WI Securities Filings for July 13, 2009 through July 24, 2009

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 13-JUL-09 and 24-JUL-09


REPORT ITEMS 0

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 13-JUL-09 and 24-JUL-09


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 13-JUL-09 and 24-JUL-09

LEUTHOLD FUNDS INC LEUTHOLD GLOBAL CLEAN TECHNOLGY FUND
RETAIL CLASS
File No: 561664 File Code: 3 Date Recvd: 22-JUL-09 Status 1: Z
Examiner: City: MILWAUKEE


LEUTHOLD FUNDS INC LEUTHOLD GLOBAL CLEAN TECHNOLOGY FUND
INSTITUTIONAL CLASS
File No: 561665 File Code: 3 Date Recvd: 22-JUL-09 Status 1: Z
Examiner: City: MILWAUKEE


LEUTHOLD FUNDS INC LEUTHOLD HEDGED EQUITY FUND INSTITUTIONAL
CLAS
File No: 561667 File Code: 3 Date Recvd: 22-JUL-09 Status 1: Z
Examiner: City: MILWAUKEE


LEUTHOLD FUNDS INC LEUTHOLD HEDGED EQUITY FUND RETAIL CLASS
File No: 561666 File Code: 3 Date Recvd: 22-JUL-09 Status 1: Z
Examiner: City: MILWAUKEE


INVESTMENT MANAGERS SERIES TR EPH CHINA FUND CLASS A
File No: 561603 File Code: 3 Date Recvd: 20-JUL-09 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 5

Takeover Filings made with DFI's Securities Division between 13-JUL-09 and 24-JUL-09


REPORT ITEMS 0



Last Updated: June 27, 2015