED END PORTFOLIO SERIES 9
File No: 557610 File Code: 5 Date Recvd: 21-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


AMERICAN 1ST ABSOLUTE RETURN PORTFOLIO SERIES 1
File No: 557607 File Code: 5 Date Recvd: 20-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 2060 REIT GROWTH & INCOME PLUS 5 YEAR SERIES
File No: 557599 File Code: 5 Date Recvd: 20-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HARTFORD MUTUAL FUNDS INC HARGORD MIDCAP FUND CLASS R3
File No: 557530 File Code: 5 Date Recvd: 19-MAY-09 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARGORD MIDCAP FUND CLASS R4
File No: 557531 File Code: 3 Date Recvd: 19-MAY-09 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


HARTFORD MUTUAL FUNDS INC HARGORD MIDCAP FUND CLASS R5
File No: 557529 File Code: 3 Date Recvd: 19-MAY-09 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


PAYDEN & RYGEL INVESTMENT GROUP PAYDEN KRAVITZ CASH BALANCE
PLAN FUND RETIREMENT CLASS
File No: 557528 File Code: 3 Date Recvd: 19-MAY-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 568 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 16
File No: 557469 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 581 CLOSED END
NATIONAL MUNICIPAL PORTFOLIO SERIES 15
File No: 557448 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2023 ENERGY SELECT PORTFOLIO SERIES 30
File No: 557456 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2023 HEALTH CARE SELECT PORTFOLIO SERIES 12
File No: 557457 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2023 WATER UTILITY & INFRASTRURE SELECT PORTFOLIO SERIES
12
File No: 557458 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2024 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 13
File No: 557453 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2026 MEGA CAP PORTFOLIO SERIES 9
File No: 557454 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2028 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 17
File No: 557452 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2034 DIVIDEND INCOME TR SERIES 7
File No: 557455 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2035 REIT VALUE TR SERIES 3
File No: 557451 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


NATURAL RESOURCES PORTFOLIO SERIES 3
File No: 557450 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 2
File No: 557449 File Code: 5 Date Recvd: 18-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


WT MUTUAL FUND WILMINGTON PRIME MONEY MARKET FUND SERVICE
SHARES
File No: 557489 File Code: 3 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: WILMINGTON State: DE Country:


WT MUTUAL FUND WILMINGTON TX EX MONEY MARKET FUND CLASS W
SHARES
File No: 557488 File Code: 3 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: WILMINGTON State: DE Country:


WT MUTUAL FUND WILMINGTON US GOVERNMENT MONEY MARKET FUND
SERVICE SHARES
File No: 557490 File Code: 3 Date Recvd: 18-MAY-09 Status 1: R
Examiner: City: WILMINGTON State: DE Country:


GC NET LEASE REIT INC
File No: 557598 File Code: 1 Date Recvd: 15-MAY-09 Status 1: Z
Examiner: City: EL SUGUNDO State: CA Country: USA


BUILD AMERICA BOND PORTFOLIO SERIES 1
File No: 556806 File Code: 5 Date Recvd: 14-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


HANCOCK JOHN CAPITAL SERIES HANCOCK JOHN CLASSIC VALUE FUND
CLASS R3
File No: 556817 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN CAPITAL SERIES HANCOCK JOHN CLASSIC VALUE FUND
CLASS R4
File No: 556820 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN CAPITAL SERIES HANCOCK JOHN CLASSIC VALUE FUND
CLASS R5
File No: 556818 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R3
File No: 556833 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R4
File No: 556834 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R5
File No: 556835 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 INTERNATIONAL CORE FUND CLASS R3
File No: 556831 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 INTERNATIONAL CORE FUND CLASS R4
File No: 556829 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 INTERNATIONAL CORE FUND CLASS R5
File No: 556827 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 US CORE FUND CLASS R3
File No: 556828 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 US CORE FUND CLASS R4
File No: 556830 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 US CORE FUND CLASS R5
File No: 556832 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R1
File No: 556819 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R3
File No: 556825 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R4
File No: 556826 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN INVESTMENT TR HANCOCK JOHN LARGE CAP EQUITY
FUND CLASS R5
File No: 556823 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN STRATEGIC SERIES HANCOCK JOHN STRATEGIC INCOME
FUND CLASS R3
File No: 556821 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN STRATEGIC SERIES HANCOCK JOHN STRATEGIC INCOME
FUND CLASS R4
File No: 556822 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN STRATEGIC SERIES HANCOCK JOHN STRATEGIC INCOME
FUND CLASS R5
File No: 556824 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS A
File No: 556846 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS B
File No: 556839 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS C
File No: 556844 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS M
File No: 556836 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS R
File No: 556841 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM CAPITAL SPECTRUM FUND CLASS Y
File No: 556837 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS A
File No: 556838 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS B
File No: 556840 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS C
File No: 556843 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS M
File No: 556845 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS R
File No: 556847 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PUTNAM FUNDS TR PUTNAM EQUITY SPECTRUM FUND CLASS Y
File No: 556842 File Code: 3 Date Recvd: 14-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


EQUITY OPPORTUNITY TR VALUE SELECT 10 SERIES 2009B
File No: 556805 File Code: 5 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN
FUND CLASS A
File No: 556731 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA

NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN FUND
CLASS C
File No: 556732 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN FUND
CLASS R3
File No: 556745 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN GUARDIAN FUND
INSTITUTIONAL CLASS
File No: 556733 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN INTERNATIONAL
LARGE CAP FUND CLASS R3
File No: 556742 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN LARGE CAP
DISCIPLINED GROWTH FUND CLASS R3
File No: 556740 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN MID CAP
GROWTH FUND CLASS A
File No: 556734 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN MID CAP
GROWTH FUND CLASS C
File No: 556735 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN MID CAP
GROWTH FUND CLASS R3
File No: 556744 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SMALL CAP
GROWTH FUND CLASS A
File No: 556738 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SMALL CAP
GROWTH FUND CLASS C
File No: 556739 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SMALL CAP
GROWTH FUND CLASS R3
File No: 556741 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SOCIAL
RESPOSIVE FUND CLASS A
File No: 556736 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SOCIAL
RESPOSIVE FUND CLASS C
File No: 556737 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN SOCIALLY
RESPONSIBLE FUND CLASS R3
File No: 556743 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN INCOME FUNDS NEUBERGER BERMAN HIGH INCOME
BOND FUND CLASS A
File No: 556730 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN INCOME FUNDS NEUBERGER BERMAN HIGH INCOME
BOND FUND CLASS C
File No: 556729 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN INCOME FUNDS NEUBERGER BERMAN HIGH INCOME
FUND CLASS R3
File No: 556746 File Code: 3 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TOUCHSTONE FUNDS GROUP TR SHORT DURATION FIXED INCOME FUND
CLASS Y
File No: 556728 File Code: 3 Date Recvd: 13-MAY-09 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


VAN KAMPEN UNIT TR SERIES 875 SMID STRATEGY PORTFOLIO 2009 3
File No: 556718 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 877 DOW JONES TOTAL MARKET
PORTFOLIO ENHANCED INDEX STRATEGY 2009 3
File No: 556719 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 877 ENHANCED SECTOR STRATEGY
SECTOR ROTATIONS PORTFOLIO 2009 3
File No: 556720 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 878 GLOBAL WATER PORTFOLIO 2009 3
File No: 556726 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 878 GREAT INTERNATIONAL FIRMS
PORTFOLIO SERIES 36
File No: 556724 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 878 MORGAN STANLEY US
MULTINATIONAL 50 INDEX PORTFOLIO SERIES 28
File No: 556725 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 879 ARDOUR GLOBAL ALTERNATIVE
ENERGY PORTFOLIO 2009 3
File No: 556722 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 879 BRIC OPPORTUNTITY PORTFOLIO
2009 3
File No: 556721 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 880 BALANCED MARKET ALLOCATION
STRATEGY 2009 3
File No: 556727 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 881 MORGAN STANLEY TECHNOLOGY
INDEX PORTFOLIO 2009 3
File No: 556717 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 174 VAN KAMPEN
BLACKROCK CORPORATE OPPORTUNITY TR SERIES 3
File No: 556723 File Code: 5 Date Recvd: 13-MAY-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


PIMCO FUNDS PIMCO GOVERNMENT MONEY MARKET FUND CLASS A
File No: 556803 File Code: 3 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


PIMCO FUNDS PIMCO GOVERNMENT MONEY MARKET FUND CLASS C
File No: 556804 File Code: 3 Date Recvd: 12-MAY-09 Status 1: R
Examiner: City: NEWPORT BEACH State: CA Country:


1ST TR COMBINED SERIES 287 TX EX MUNICIPAL INCOME TR SERIES
244
File No: 556677 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 580
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 8
File No: 556674 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 580 STRATEGIC
INCOME PORTFOLIO SERIES 32
File No: 556675 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 583 FLAHERTY &
CRUMRINE PREFERRED PORTFOLIO SERIES 17
File No: 556676 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2022 DIVERSIFIED INCOME & GROWTH PORTFOLIO SUMMER 2009
SERIES
File No: 556679 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2037 CORPORATE INVESTMENT GRADE PORTFOLIO SHORT TERM
SERIES 9
File No: 556678 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


NUVEEN INVESTMENT TR 2 NUVEEN WINSLOW LARGE CAP GROWTH FUND
CLASS I SHARES
File No: 556701 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: CHICAGO State: IL Country:


PIONEER SERIES TR I PIONEER GROWTH FUND CLASS A SHARES
File No: 556696 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER GROWTH FUND CLASS C SHARES
File No: 556698 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER GROWTH FUND CLASS Y SHARES
File No: 556700 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER INTERMEDIATE TAX FREE INCOME
FUND CLASS A SHARES
File No: 556699 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER INTERMEDIATE TAX FREE INCOME
FUND CLASS C SHARES
File No: 556693 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER INTERMEDIATE TAX FREE INCOME
FUND CLASS Y SHARES
File No: 556694 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER SELECT MID CAP GROWTH FUND CLASS
A SHARES
File No: 556692 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER SELECT MID CAP GROWTH FUND CLASS
C SHARES
File No: 556697 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


PIONEER SERIES TR I PIONEER SELECT MID CAP GROWTH FUND CLASS
Y SHARES
File No: 556695 File Code: 3 Date Recvd: 11-MAY-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 12
File No: 556672 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX SECURITIES TR NATIONAL TR 456
File No: 556673 File Code: 5 Date Recvd: 11-MAY-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

REPORT ITEMS 113



Last Updated: June 27, 2015