Securities Filings for August 31, 2009 through September 11, 2009

Exemption Filings Made with DFI's Securities Division between 31-AUG-09 and 11-SEP-09

NEXT STEP BIOFUELS INC
File No: 564207 File Code: 7 Date Recvd: 10-SEP-09 Status 1: F
Examiner: City: GRETNA State: NE Country: USA


SIERRA BANCORP
File No: 564208 File Code: 7 Date Recvd: 10-SEP-09 Status 1: F
Examiner: City: PORTERVILLE State: CA Country: USA


CALIX NETWORKS INC
File No: 564022 File Code: 7 Date Recvd: 08-SEP-09 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA


CAPITAL GROWTH PLANNING INC
File No: 564023 File Code: 7 Date Recvd: 08-SEP-09 Status 1: F
Examiner: City: EL CAJON State: CA Country: USA


CHRISTIAN & MISSIONARY ALLIANCE OF ST CROIX FALLS
File No: 564018 File Code: 8 Date Recvd: 08-SEP-09 Status 1: P
Examiner: City: ST CROIX FALLS State: WI Country: USA


IBG LLC
File No: 564135 File Code: 7 Date Recvd: 08-SEP-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


NORTH AMERICAN GALVANIZING & COATINGS INC
File No: 564021 File Code: 7 Date Recvd: 08-SEP-09 Status 1: F
Examiner: City: TULSA State: OK Country: USA


PHALANX JAPAN AUSTRALASIA MULTI STRATEGY US FUND LLP
File No: 564020 File Code: 7 Date Recvd: 08-SEP-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND INVESTORS
LLC
File No: 564019 File Code: 7 Date Recvd: 08-SEP-09 Status 1: F
Examiner: City: State: Country: USA


MURVIN & MEIER OIL CO
File No: 563985 File Code: 7 Date Recvd: 03-SEP-09 Status 1: F
Examiner: City: BARRINGTON State: IL Country: USA


ST LOUIS EQUITY FUND 2009 LLC
File No: 563984 File Code: 7 Date Recvd: 03-SEP-09 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


AG CAPITAL RECOVERY PARTNERS 7 LP
File No: 563899 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ATT CATHETER TECHNOLOGIES LLC
File No: 563900 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: LAFAYETTE State: IN Country: USA


BLUEROCK SPECIAL OPPORTUNITY & INCOME FUND LLC
File No: 563903 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PIGHTPATH TECHNOLOGIES INC
File No: 563901 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: ORLANDO State: FL Country: USA


TWIGTEK LLC
File No: 563902 File Code: 7 Date Recvd: 02-SEP-09 Status 1: F
Examiner: City: NEW HAVEN State: CT Country: USA


PROMENTIS PHARMACEUTICALS INC
File No: 563887 File Code: 7 Date Recvd: 01-SEP-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


AG ASIA REALTY FUND LP
File No: 563807 File Code: 7 Date Recvd: 31-AUG-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NORTH STAR MINING CORP
File No: 563808 File Code: 7 Date Recvd: 31-AUG-09 Status 1: F
Examiner: City: VAL D'OR QC J9P 2H1 State: Country: CANADA

REPORT ITEMS 19

Franchise Filings Made with DFI's Securities Division between 31-AUG-09 and 11-SEP-09

OMEX INTERNATIONAL INC
File No: 564141 File Code: 71 Date Recvd: 09-SEP-09 Status 1: R
Examiner: City: CAMP HILL State: PA Country: USA


JUMPBUNCH INC
File No: 564142 File Code: 71 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: ANNAPOLIS State: MD Country: USA


PHILLY DAWGZ FRANCHISE SYSTEM INC
File No: 564043 File Code: 71 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: LITTLE CANADA State: MN Country: USA


REAL DEALS INC
File No: 564042 File Code: 71 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: BUHL State: ID Country: USA


RENT YOUR BOXES LLC
File No: 564014 File Code: 71 Date Recvd: 03-SEP-09 Status 1: R
Examiner: City: HENDERSON State: NV Country: USA


MATTRESS VENTURE LLC
File No: 563909 File Code: 71 Date Recvd: 02-SEP-09 Status 1: R
Examiner: City: HOUSTON State: TX Country: USA


ERC FRANCHISING LLC
File No: 563822 File Code: 71 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA


ERC FRANCHISING LLC
File No: 563823 File Code: 71 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 31-AUG-09 and 11-SEP-09

FT 2130 DIVIDEND STRENGTH PORTFOLIO SERIES 3
File No: 564214 File Code: 5 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2133 GLOBAL COMMODITIES PORTFOLIO SERIES 9
File No: 564213 File Code: 5 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2134 GREATER CHINA PORTFOLIO SERIES 19
File No: 564215 File Code: 5 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2167 GLOBAL HARD ASSETS PORTFOLIO SERIES
File No: 564211 File Code: 5 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2172 NATURAL GAS PORTFOLIO SERIES 3
File No: 564212 File Code: 5 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL BASIC MATERIALS PORTFOLIO SERIES 11
File No: 564209 File Code: 5 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MAXIM SERIES FUND MAXIM FEDERATED BOND PORTFOLIO
File No: 564216 File Code: 3 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: GREENWOOD VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM JANUS LARGE CAP GROWTH PORTFOLIO
File No: 564218 File Code: 3 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: GREENWOOD VILLAGE State: CO Country: USA


MAXIM SERIES FUND MAXIM MFS INTERNATIONAL GROWTH PORTFOLIO
File No: 564217 File Code: 3 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: GREENWOOD VILLAGE State: CO Country: USA


PERONI GROWTH PORTFOLIO AUTUMN 2009 SERIES
File No: 564210 File Code: 5 Date Recvd: 10-SEP-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CATALYST FUNDS CATALYST HIGH INCOME FUND CLASS C
File No: 564119 File Code: 3 Date Recvd: 09-SEP-09 Status 1: R
Examiner: City: WILLOW GROVE State: PA Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS HODGES BLUE CHIP 25 FUND
RETAIL CLASS
File No: 564120 File Code: 3 Date Recvd: 09-SEP-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS HODGES EQUITY INCOME FUND
RETAIL CLASS
File No: 564121 File Code: 3 Date Recvd: 09-SEP-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS HODGES PURE CONTRARIAN
FUND RETAIL CLASS
File No: 564122 File Code: 3 Date Recvd: 09-SEP-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


VALUE LINE SELECT SMALL CAP STOCKS INDEX PORTFOLIO SERIES 1
File No: 564118 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 829 QUALITY MUNICIPALS
INCOME TR 13TH LTD MATURITY SERIES
File No: 564134 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 909 DOW JONES SELECT DIVIDEND
INDEX STRATEGY PORTFOLIO 2009 4
File No: 564131 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 909 EAFE SELECT 20 PORTFOLIO
2009 4
File No: 564130 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 909 GLOBAL 45 DIVIDEND
STRATEGY PORTFOLIO 2009 4
File No: 564132 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 909 MULTI STRATEGY SERIES EAFE
EDVY 2009 4
File No: 564133 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 909 SELECT 5 INDUSTRIAL
PORTFOLIO 2009 4
File No: 564129 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 909 SELECT S&P CORE PORTFOLIO
2009 4
File No: 564127 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 909 SELECT S&P INDUSTRIAL
PORTFOLIO 2009 4
File No: 564128 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 913 CLOSED END STRATEGY COHEN &
STEERS MASTER EQUITY & INCOME PORTFOLIO SERIES 15
File No: 564123 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 913 CLOSED END STRATEGY COHEN &
STEERS MASTER MUNICIPAL INCOME PORTFOLIO NATIONAL SERIES 17
File No: 564125 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 913 CLOSED END STRATEGY SENIOR
LOAN & LTD DURATION PORTFOLIO SERIES 22
File No: 564124 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 913 COHEN & STEERS MASTER INCOME
PORTFOLIO SERIES 21
File No: 564126 File Code: 5 Date Recvd: 09-SEP-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS CORPORATE TR NAVELLIER DIAL HIGH INCOME
OPPORTUNITIES PORTFOLIO SERIES 5
File No: 564003 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CALVERT SOCIAL INVESTMENT FOUNDATION
File No: 563994 File Code: 2 Date Recvd: 08-SEP-09 Status 1: P
Examiner: MJS City: BETHESDA State: MD Country: USA


CATALYST FUNDS CATALYST HIGH INCOME FUND
File No: 563997 File Code: 3 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: WILLOW GROVE State: PA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 614
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 10
File No: 564010 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 614
STRATEGIC INCOME PORTFOLIO SERIES 36
File No: 564011 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 614 INCOME CLO
SED END & TREASURY ALLOCATION PORTFOLIO SERIES 5
File No: 564012 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FIRST TR COMBINED SERIES 293 TAX EXEMPT MUNICIPAL INCOME
TR SERIES 249
File No: 564013 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2132 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 18
File No: 564007 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2147 GLOBAL EQUITY INCOME CLOSED END PORTFOLIO
SERIES 6
File No: 564009 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2148 MUNICIPAL INCOME PLUS CLOSED END PORTFOLIO SERIES 2
File No: 564005 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2151 TAX ADVANTAGED MUNICIPAL CLOSED END PORTFOLIO
SERIES 6
File No: 564008 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2152 GLOBAL AGRICULTURE PORTFOLIO SERIES 10
File No: 564006 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


MUNICIPAL CLOSED END PORFOLIO SERIES 12
File No: 564004 File Code: 5 Date Recvd: 08-SEP-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR STATE STREET INSTIT
UTIONAL LIQUID RESERVES FUND INSTITUTIONAL CLASS
File No: 564001 File Code: 3 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR STATE STREET INSTIT
UTIONAL TAX FREE MONEY MARKET FUND INSTITUTIONAL CLASS
File No: 564000 File Code: 3 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR STATE STREET INSTIT
UTIONAL TREASURY MONEY MARKET FUND INSTITUTIONAL CLASS
File No: 563998 File Code: 3 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR STATE STREET INSTIT
UTIONAL TREASURY PLUS MONEY MARKET FUND INSTITUTIONAL CLASS
File No: 564002 File Code: 3 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR STATE STREET INSTIT
UTIONAL US GOVERNMENT MONEY MARKET FUND INSTITUTIONAL CLASS
File No: 563999 File Code: 3 Date Recvd: 08-SEP-09 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


UNITED CHURCH OF CHRIST CORNERSTONE FUND INC
File No: 563996 File Code: 2 Date Recvd: 08-SEP-09 Status 1: P
Examiner: City: CLEVELAND State: OH Country: USA


FORUM FUNDS MERK ABSOLUTE RETURN CURRENCY FUND INVESTOR
SHARES
File No: 563993 File Code: 3 Date Recvd: 03-SEP-09 Status 1: Z
Examiner: City: PORTLAND State: ME Country:


CLAYMORE SECURITIES DEVINED PORTFOLIOS SERIES 626 CLAYMORE
GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORPORATE TR SERIES
File No: 563886 File Code: 5 Date Recvd: 01-SEP-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ALGER FUNDS 2 ALGER DYNAMIC OPPORTUNITIES FUND CLASS A
SHARES
File No: 563982 File Code: 3 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 615 FLAHERTY &
CRUMRINE PREFERRED PORTFOLIO SERIES 19
File No: 563802 File Code: 5 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 2127 BALANCED INCOME PORTFOLIO SERIES 21
File No: 563801 File Code: 5 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2145 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES 6
File No: 563811 File Code: 5 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: WHEATON State: IL Country: USA


FT 2146 PREFERRED INCOME PORTFOLIO SERIES 31
File No: 563812 File Code: 5 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: WHEATON State: IL Country: USA


HEALTH CARE OPPORTUNITIES PORTFOLIO SERIES 3
File No: 563804 File Code: 5 Date Recvd: 31-AUG-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MONTEAGLE FUNDS MONTEAGLE INFORMED INVESTOR GROWTH FUND
File No: 563803 File Code: 3 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: WILLOW GROVE State: PA Country: USA


PROFESSIONAL MANAGED PORTFOLIOS AKRE FOCUS FUND
INSTITUTIONAL CLASS
File No: 563806 File Code: 3 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONAL MANAGED PORTFOLIOS AKRE FOCUS FUND RETAIL CLASS
File No: 563805 File Code: 3 Date Recvd: 31-AUG-09 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA

REPORT ITEMS 57



Last Updated: June 27, 2015