Securities Filings for July 06, 2009 through July 17, 2009

Exemption Filings Made with DFI's Securities Division between 06-JUL-09 and 17-JUL-09

3RD POINT PARTNERS QUALIFIED LP
File No: 561551 File Code: 7 Date Recvd: 17-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SAPIC GLOBAL MACRO FUND LP
File No: 561549 File Code: 7 Date Recvd: 17-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SNIPER RESOURCE LTD
File No: 561553 File Code: 7 Date Recvd: 17-JUL-09 Status 1: F
Examiner: City: VANCOUVER BC V6S 1C2 State: Country: CANADA


UPSTART LIFE SCIENCES CAPITAL LP
File No: 561552 File Code: 7 Date Recvd: 17-JUL-09 Status 1: F
Examiner: City: SALT LAKE CITY State: UT Country: USA


CORE PLUS REAL ESTATE FUND Q LP
File No: 561518 File Code: 7 Date Recvd: 16-JUL-09 Status 1: F
Examiner: City: CLEVELAND State: OH Country: USA


EAST MOSS LAKE 3 D P STM & LNG 3 D PSTM PROSPECT JOINT
VENTURE
File No: 561521 File Code: 7 Date Recvd: 16-JUL-09 Status 1: F
Examiner: City: SAN ANTIONIO State: TX Country: USA


GROSVENOR MULTI STRATEGY FUND LP
File No: 561520 File Code: 7 Date Recvd: 16-JUL-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


JANA OFFSHORE PARTNERS LTD
File No: 561519 File Code: 7 Date Recvd: 16-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MDEF RSBM SEGREGATED PORTFOLIO
File No: 561523 File Code: 7 Date Recvd: 16-JUL-09 Status 1: F
Examiner: City: HAMILTON HMII State: Country: DOMINCAN R


MDFLLP RSBM SERIES 4
File No: 561522 File Code: 7 Date Recvd: 16-JUL-09 Status 1: F
Examiner: City: ALBANY State: NY Country: USA


321 ADVISORS LLC
File No: 561509 File Code: 7 Date Recvd: 15-JUL-09 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


AURORA GLOBAL OPPORTUNITIES LP
File No: 561510 File Code: 7 Date Recvd: 15-JUL-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


FREESTONE OPPORTUNITY QUALIFIED PARTNERS LP
File No: 561508 File Code: 7 Date Recvd: 15-JUL-09 Status 1: F
Examiner: City: SEATTLE State: WA Country: USA


TALUS INVESTOR LLC
File No: 561507 File Code: 7 Date Recvd: 15-JUL-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HEDGEFORUM RENAISSANCE EQUITIES LLC
File No: 561505 File Code: 7 Date Recvd: 14-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SPIRUS MEDICAL INC
File No: 561504 File Code: 7 Date Recvd: 14-JUL-09 Status 1: F
Examiner: City: STOUGHTON State: MA Country: USA


ADVANCED EQUITIES SOLFOCUS INVESTMENTS 1 LLC
File No: 561461 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HEDGEFORUM 3RD POINT LLC
File No: 561464 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


HEDGEFORUM CHILTON DIVERSIFIED LLC
File No: 561465 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


HEDGEFORUM CHILTON GLOBAL NATURAL RESOURCES LLC
File No: 561463 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


IBG LLC
File No: 561460 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


SAB EQUITY PARTNERSHIP 3 LP
File No: 561458 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB EQUITY PARTNERSHIP LP
File No: 561457 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB VALUE OPPORTUNITIES FUND LP
File No: 561459 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


US DEBT RECOVERY 3 LP
File No: 561462 File Code: 7 Date Recvd: 13-JUL-09 Status 1: F
Examiner: City: INCLINE VILLAGE State: NV Country: USA


CORAM DEO ACADEMY INC
File No: 561438 File Code: 10 Date Recvd: 10-JUL-09 Status 1: P
Examiner: City: FLOWER MOUND State: TX Country: USA


GRESHAM HEDGED STRATEGIES OFFSHORD TLD
File No: 561379 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HEDGEFORUM PAULSON ADVANTAGE PLUS LTD
File No: 561380 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN ISL


HEDGEFORUM PAULSON RECOVERY LTD
File No: 561383 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN ISL


HEDGEFORUM RENAISSANCE FUTURES LLC
File No: 561381 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


HEDGEFORUM SMSF LLC
File No: 561382 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SHOOT IT LLC
File No: 561385 File Code: 7 Date Recvd: 09-JUL-09 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


AVIATION FACILITIES CO INC
File No: 561348 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: MCLEAN State: VA Country: USA


OXBOW ENERGY PARTNERS LP
File No: 561347 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: FAIRFIELD State: IA Country: USA


RESTAURANT TECHNOLOGIES INC
File No: 561361 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: EAGON State: MN Country: USA


RESTAURANT TECHNOLOGIES INC CLASS Z
File No: 561349 File Code: 7 Date Recvd: 08-JUL-09 Status 1: F
Examiner: City: EAGAN State: MN Country: USA


AZTEC OIL & GAS INC
File No: 561301 File Code: 7 Date Recvd: 07-JUL-09 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


BAYLAKE CORP
File No: 561302 File Code: 7 Date Recvd: 07-JUL-09 Status 1: F
Examiner: City: STURGEON BAY State: WI Country: USA

REPORT ITEMS 38

Franchise Filings Made with DFI's Securities Division between 06-JUL-09 and 17-JUL-09

HUNTINGTON LEARNING CENTERS INC
File No: 561613 File Code: 71 Date Recvd: 17-JUL-09 Status 1: R
Examiner: City: ORADELL State: NJ Country: USA


INTERSTATE BATTERY FRANCHISING & DEVELOPMENT INC
File No: 561616 File Code: 71 Date Recvd: 17-JUL-09 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


KAMPGROUNDS OF AMERICA INC
File No: 561536 File Code: 71 Date Recvd: 15-JUL-09 Status 1: R
Examiner: City: BILLINGS State: MT Country: USA


NETTYUS LLC
File No: 561537 File Code: 71 Date Recvd: 15-JUL-09 Status 1: R
Examiner: City: HARRISON State: NY Country: USA


WORLD GYN INTERNATIONAL LLC
File No: 561540 File Code: 71 Date Recvd: 15-JUL-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


1 800 MR RUBBISH FRANCHSING LLC
File No: 561539 File Code: 71 Date Recvd: 14-JUL-09 Status 1: R
Examiner: City: BROOKLYN State: NY Country: USA


AA DECORATIVE CONCRETE INC
File No: 561535 File Code: 71 Date Recvd: 14-JUL-09 Status 1: R
Examiner: City: KENNESAW State: GA Country: USA


QUAKER STEAK & LUBE FRANCHISING CORP
File No: 561538 File Code: 71 Date Recvd: 14-JUL-09 Status 1: R
Examiner: City: SHARON State: PA Country: USA


CB TAX FRANCHISE SYSTEMS LP
File No: 561397 File Code: 71 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: HOUSTON State: TX Country: USA


DECORATING DEN SYSTEMS INC
File No: 561400 File Code: 71 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: EASTON State: MD Country: USA


MASSAGE HEIGHTS CORPORATE LLC
File No: 561399 File Code: 71 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: SAN ANTONIO State: TX Country: USA


DA VI NAILS INTERANTIONAL LLC
File No: 561360 File Code: 71 Date Recvd: 08-JUL-09 Status 1: R
Examiner: City: WEST VALLEY CITY State: UT Country: USA


HANDYPRO INTERNATIONAL LLC
File No: 561475 File Code: 71 Date Recvd: 08-JUL-09 Status 1: R
Examiner: City: WARREN State: MI Country: USA


JANI KING FRANCHISING INC
File No: 561358 File Code: 71 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: ADDISON State: TX Country: USA


PEOPLES ORGANIC COFFEE FRANCHISING CO LLC
File No: 561359 File Code: 71 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: ST PETERSBURG State: FL Country: USA

REPORT ITEMS 15

Registration Filings Made with DFI's Securities Division between 06-JUL-09 and 17-JUL-09

1ST TR COMBINED SERIES 290 INSURED TX EX MUNICIPAL INCOME TR
SERIES 247
File No: 561563 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FALLEN ANGELS PORTFOLIO SERIES 4
File No: 561554 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 2071 SELECT DSIP PORTFOLIO 3RD QUARTER 2009 SERIES
File No: 561558 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2080 CAPITAL STRENGTH PORTFOLIO SERIES 4
File No: 561565 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2082 CANADIAN ENERGY & INCOME PORTFOLIO SERIES 14
File No: 561557 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2083 US INFRASTRUCTURE PORTFOLIO SERIES 5
File No: 561559 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2084 BALANCED INCOME SELECT PORTFOLIO SERIES 12
File No: 561560 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2085 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 14
File No: 561561 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2086 HIGH YIELD INCOME CLOSED END PORTFOLIO SERIES 29
File No: 561566 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2087 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 25
File No: 561562 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2110 MUNICIPAL INCOME PLUS CLOSED END PORTFOLIO SERIES
File No: 561564 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HIGH YIELD & INCOME CLOSED END PORTFOLIO SERIES 12
File No: 561556 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 19
File No: 561555 File Code: 5 Date Recvd: 17-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES 7
File No: 561541 File Code: 5 Date Recvd: 16-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


EQUITY OPPORTUNITY TR VALUE SELECT 10 SERIES 2009C
File No: 561596 File Code: 5 Date Recvd: 16-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


VAN KAMPEN UNIT TR MUNICIPAL SERIES 811 INVESTORS QUALITY TX
EX TR SERIES 116
File No: 561515 File Code: 5 Date Recvd: 16-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 812 QUALITY MUNICIPALS
INCOME TR 10TH LTD MATURITY SERIES
File No: 561513 File Code: 5 Date Recvd: 16-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 813 INVESTMENT GRADE
MUNICIPAL TR INTERMEDIATE SERIES 4
File No: 561514 File Code: 5 Date Recvd: 16-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 188 VAN KAMPEN
BLACKROCK CORPORATE OPPORTUNITY TR SERIES 5
File No: 561516 File Code: 5 Date Recvd: 16-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 189 VARIABLE &
FIXED RATE SHORT TERM CORPROATE TR SERIES 3
File No: 561517 File Code: 5 Date Recvd: 16-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPORATE TR NAVELLIER DIAL HIGH INCOME
OPPORTUNITIES PORTFOLIO SERIES 2
File No: 561506 File Code: 5 Date Recvd: 15-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


RESOURCE REAL ESTATE OPPORTUNITY REIT INC
File No: 561654 File Code: 1 Date Recvd: 14-JUL-09 Status 1: P
Examiner: City: PHILADELPHIA State: PA Country: USA


CLAYMORE SECURITIES DEFINED FORTFOLIOS SERIES 598 BNY MELLON
BRAZIL RUSSIA INDIA & CHINA BRIC PORTFOLIO SERIES 7
File No: 561448 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED FORTFOLIOS SERIES 598 DELTA
GLOBAL AGRICULTURE PORTFOLIO SERIES 7
File No: 561449 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED FORTFOLIOS SERIES 598 DELTA
GLOBAL CANADIAN ENERGY TR SERIES 20
File No: 561450 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COLUMBIA FUNDS SERIES TR COLUMBIA LARGE CAP ENHANCED CORE
FUND CLASS Y
File No: 561493 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR COLUMBIA LARGE CAP VALUE FUND CLASS
Y
File No: 561497 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR COLUMBIA MID CAP VALUE FUND CLASS Y
File No: 561495 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR COLUMBIA SHORT TERM BOND FUND CLASS
Y
File No: 561496 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA BOND FUND CLASS Y
File No: 561486 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA CONSERVATIVE HIGH YIELD
FUND CLASS Y
File No: 561487 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA INTERNATIONAL STOCK FUND
CLASS Y
File No: 561489 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA LARGE CAP GROWTH FUND
CLASS Y
File No: 561492 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA MID CAP GROWTH FUND
CLASS Y
File No: 561490 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA SMALL CAP GROWTH FUND I
CLASS Y
File No: 561488 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA SMALL CAP VALUE FUND I
CLASS Y
File No: 561494 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


COLUMBIA FUNDS SERIES TR I COLUMBIA STRATEGIC INVESTOR FUND
CLASS Y
File No: 561491 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS DIVERSIFIED
GLOBAL FUND CLASS A
File No: 561498 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS DIVERSIFIED
GLOBAL FUND CLASS C
File No: 561500 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS DIVERSIFIED
GLOBAL FUND CLASS I
File No: 561502 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS SATELLITE ALPHA
FUND CLASS A
File No: 561499 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS SATELLITE ALPHA
FUND CLASS C
File No: 561501 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


DREYFUS PREMIER INVESTMENT FUNDS INC DREYFUS SATELLITE ALPHA
FUND CLASS I
File No: 561503 File Code: 3 Date Recvd: 13-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


FT 2079 60 40 STRATEGIC ALLOCATION PORT 3Q 09 TERM 10 15 10
File No: 561456 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2079 75 25 STRATEGIC ALLOCATION PORT 3Q 09 TERM 10 15 10
File No: 561455 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2092 DIVERSIFIED ASSETS PORTFOLIO SERIES
File No: 561452 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2108 REGIONAL BANK & THRIFT PORTFOLIO SERIES 11
File No: 561451 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL CLOSED END PORTFOLIO SERIES 11
File No: 561454 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INFRASTRUCTURE OPPORTUNITY PORTFOLIO SERIES 6
File No: 561453 File Code: 5 Date Recvd: 13-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


ATLAS RESOURCES PUBLIC 18 2009 C LP
File No: 561469 File Code: 1 Date Recvd: 10-JUL-09 Status 1: Z
Examiner: City: MOON TOWNSHIP State: PA Country: USA


SEI INSTITUTIONAL INVESTMENTS TR LARGE CAP FUND
File No: 561447 File Code: 3 Date Recvd: 10-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 3 HANCOCK JOHN DISCIPLINED VALUE FUND
CLASS R1
File No: 561436 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


LAUDUS TR LAUDUS GROWTH INVESTORS US LARGE CAP GROWTH FUND
File No: 561378 File Code: 3 Date Recvd: 09-JUL-09 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LEGG MASON PARTNERS INCOME TR LMP CORPORATE BOND FUND CLASS
P SHARES
File No: 561437 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


RYDEX SERIES FUNDS US GOVERNMENT MONEY MARKET FUND INVESTOR2
CLASS SHARES
File No: 561429 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: ROCKVILLE State: MD Country:


SELIGMAN MUNICIPAL FUND SERIES INC NY MUNICIPAL SERIES CLASS
A
File No: 561433 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL FUND SERIES INC NY MUNICIPAL SERIES CLASS
C
File No: 561430 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL HIGH YIELD SERIES
CLASS A
File No: 561432 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:
SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL HIGH YIELD SERIES
CLASS C
File No: 561434 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL QUALITY SERIES
CLASS A
File No: 561435 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


SELIGMAN MUNICIPAL SERIES TR CA MUNICIPAL QUALITY SERIES
CLASS C
File No: 561431 File Code: 3 Date Recvd: 09-JUL-09 Status 1: R
Examiner: City: NEW YORK State: NY Country:


CULLMAN BANCORP INC
File No: 561356 File Code: 1 Date Recvd: 08-JUL-09 Status 1: I
Examiner: City: CULLMAN State: AL Country: USA


EATON VANCE GROWTH TR EATON VANCE ATLANTA CAPITAL SMID CAP
FUND CLASS R SHARES
File No: 561375 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


EATON VANCE MUTUAL FUNDS TR EATON VANCE STRATEGIC INCOME
FUND CLASS R SHARES
File No: 561374 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE LARGE CAP
GROWTH FUND CLASS R SHARES
File No: 561377 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE SMALL CAP FUND
CLASS R SHARES
File No: 561376 File Code: 3 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: BOSTON State: MA Country:


FT 2075 GLOBAL EQUITY INCOME CLOSED END PORTFOLIO SERIES 5
File No: 561345 File Code: 5 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2078 DIVERSIFIED EQUITY STRATEGIC ALLOCATION PORT 3Q 09
TERM 10 13 10
File No: 561346 File Code: 5 Date Recvd: 08-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


2077 LARGE CAP PORTFOLIO SERIES 19
File No: 561298 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


AQR FUNDS AQR INTERNATIONAL MOMENTUM FUND CLASS L SHARES
File No: 561342 File Code: 3 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: GREENWICH State: CT Country:


AQR FUNDS AQR MOMENTUM FUND CLASS L SHARES
File No: 561343 File Code: 3 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: GREENWICH State: CT Country:


AQR FUNDS AQR SMALL CAP MOMENTUM FUND CLASS L SHARES
File No: 561344 File Code: 3 Date Recvd: 07-JUL-09 Status 1: R
Examiner: City: GREENWICH State: CT Country:


FT 2076 PHARMACUETICAL SELECT PORTFOLIO SERIES 30
File No: 561294 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2077 INTERNATIONAL PORTFOLIO SERIES 19
File No: 561297 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2077 SMID CAP PORTFOLIO SERIES 2
File No: 561296 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2105 CORPORATE INVESTMENT GRADE PORTFOLIO INTERMEDIATE 5
YEAR SERIES 11
File No: 561295 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL WATER PORTFOLIO SERIES 5
File No: 561300 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NAVELLIER GROWTH PORTFOLIO SERIES 7
File No: 561299 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 806 INVESTMENT GRADE
MUNICIPAL TR INTERMEDIATE SERIES 3
File No: 561279 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 808 INSURED MUNICIPALS
INCOME TR SERIES 574
File No: 561280 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 809 INVESTORS QUALITY TX
EX TR SERIES 115
File No: 561281 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 810 QUALITY MUNICIPALS
INCOME TR 9TH LTD MATURITY SERIES
File No: 561282 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 894 VAN KAMPEN PRECIOUS METALS &
MINING PORTFOLIO 2009 3
File No: 561283 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 COHEN & STEERS REIT INCOME
PORTFOLIO 2009 3
File No: 561284 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 DIVERSIFIED HEALTHCARE
PORTFOLIO SERIES 48
File No: 561285 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 ENERGY PORTFOLIO SERIES 31
File No: 561286 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 FINANCIAL INSTITUTIONS
PORTFOLIO SERIES 43
File No: 561287 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 895 UTILITY INCOME PORTFOLIO
SERIES 28
File No: 561288 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 897 SELECT S&P GREATER CHINA PICKS
PORTFOLIO SERIES 15
File No: 561289 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 899 VAN KAMPEN PREFERRED
OPPORTUNITY PORTFOLIO SERIES 7
File No: 561290 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 901 VAN KAMPEN EMERGING MARKETS
PORTFOLIO 2009 3
File No: 561291 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 186 INTERMEDIATE
CORPORATE INVESTMENT GRADE TR SERIES 45
File No: 561292 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 187 LONG TERM
CORPORATE INVESTMENT GRADE TR SERIES 57
File No: 561293 File Code: 5 Date Recvd: 07-JUL-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2 YR
SERIES 8
File No: 561275 File Code: 5 Date Recvd: 06-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CA Country: USA


FRANKLIN TAX FREE TR FRANKLIN DOUBLE TAX FREE INCOME FUND
ADVISOR CLASS
File No: 561364 File Code: 3 Date Recvd: 06-JUL-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


GLOBAL SHIPPING PORTFOLIO SERIES 5
File No: 561276 File Code: 5 Date Recvd: 06-JUL-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

REPORT ITEMS 96



Last Updated: June 27, 2015