Securities Filings for August 03, 2009 through August 14, 2009

Exemption Filings Made with DFI's Securities Division between 03-AUG-09 and 14-AUG-09

CARNEGIE SPEECH CO INC
File No: 562472 File Code: 7 Date Recvd: 14-AUG-09 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


DEERPATH CAPITAL LP
File No: 562474 File Code: 7 Date Recvd: 14-AUG-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DEERPATH FUNDING LP
File No: 562473 File Code: 7 Date Recvd: 14-AUG-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BELL FUND 3
File No: 562454 File Code: 7 Date Recvd: 13-AUG-09 Status 1: F
Examiner: City: GREENSBORO State: NC Country: USA


BYNUM WELL 4 JOINT VENTURE
File No: 562457 File Code: 7 Date Recvd: 13-AUG-09 Status 1: F
Examiner: City: PLANO State: TX Country: USA


CAPITAL GROWTH SYSTEMS INC
File No: 562456 File Code: 7 Date Recvd: 13-AUG-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CENTRAL PARK GROUP REAL ESTATE SPECIAL SITUATIONS FUND LLC
File No: 562452 File Code: 7 Date Recvd: 13-AUG-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


GEOCOM INC
File No: 562453 File Code: 7 Date Recvd: 13-AUG-09 Status 1: F
Examiner: City: DULUTH State: MN Country: USA


HEDGEFORUM PAULSON ADVANTAGE PLUS LLC
File No: 562455 File Code: 7 Date Recvd: 13-AUG-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SUNRISE COMMODITIES SELECT PORTFOLIO DAVCO FUND LP
File No: 562277 File Code: 7 Date Recvd: 11-AUG-09 Status 1: F
Examiner: City: SOLANA BEACH State: CA Country: USA


GRYPHON INTERNATIONAL OVERSEAS GROWTH FUND
File No: 562264 File Code: 7 Date Recvd: 10-AUG-09 Status 1: F
Examiner: City: TORONTO ON M5J A6 State: Country: CANADA


IBG LLC
File No: 562256 File Code: 7 Date Recvd: 10-AUG-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


GRAND ENERGY 2009 80 LTD
File No: 562192 File Code: 7 Date Recvd: 06-AUG-09 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


TIFF ABSOLUTE RETRUN POOL
File No: 562166 File Code: 7 Date Recvd: 05-AUG-09 Status 1: F
Examiner: City: CONSHOHOCKEN State: PA Country: USA


JETE CORP
File No: 562142 File Code: 7 Date Recvd: 04-AUG-09 Status 1: F
Examiner: City: ST PAUL State: MN Country: USA


MESH SYSTEMS LLC
File No: 562095 File Code: 7 Date Recvd: 03-AUG-09 Status 1: F
Examiner: City: INDIANAPOLIS State: IN Country: USA


MESH SYSTEMS LLC
File No: 562096 File Code: 7 Date Recvd: 03-AUG-09 Status 1: F
Examiner: City: INDIANAPOLIS State: IN Country: USA


MORGAN STANLEY TALF FUND LP
File No: 562094 File Code: 7 Date Recvd: 03-AUG-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PECTA 2 LLC
File No: 562092 File Code: 7 Date Recvd: 03-AUG-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND LP
File No: 562091 File Code: 7 Date Recvd: 03-AUG-09 Status 1: F
Examiner: City: GRAPEVINE State: TX Country: USA

REPORT ITEMS 20

Franchise Filings Made with DFI's Securities Division between 03-AUG-09 and 14-AUG-09

MARCOS FRANCHISING LLC
File No: 562610 File Code: 71 Date Recvd: 14-AUG-09 Status 1: R
Examiner: City: TOLEDO State: OH Country: USA


SALESPARTNERS LLC
File No: 562612 File Code: 71 Date Recvd: 14-AUG-09 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


CROUSER & ASSOC INC
File No: 562464 File Code: 71 Date Recvd: 13-AUG-09 Status 1: R
Examiner: City: CHARLESTON State: NC Country: USA


DANCE WORKS OF WI LLC
File No: 562465 File Code: 71 Date Recvd: 13-AUG-09 Status 1: R
Examiner: City: PEWAUKEE State: WI Country: USA


KLA FRANCHISE LLC
File No: 562613 File Code: 71 Date Recvd: 12-AUG-09 Status 1: R
Examiner: City: MIAMI State: FL Country: USA


COMPUTERTOTS INC
File No: 562309 File Code: 71 Date Recvd: 11-AUG-09 Status 1: R
Examiner: City: CYPRESS State: TX Country: USA


FIREHOUSE OF AMERICA LLC
File No: 562349 File Code: 71 Date Recvd: 11-AUG-09 Status 1: R
Examiner: City: JACKSONVILLE State: FL Country: USA


PB ART FRANCHISE INC
File No: 562279 File Code: 71 Date Recvd: 10-AUG-09 Status 1: R
Examiner: City: RIVERVIEW State: FL Country: USA


ALLQUEST REAL ESTATE CORP
File No: 562268 File Code: 71 Date Recvd: 07-AUG-09 Status 1: R
Examiner: City: HOUSTON State: TX Country: USA


BARBERSHOP A HAIR SALON FOR MEN
File No: 562231 File Code: 71 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: DEPERE State: WI Country: USA


DREAMLINE WIRELESS LLC
File No: 562233 File Code: 71 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: BOUNTIFUL State: UT Country: USA


FIRESTORM 24 7 LLC
File No: 562308 File Code: 71 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


MASSAGE ENVY LTD LLC
File No: 562234 File Code: 71 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


MASSAGE ENVY LTD LLC
File No: 562235 File Code: 71 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: LAKE MILLS WI State: Country: 53551


NANNY POPPINZ CORPORATE INC
File No: 562232 File Code: 71 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: FT MYERS BEACH State: FL Country: USA


MOM CORPS FRANCHISE CO LLC
File No: 562230 File Code: 71 Date Recvd: 05-AUG-09 Status 1: R
Examiner: City: MARIETTA State: GA Country: USA


BIZ 1 BROKERS INC
File No: 562173 File Code: 71 Date Recvd: 03-AUG-09 Status 1: R
Examiner: City: WEST PALM BEACH State: FL Country: USA

REPORT ITEMS 17

Registration Filings Made with DFI's Securities Division between 03-AUG-09 and 14-AUG-09

RAM FUNDS RAM SMALL MID CAP FUND CLASS I
File No: 562471 File Code: 3 Date Recvd: 14-AUG-09 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 197 BUILD AMERICA
BONDS INCOME TR SERIES 4
File No: 562470 File Code: 5 Date Recvd: 14-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


1ST TR COMBINED SERIES 292 INSURED TX EX MUNICIPAL INCOME TR
SERIES 248
File No: 562450 File Code: 5 Date Recvd: 13-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 602 ZACKS
INCOME ADVANTAGE STRATEGY SERIES 6
File No: 562451 File Code: 5 Date Recvd: 13-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2129 INSURED MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO
SERIES 4
File No: 562447 File Code: 5 Date Recvd: 12-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2131 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
13
File No: 562449 File Code: 5 Date Recvd: 12-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 601 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 21
File No: 562246 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 601 STRATEGIC
INCOME PORTFOLIO SERIES 35
File No: 562247 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 612 CLAYMORE
GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORPROATE TR SERIES
File No: 562245 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2101 ENERGY SELECT PORTFOLIO SERIES 31
File No: 562253 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2101 UTILITY & INFRASTRUCTURE PORTFOLIO SERIES 13
File No: 562252 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2102 MEGA CAP PORTFOLIO SERIES 10
File No: 562254 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2113 CORPROATE INVESTMENT GRADE PORTFOLIO INTERMEDITATE
5 YEAR SERIES 12
File No: 562255 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO
SERIES 4
File No: 562251 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 13
File No: 562250 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX SECURITIES TR NATIONAL TR 458
File No: 562248 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VALUE LINE SELECT ETF INDEX PORTFOLIO SERIES 3
File No: 562249 File Code: 5 Date Recvd: 10-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


WORLD FUNDS TR COMMONWEALTH SMALL CAP FUND INSTITUTIONAL
SHARES
File No: 562244 File Code: 3 Date Recvd: 10-AUG-09 Status 1: R
Examiner: City: RICHMOND State: VA Country: USA


HATTARAS 1099 ADVANTAGE FUND
File No: 562211 File Code: 3 Date Recvd: 07-AUG-09 Status 1: Z
Examiner: City: RALEIGH State: NC Country: USA


HATTARAS 1099 ADVANTAGE INSTITUTIONAL FUND
File No: 562212 File Code: 3 Date Recvd: 07-AUG-09 Status 1: Z
Examiner: City: RALEIGH State: NC Country: USA


OCEANSTONE FUND
File No: 562213 File Code: 3 Date Recvd: 07-AUG-09 Status 1: Z
Examiner: City: CARSLBAD State: CA Country: USA


AMERICAN FUNDS SHORT TERM TX EX BOND FUND CLASS F 1
File No: 562382 File Code: 3 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country:


AMERICAN FUNDS SHORT TERM TX EX BOND FUND CLASS F 2
File No: 562383 File Code: 3 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country:


EASTERN CHAPEL MISSIONARY BAPTIST CHURCH
File No: 562186 File Code: 2 Date Recvd: 06-AUG-09 Status 1: P
Examiner: City: GOLDSBORO State: NC Country: USA


MANAGERS AMG FUNDS GW&K CAP EQUITY INSTITUTIONAL CLASS
File No: 562178 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MUNDER SERIES TR MUNDER TAX FREE SHORT INTERMEDIATE BOND
FUND CLASS Y SHARES
File No: 562384 File Code: 3 Date Recvd: 06-AUG-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


VAN KAMPEN UNIT TR MUNICIPAL SERIES 821 INVESTMENT GRADE
MUNICIPAL TR SERIES 97
File No: 562184 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 822 INVESTMENT GRADE
MUNICIPAL TR SERIES 98
File No: 562185 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 902 SELECT 10 INDUSTRIAL PORTFOLIO
2009 5
File No: 562179 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 905 DOW JONES TOTAL MARKET
PORTFOLIO ENHANCED INDEX STRATEGY 2009 4
File No: 562180 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 905 ENHANCED SECTOR STRATEGY
SECTOR ROTATION PORTFOLIO 2009 4
File No: 562181 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 907 ARDOUR GLOBAL ALTERNATIVE
ENERGY PORTFOLIO 2009 4
File No: 562183 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 907 BRIC OPPORTUNITY PORTFOLIO
2009 4
File No: 562182 File Code: 5 Date Recvd: 06-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 611 TECHNOLOGY
PORTFOLIO SERIES 5
File No: 562165 File Code: 5 Date Recvd: 05-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COMMERCE FUNDS NATIONAL TAX FREE INTERMEDIATE BOND FUND
INSTITUTIONAL SHARES
File No: 562177 File Code: 3 Date Recvd: 04-AUG-09 Status 1: R
Examiner: City: KANSAS CITY State: MO Country:


OLD 1ST BAPTIST CHURCH
File No: 562156 File Code: 2 Date Recvd: 04-AUG-09 Status 1: P
Examiner: City: SUMMERVILLE State: SC Country: USA


PAYDEN & RYGEL INVESTMENT GROUP PAYDEN KRAVITS CASH BALANCE
PLAN FUND INSTITUTIONAL CLASS
File No: 562141 File Code: 3 Date Recvd: 04-AUG-09 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 818 QUALITY MUNICIPALS
INCOME TR 12TH LIMITED MATURITY SERIES
File No: 562158 File Code: 5 Date Recvd: 04-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 819 INVESTORS QUALITY TX
EX TR SERIES 118
File No: 562159 File Code: 5 Date Recvd: 04-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 193 BUILD AMERICA
BONDS INCOME TR SERIES 3
File No: 562162 File Code: 5 Date Recvd: 04-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 194 LONG TERM
CORPORATE INVESTMENT GRADE TR SERIES 59
File No: 562160 File Code: 5 Date Recvd: 04-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 195 INTERMEDIATE
CORPORATE INVESTMENT GRADE TR SERIES 47
File No: 562161 File Code: 5 Date Recvd: 04-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPROATE TR NAVELLIER DIAL HIGH INCOME
OPPORTUNITIES SERIES 3
File No: 562089 File Code: 5 Date Recvd: 03-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


DIVERIFIED ADVANTAGE PORTFOLIO SERIES 3
File No: 562090 File Code: 5 Date Recvd: 03-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 2099 DIVERSIFIED INCOME & GROWTH PORTFOLIO FALL 2009
SERIES
File No: 562088 File Code: 5 Date Recvd: 03-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GAMCO WESTWOOD FUNDS GAMCO WESTWOOD MIGHTY MITES FUND CLASS
C SHARES
File No: 562140 File Code: 3 Date Recvd: 03-AUG-09 Status 1: R
Examiner: City: RYE State: NY Country:


HANCOCK JOHN FUNDS 2 HANCOCK JOHN TECHNICAL OPPORTUNITIES
FUND CLASS A
File No: 562138 File Code: 3 Date Recvd: 03-AUG-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


HANCOCK JOHN FUNDS 2 HANCOCK JOHN TECHNICAL OPPORTUNITIES
FUND CLASS I
File No: 562139 File Code: 3 Date Recvd: 03-AUG-09 Status 1: R
Examiner: City: BOSTON State: MA Country:


MASSMUTUAL PREMIER FUNDS MASSMUTUAL PREMIER MONEY MARKET
FUND CLASS S
File No: 562087 File Code: 3 Date Recvd: 03-AUG-09 Status 1: Z
Examiner: City: SPRINGFIELD State: MA Country: USA


RIDGEWORTH FUNDS MD MUNICIPAL BOND FUND A SHARES
File No: 562137 File Code: 3 Date Recvd: 03-AUG-09 Status 1: R
Examiner: City: COLUMBUS State: OH Country:


VAN KAMPEN UNIT TR MUNICIPAL SERIES 820 INSURED MUNICIPALS
INCOME TR SERIES 577
File No: 562157 File Code: 5 Date Recvd: 03-AUG-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA

REPORT ITEMS 51



Last Updated: June 27, 2015